Senior Compliance Officer — Trade Reporting & Surveillance Lead

Senior Compliance Officer — Trade Reporting & Surveillance Lead

Full-Time 63000 - 77000 £ / year (est.) No working from home possible
Marlin Selection Recruitment

At a Glance

  • Tasks: Lead trade reporting and enhance compliance functions in a dynamic trading environment.
  • Company: Global trading firm based in London with a strong reputation.
  • Benefits: Career progression towards senior management roles and competitive salary.
  • Other info: Opportunity to work with advanced tools like SteelEye and grow professionally.
  • Why this job: Make a significant impact on compliance while advancing your career in finance.
  • Qualifications: Experience in compliance, trade reporting, and regulatory monitoring.

The predicted salary is between 63000 - 77000 £ per year.

Our client, a global trading firm in London, is seeking a Senior Compliance Officer to own trade reporting and strengthen the compliance function.

The role offers progression toward SMF16/17 within the next couple of years.

Your responsibilities include owning and overseeing trade reporting across the business, supporting regulatory monitoring and market surveillance activity, and working with tools such as Steel Eye (or similar systems).

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Senior Compliance Officer — Trade Reporting & Surveillance Lead employer: Marlin Selection Recruitment

Join a dynamic and innovative Commodity Trading firm in London, where you will be part of a collaborative team dedicated to excellence in trade operations. The company offers a supportive work culture that prioritises employee growth through continuous learning opportunities and mentorship, ensuring you can advance your career while making a meaningful impact in the energy sector. With competitive benefits and a focus on work-life balance, this is an excellent opportunity for those looking to thrive in a fast-paced environment.

Marlin Selection Recruitment

Contact Details:

Marlin Selection Recruitment Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Senior Compliance Officer — Trade Reporting & Surveillance Lead

Join Compliance Communities

Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!

Attend Industry Conferences

Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.

Leverage Your University Career Services

If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.

Showcase Your Knowledge Online

Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Marlin Selection Recruitment looking for candidates who are engaged and informed.

We think you need these skills to ace Senior Compliance Officer — Trade Reporting & Surveillance Lead

Trade Reporting
Regulatory Monitoring
Market Surveillance
Compliance Management
SteelEye
Analytical Skills
Attention to Detail

Some tips for your application 🫡

Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!

Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.

Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!

Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Marlin Selection Recruitment. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!

How to prepare for a job interview at Marlin Selection Recruitment

Master the Regulations

Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!

Show Your Analytical Skills

Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!

Know Your Tools

Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!

Align with Company Culture

Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Marlin Selection Recruitment’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!