Junior Compliance Advisor — Financial Markets Regulation
Junior Compliance Advisor — Financial Markets Regulation

Junior Compliance Advisor — Financial Markets Regulation

Full-Time 28800 - 43200 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Ensure compliance with financial regulations and support operations in a dynamic team.
  • Company: Leading financial services company based in London.
  • Benefits: Opportunity for career growth and development within the financial sector.
  • Why this job: Join a vibrant team and make a difference in financial markets regulation.
  • Qualifications: University degree and understanding of securities and futures required.
  • Other info: Dynamic environment with a focus on industry standards and compliance.

The predicted salary is between 28800 - 43200 £ per year.

A financial services company based in London is seeking a Compliance Advisor to ensure operations meet financial regulations. The position requires a university degree and a solid understanding of products like securities and futures. Experience in compliance tasks and proficiency in Microsoft Office are essential. This role offers a chance to grow within a dynamic team focusing on adherence to industry standards.

Junior Compliance Advisor — Financial Markets Regulation employer: Marlin Selection Recruitment

Join a leading financial services company in London that prioritises employee development and fosters a collaborative work culture. As a Junior Compliance Advisor, you will benefit from comprehensive training programmes and mentorship opportunities, ensuring your growth in the compliance field while working alongside industry experts. With a commitment to maintaining high standards and a supportive environment, this role offers a meaningful career path in a vibrant city known for its financial innovation.
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Contact Detail:

Marlin Selection Recruitment Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Junior Compliance Advisor — Financial Markets Regulation

Tip Number 1

Network like a pro! Reach out to professionals in the financial services sector on LinkedIn. Join relevant groups and engage in discussions to get your name out there and show your interest in compliance roles.

Tip Number 2

Prepare for interviews by brushing up on your knowledge of financial regulations and compliance practices. We recommend creating a list of common interview questions and practising your responses to feel more confident when the time comes.

Tip Number 3

Showcase your skills! If you have experience with Microsoft Office, make sure to highlight that in conversations. Consider preparing a portfolio or examples of your work that demonstrate your understanding of compliance tasks.

Tip Number 4

Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search!

We think you need these skills to ace Junior Compliance Advisor — Financial Markets Regulation

Compliance Knowledge
Financial Regulations Understanding
Securities and Futures Knowledge
Microsoft Office Proficiency
Analytical Skills
Attention to Detail
Communication Skills
Teamwork
Problem-Solving Skills

Some tips for your application 🫡

Tailor Your CV: Make sure your CV highlights your relevant experience in compliance and financial markets. We want to see how your skills align with the role, so don’t be shy about showcasing your understanding of securities and futures!

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance and how you can contribute to our team. We love seeing enthusiasm and a clear understanding of the role.

Showcase Your Microsoft Office Skills: Since proficiency in Microsoft Office is essential, make sure to mention any specific tools you’re comfortable with. Whether it’s Excel for data analysis or Word for documentation, we want to know how you can use these tools effectively.

Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our dynamic team!

How to prepare for a job interview at Marlin Selection Recruitment

Know Your Regulations

Make sure you brush up on the key financial regulations relevant to the role, especially around securities and futures. Being able to discuss these confidently will show that you’re serious about compliance and understand the industry.

Showcase Your Experience

Prepare specific examples from your past experiences where you successfully handled compliance tasks. This could be anything from audits to ensuring adherence to regulations. Real-life scenarios will help demonstrate your capability.

Master Microsoft Office

Since proficiency in Microsoft Office is essential, make sure you’re comfortable with Excel, Word, and PowerPoint. Consider preparing a small presentation or report to showcase your skills during the interview.

Ask Insightful Questions

Prepare thoughtful questions about the company’s compliance processes and team dynamics. This not only shows your interest but also helps you gauge if the company culture aligns with your career goals.

Junior Compliance Advisor — Financial Markets Regulation
Marlin Selection Recruitment
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