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- Tasks: Monitor compliance with financial regulations and ensure appropriate business conduct.
- Company: Join a leading firm dedicated to maintaining industry standards.
- Benefits: Competitive salary, professional development, and a supportive work environment.
- Why this job: Make a difference in the financial sector while growing your career.
- Qualifications: University graduate with knowledge of financial products and compliance tasks.
- Other info: Opportunity to learn and develop skills in a dynamic industry.
The predicted salary is between 30000 - 50000 £ per year.
You will be responsible for monitoring and ensuring that the Company’s business is conducted in an appropriate manner and in accordance with various financial regulations.
You will need the following:
- University Graduate
- Understanding and experience of industry products (securities, futures, options, etc)
- Understanding and previous involvement with Compliance tasks within a related sector
- (Desirable) knowledge and experience of UnaVista and Transaction/Regulatory reporting (EMIR/MiFIR)
- Microsoft Office - Intermediate
- Ability to learn and become proficient with the internal system
For more information, please contact Sam at Marlin Selection and apply via the link provided.
Compliance Advisor in London employer: Marlin Selection Ltd
Contact Detail:
Marlin Selection Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Advisor in London
✨Tip Number 1
Network like a pro! Reach out to people in the compliance field, especially those who work with financial regulations. A friendly chat can lead to insider info about job openings that aren’t even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of industry products like securities and futures. We want you to be able to discuss these confidently, showing you’re not just a candidate but a potential asset to the team.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation. It keeps you fresh in their minds and shows your enthusiasm for the role.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets seen. Plus, we love seeing candidates who take the initiative to connect directly with us.
We think you need these skills to ace Compliance Advisor in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your relevant experience in compliance and financial regulations. We want to see how your background aligns with the role of Compliance Advisor, so don’t be shy about showcasing your skills!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance and how your previous roles have prepared you for this position. We love seeing genuine enthusiasm!
Showcase Your Knowledge: If you’ve got experience with UnaVista or regulatory reporting like EMIR/MiFIR, make sure to mention it! We’re looking for candidates who understand the industry products and compliance tasks, so let us know what you know.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the easiest way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team!
How to prepare for a job interview at Marlin Selection Ltd
✨Know Your Regulations
Make sure you brush up on the key financial regulations relevant to the role, like EMIR and MiFIR. Being able to discuss these confidently will show that you understand the compliance landscape and are ready to hit the ground running.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've dealt with compliance tasks or industry products like securities and options. This will help demonstrate your hands-on experience and how it relates to the position.
✨Familiarise Yourself with UnaVista
If you have experience with UnaVista or similar regulatory reporting tools, be ready to talk about it. If not, do a bit of research so you can at least speak to its purpose and importance in compliance reporting.
✨Practice Your Microsoft Office Skills
Since intermediate Microsoft Office skills are required, make sure you're comfortable with Excel, Word, and PowerPoint. You might be asked to demonstrate your proficiency, so consider brushing up on any features you’re less familiar with.
