At a Glance
- Tasks: Lead trade reporting and enhance compliance processes in a global trading firm.
- Company: Dynamic global trading firm based in London with growth opportunities.
- Benefits: Competitive salary, career progression towards SMF16/17 roles, and supportive team environment.
- Other info: Opportunity to mentor junior team members and develop leadership skills.
- Why this job: Join a key role in compliance and make a significant impact on the trading industry.
- Qualifications: 7-10 years of compliance experience and strong knowledge of trade reporting.
The predicted salary is between 70000 - 90000 £ per year.
Our client, a global trading firm, is looking for an experienced Senior Compliance Officer to join their office in London, taking ownership of trade reporting and playing a key role in strengthening the compliance function. This is a strong opportunity for someone looking to progress towards an SMF16/17 role within the next couple of years.
Your responsibilities will include:
- Owning and overseeing trade reporting across the business
- Supporting regulatory monitoring and market surveillance activity
- Working with tools such as SteelEye (or similar systems)
- Helping improve compliance processes and internal controls
- Supporting and developing junior team members
You will need to have the following:
- 7–10 years’ compliance experience in financial services or trading
- Strong knowledge of trade reporting requirements
- Experience with market surveillance tools (e.g. SteelEye or equivalent)
- Strong communicator with leadership potential
- LME experience is a plus, not essential
If you are interested, please do apply or reach out to Paula at Marlin Selection.
Contact Details:
Marlin Selection Recruitment Recruitment Team
We think you need these skills to ace Senior Compliance Officer
Trade Reporting
Regulatory Monitoring
Market Surveillance
Compliance Processes Improvement
Internal Controls Development
Leadership Skills
Communication Skills
