Compliance and Risk Associate | London, UK
Compliance and Risk Associate | London, UK

Compliance and Risk Associate | London, UK

London Full-Time 60000 - 80000 £ / year (est.) No home office possible
Marks Sattin Ltd

At a Glance

  • Tasks: Support compliance and risk management for renewable infrastructure funds.
  • Company: Leading Renewable Infrastructure Investment Manager in London.
  • Benefits: Negotiable salary, supportive work environment, and career development opportunities.
  • Other info: Application support available; we value diversity and inclusion.
  • Why this job: Join a growing sector and make a difference in sustainability.
  • Qualifications: 4+ years in compliance, understanding of FCA regulations, and private assets experience preferred.

The predicted salary is between 60000 - 80000 £ per year.

The Role: Compliance and Risk Associate

The Client: Renewable Infrastructure Investment Manager

The Location: London

Leaders in Renewable Infrastructure continues to grow at exceptional pace and is looking for an experienced Compliance generalist to report directly into the Head of Compliance.

The Responsibilities:

  • Support the listed and private funds across all compliance and regulatory matters
  • Review the firms compliance policies and procedures in line with regulatory changes
  • Scoping and preparing the annual Compliance Monitoring Plan and Operational Risk Monitoring Plan
  • Supporting the annual review of Risk Assessments at fund and asset level
  • Reviewing service provider AML frameworks for compliance
  • Updating and reviewing PLC PRIIPS KIDs and EMTs

The Requirements:

  • 4+ years within Compliance Generalist positions within a Fund Manager
  • AIFM experience ideally within private infrastructure markets
  • Understanding of FCA and UK regulatory environment
  • Private Assets experience and understanding would be a massive plus!

We are happy to provide application and/or accessibility support, please contact your Marks Sattin or Grafton consultant directly to discuss your needs. We're committed to protecting the privacy of all our candidates and clients.

Compliance and Risk Associate | London, UK employer: Marks Sattin Ltd

As a leading Renewable Infrastructure Investment Manager based in London, we pride ourselves on fostering a dynamic and inclusive work culture that prioritises employee growth and development. Our commitment to sustainability not only drives our business but also creates a meaningful impact for our team members, offering them the chance to contribute to innovative projects while enjoying competitive benefits and a supportive environment.
Marks Sattin Ltd

Contact Detail:

Marks Sattin Ltd Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance and Risk Associate | London, UK

✨Tip Number 1

Network like a pro! Reach out to folks in the compliance and risk space, especially those who work in renewable infrastructure. A friendly chat can open doors that a CV just can't.

✨Tip Number 2

Prepare for interviews by brushing up on FCA regulations and compliance policies. We want you to be the go-to person for all things compliance, so show off your knowledge and confidence!

✨Tip Number 3

Tailor your approach! When applying through our website, make sure to highlight your experience with AIFM and private assets. We love seeing candidates who understand the nuances of the industry.

✨Tip Number 4

Follow up after interviews! A quick thank-you email can leave a lasting impression. It shows you're keen and professional, which is exactly what we look for in a Compliance and Risk Associate.

We think you need these skills to ace Compliance and Risk Associate | London, UK

Compliance Knowledge
Regulatory Understanding
Risk Assessment
AML Framework Review
Compliance Monitoring
Policy Review
AIFM Experience
Private Assets Knowledge
FCA Regulations
Operational Risk Management
Attention to Detail
Communication Skills
Analytical Skills
Project Management

Some tips for your application 🫡

Tailor Your CV: Make sure your CV is tailored to the Compliance and Risk Associate role. Highlight your experience in compliance generalist positions and any relevant AIFM experience. We want to see how your background aligns with what we're looking for!

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and risk management, and how your skills can benefit us at StudySmarter. Keep it concise but impactful!

Showcase Relevant Experience: When filling out your application, make sure to showcase your understanding of the FCA and UK regulatory environment. Mention any specific projects or achievements that demonstrate your expertise in compliance and risk assessment.

Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates. Plus, we love seeing applications come in through our platform!

How to prepare for a job interview at Marks Sattin Ltd

✨Know Your Compliance Stuff

Make sure you brush up on your knowledge of compliance and regulatory matters, especially within the renewable infrastructure sector. Familiarise yourself with FCA regulations and any recent changes that might affect the role. This will show that you're not just a candidate, but someone who genuinely understands the landscape.

✨Prepare for Scenario Questions

Expect to be asked about how you would handle specific compliance scenarios or challenges. Think of examples from your past experience where you've successfully navigated compliance issues or improved processes. Having these stories ready will help you demonstrate your expertise and problem-solving skills.

✨Show Your Analytical Skills

As a Compliance and Risk Associate, you'll need to review policies and assess risks. Be prepared to discuss how you approach risk assessments and compliance monitoring. You might even want to bring along a sample of your work or a case study to illustrate your analytical abilities.

✨Ask Insightful Questions

At the end of the interview, don’t shy away from asking questions. Inquire about the company’s current compliance challenges or how they adapt to regulatory changes. This shows your interest in the role and helps you gauge if the company is the right fit for you.

Compliance and Risk Associate | London, UK
Marks Sattin Ltd
Location: London

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