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- Tasks: Ensure compliance with regulations and manage risks in a dynamic FinTech environment.
- Company: Join a fast-growing FinTech firm revolutionising the payment landscape from Mayfair.
- Benefits: Enjoy a hybrid work model with 4 days in the office and 1 day remote.
- Why this job: Be part of a team driving financial innovation and making a real impact in Wealth Tech.
- Qualifications: 4-6 years experience in compliance, strong communication skills, and knowledge of financial regulations required.
- Other info: Knowledge of Blockchain/Cryptocurrency is a plus; professional certification is advantageous.
The predicted salary is between 48000 - 72000 £ per year.
A great opportunity for a compliance analyst with 2-4 years experience to join a fast growing Fin Tech Firm based in Mayfair. We are an FCA-authorized E-Money Institution, established to channel financial innovation into the payment and treasury landscape through expertise and technology.
As a Senior Compliance Officer in our growing Fintech/EMI (Electronic Money Institution) organisation, you will play a critical role in ensuring that the company remains compliant with all regulatory requirements, industry standards, and internal policies. You will collaborate closely with various teams to identify, mitigate, and manage compliance risks while overseeing the implementation of effective compliance programs and controls. This role will report into the Deputy MLRO & MLRO.
Responsibilities will include, but are not limited to:
- Onboard customers, carrying out KYC and AML compliance checks in line with the Company’s onboarding policies and procedures.
- Assist with FCA RegData regulatory reporting.
- Produce Client based risk assessments.
- At the Direction of the MLRO and Deputy MLRO assist in Team Management and Co-Ordination.
- Act as a point of escalations for high-risk clients.
- Ensure Periodic Reviews are conducted on existing clients.
- Carry out daily transaction monitoring and data validation.
- Investigate and review transactions that have exceeded set thresholds.
Requirements:
- Proven experience as a Compliance Officer or Senior Compliance Analyst (4-6 years).
- Confident and pro-active with excellent organisational skills.
- Excellent communication and collaboration skills.
- Comfortable working in a dynamic and fast paced environment.
- Able to work under pressure and efficiently manage time and workload.
- Experience in risk management.
- Knowledge of legal requirements and controls (e.g., EU Money Laundering Directives, FCA Handbook).
- Familiarity with industry practices and professional standards.
- Familiarity with FCA Guidance and rule book and relevant publications e.g., JMLSG.
- Strong understanding of financial regulations, including AML, KYC (Know Your Customer), and payment systems regulations.
- Knowledge of Financial Regulations, familiarity with the Financial Conduct Authority, Payment Services Regulation, Anti-Money Laundering Directives.
- Familiarity with GDPR data protection regulation and standards.
- Excellent communication and organization skills.
- Attention to detail.
- Knowledge of Blockchain/Cryptocurrency field is a plus.
- BSc/BA/Bcom in law, finance, business administration or a related field.
- Professional certification (e.g., ICA) is a plus.
Senior Compliance Officer - Fin Tech | London, UK | Hybrid employer: Marlin Selection
Contact Detail:
Marlin Selection Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Officer - Fin Tech | London, UK | Hybrid
✨Tip Number 1
Familiarise yourself with the latest FCA regulations and guidelines, especially those related to E-Money Institutions. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in the compliance field.
✨Tip Number 2
Network with professionals in the FinTech industry, particularly those working in compliance roles. Attend relevant events or webinars to connect with potential colleagues and learn about the latest trends and challenges in compliance.
✨Tip Number 3
Prepare to discuss specific compliance challenges you've faced in previous roles, particularly around KYC and AML processes. Being able to share real-life examples will showcase your problem-solving skills and experience.
✨Tip Number 4
Research StudySmarter's values and mission, and think about how your personal values align with them. This will help you articulate why you're a good fit for our team during the interview process.
We think you need these skills to ace Senior Compliance Officer - Fin Tech | London, UK | Hybrid
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in compliance, particularly in the FinTech sector. Emphasise your knowledge of AML, KYC, and financial regulations, as these are crucial for the role.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for compliance and your understanding of the FinTech landscape. Mention specific experiences that demonstrate your ability to manage compliance risks and collaborate with teams.
Highlight Relevant Skills: In your application, clearly outline your organisational skills, attention to detail, and ability to work under pressure. These traits are essential for a Senior Compliance Officer in a fast-paced environment.
Showcase Continuous Learning: If you have any professional certifications or ongoing education related to compliance or financial regulations, be sure to mention them. This shows your commitment to staying updated in the field.
How to prepare for a job interview at Marlin Selection
✨Know Your Regulations
Make sure you brush up on the key regulations relevant to the role, such as AML, KYC, and the FCA Handbook. Being able to discuss these confidently will show your expertise and understanding of the compliance landscape.
✨Demonstrate Your Experience
Prepare specific examples from your previous roles that highlight your experience in compliance, risk management, and team coordination. This will help illustrate your capability to handle the responsibilities of a Senior Compliance Officer.
✨Showcase Your Communication Skills
As this role requires collaboration with various teams, be ready to demonstrate your excellent communication skills. You might be asked how you would handle conflicts or communicate complex compliance issues to non-compliance staff.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's compliance culture, challenges they face, and their approach to regulatory changes. This shows your genuine interest in the role and helps you assess if the company is the right fit for you.
