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- Tasks: Lead compliance efforts and develop policies while collaborating with senior leadership.
- Company: Join a dynamic organisation expanding its UK operations with a driven team.
- Benefits: Enjoy a supportive work environment with application assistance and a commitment to privacy.
- Why this job: Make a real impact in regulatory compliance and shape strategic decisions in a growing company.
- Qualifications: 10+ years in regulatory compliance with a financial services background required.
- Other info: We offer application support for all candidates, ensuring inclusivity.
The predicted salary is between 43200 - 72000 £ per year.
This is a new hire within the team as they're expanding their UK operations. You will be working closely with the senior leadership, building the regulatory framework and aiding in strategic decision making.
Responsibilities:
- Develop, update, and enforce compliance-related policies.
- Prepare and submit essential regulatory reports such as CRS, FATCA, MiFIR, and EMIR.
- Conduct regular audits and risk assessments to identify and mitigate compliance gaps, particularly on export controls and artificial intelligence matters.
- Prepare and present reports on compliance activities, risks, and incidents to Senior Management.
- Stay ahead of regulatory changes at the international, EU, and national levels.
Requirements:
- 10+ years of experience in regulatory compliance, audit, or risk function.
- Financial Services Background.
- European & Global Regulatory compliance experience.
This is an exceptional role for a great organisation with a driven and ambitious team, feel free to apply to be considered for the role.
We are happy to provide application and/or accessibility support, please contact your Marks Sattin or Grafton consultant directly to discuss your needs. We're committed to protecting the privacy of all our candidates and clients, please visit /privacy and -recruitment/en/privacy-policy-1 for our privacy policy.
Senior Regulatory Compliance Officer employer: Marks Sattin
Contact Detail:
Marks Sattin Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Regulatory Compliance Officer
✨Tip Number 1
Network with professionals in the regulatory compliance field, especially those with experience in financial services. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends and challenges in compliance.
✨Tip Number 2
Stay updated on the latest regulatory changes affecting the UK and EU markets. Subscribe to relevant newsletters or follow key regulatory bodies on social media to ensure you’re well-informed and can discuss these changes during interviews.
✨Tip Number 3
Prepare to demonstrate your experience with compliance frameworks and risk assessments. Think of specific examples from your past roles where you successfully identified compliance gaps and implemented solutions, as this will showcase your expertise.
✨Tip Number 4
Familiarise yourself with the company’s values and mission. During any discussions or interviews, align your responses to reflect how your experience and goals resonate with their objectives, showing that you’re not just a fit for the role but also for the company culture.
We think you need these skills to ace Senior Regulatory Compliance Officer
Some tips for your application 🫡
Understand the Role: Thoroughly read the job description for the Senior Regulatory Compliance Officer position. Make sure you understand the responsibilities and requirements, especially the need for extensive experience in regulatory compliance and financial services.
Tailor Your CV: Customise your CV to highlight relevant experience in regulatory compliance, audits, and risk assessments. Emphasise your familiarity with regulations like CRS, FATCA, MiFIR, and EMIR, as well as any leadership roles you've held.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for regulatory compliance and your strategic thinking skills. Mention specific examples of how you've developed compliance policies or conducted audits in previous roles.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at Marks Sattin
✨Know Your Regulations
Make sure you have a solid understanding of the key regulations relevant to the role, such as CRS, FATCA, MiFIR, and EMIR. Being able to discuss these in detail will show your expertise and readiness for the position.
✨Demonstrate Strategic Thinking
Prepare examples of how you've contributed to strategic decision-making in previous roles. Highlight your ability to align compliance frameworks with business objectives, as this is crucial for the Senior Regulatory Compliance Officer position.
✨Showcase Your Audit Experience
Be ready to discuss your experience with conducting audits and risk assessments. Provide specific instances where you've identified compliance gaps and the steps you took to mitigate them, especially in areas like export controls and AI.
✨Stay Updated on Regulatory Changes
Research recent changes in regulations at the international, EU, and national levels. Being able to discuss current trends and their implications for the company will demonstrate your proactive approach and commitment to compliance.
