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- Tasks: Lead daily operations in a dynamic Wealth Management firm, from client onboarding to compliance.
- Company: Join an international Wealth Manager known for its innovative approach and client-centric focus.
- Benefits: Enjoy a competitive salary, professional development opportunities, and a collaborative work environment.
- Why this job: Be part of a pivotal role shaping the future of wealth management with a strong team culture.
- Qualifications: Must have experience in FCA regulated environments and a solid grasp of Wealth Management products.
- Other info: This is a unique opportunity to influence operational excellence in a prestigious firm.
The predicted salary is between 72000 - 108000 £ per year.
The Role: Deputy COO
The Company : International Wealth Manager
The Location : City of London
International Wealth Manager/Family Office is looking to bring on an Operations Director to manage the overall operations function. Exceptionally broad role across Finance, Compliance, Change, Risk etc. Responsible for the target operating model of the firm.
The Responsibilities:
- Oversee and manage all day-to-day operations of a Wealth Management firm including but not limited to client onboarding, trade execution, portfolio management, and reporting processes.
- Develop and implement operational policies and procedures.
- Oversee the compliance function ensuring it adheres to FCA regulations, developing, implementing, and maintaining a robust compliance framework.
- Lead & manage a team of operational professionals.
- Prepare, maintain, and oversee regulatory reports.
- Work closely within the client-facing teams.
The Requirements:
- Proven experience leading within an FCA regulated Family Office/Wealth Manager.
- Strong understanding of Wealth Management products.
- In-depth knowledge of FCA regulations and compliance requirements.
- Qualified Accountant desirable.
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Director of Operations - Wealth Manager employer: Marks Sattin - London
Contact Detail:
Marks Sattin - London Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Director of Operations - Wealth Manager
✨Tip Number 1
Network with professionals in the wealth management sector, especially those who have experience in FCA regulated environments. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends.
✨Tip Number 2
Familiarize yourself with the specific operational challenges faced by wealth managers today. This could include understanding client onboarding processes or compliance frameworks, which will help you speak knowledgeably during interviews.
✨Tip Number 3
Demonstrate your leadership skills by sharing examples of how you've successfully managed teams in previous roles. Highlight any initiatives you've led that improved operational efficiency or compliance adherence.
✨Tip Number 4
Stay updated on FCA regulations and compliance requirements. Being well-versed in these areas will not only boost your confidence but also show potential employers that you are proactive and knowledgeable about the industry.
We think you need these skills to ace Director of Operations - Wealth Manager
Some tips for your application 🫡
Understand the Role: Make sure to thoroughly understand the responsibilities of the Director of Operations role. Highlight your experience in managing operations within a Wealth Management firm and how it aligns with the job description.
Tailor Your CV: Customize your CV to emphasize your relevant experience in finance, compliance, and risk management. Include specific examples of how you've developed operational policies and led teams in previous roles.
Craft a Compelling Cover Letter: Write a cover letter that showcases your understanding of FCA regulations and your proven track record in a regulated environment. Explain why you are passionate about the wealth management sector and how you can contribute to the firm's success.
Highlight Leadership Skills: In both your CV and cover letter, emphasize your leadership experience. Discuss how you've successfully managed teams and improved operational efficiency in past positions, as this is crucial for the role.
How to prepare for a job interview at Marks Sattin - London
✨Showcase Your Leadership Experience
As a candidate for the Director of Operations, it's crucial to highlight your previous leadership roles. Be prepared to discuss specific examples of how you've successfully managed teams and improved operational efficiency in a regulated environment.
✨Demonstrate Knowledge of FCA Regulations
Since compliance is a key aspect of this role, make sure you can articulate your understanding of FCA regulations. Prepare to discuss how you've implemented compliance frameworks in past positions and how you stay updated on regulatory changes.
✨Discuss Operational Policies and Procedures
Be ready to talk about your experience in developing and implementing operational policies. Share examples of how these policies have positively impacted the organizations you've worked for, particularly in wealth management or family office settings.
✨Prepare for Client-Facing Scenarios
Given the importance of collaboration with client-facing teams, think of scenarios where you've successfully worked alongside them. Highlight your communication skills and how you've ensured that operations align with client needs and expectations.
