Interim Senior Regulatory Lawyer (Retail Investments)

Interim Senior Regulatory Lawyer (Retail Investments)

Full-Time 70000 - 90000 Β£ / year (est.) No working from home possible
Marsden

At a Glance

  • Tasks: Lead legal support for new wealth management products and navigate complex regulatory matters.
  • Company: High-growth fintech with a dynamic and innovative environment.
  • Benefits: Competitive day rate, hybrid working, and potential for contract extension or permanent role.
  • Other info: Opportunity to work closely with regulators and strategic partners.
  • Why this job: Join a fast-paced team and make a real impact in the financial services sector.
  • Qualifications: Experienced Financial Services Lawyer with regulatory and investment expertise.

The predicted salary is between 70000 - 90000 Β£ per year.

Immediate opportunity for an experienced Financial Services Lawyer with a background in regulatory and investments to join a high-growth fintech on an initial contract basis starting ASAP. 3-6 months with potential to extend/go permanent. Day rate, inside IR35, hybrid working (2/3 split).

Reporting to the Head of Legal you will take a lead role as a dedicated support for the roll out of new wealth management products and services, advising on complex regulatory matters and liaising extensively with regulators. This will include:

  • Owning the legal workstream for the investments proposition
  • Responding to queries from the FCA on the VoP
  • Negotiating agreements with strategic partners and suppliers such as fund managers, tech vendors and other intermediaries
  • Drafting client facing documentation

Interim Senior Regulatory Lawyer (Retail Investments) employer: Marsden

Join a dynamic fintech that champions innovation and growth, offering a collaborative work culture where your expertise as an Interim Senior Regulatory Lawyer will be valued. With a focus on employee development and a flexible hybrid working model, you'll have the opportunity to make a significant impact while enjoying a competitive day rate and the potential for contract extension or permanent placement. This role not only allows you to engage with leading industry partners but also positions you at the forefront of regulatory advancements in retail investments.

Marsden

Contact Details:

Marsden Recruitment Team

We think you need these skills to ace Interim Senior Regulatory Lawyer (Retail Investments)

Financial Services Law
Regulatory Compliance
Investment Law
Legal Drafting
Negotiation Skills
FCA Liaison
Wealth Management Products