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For Companies At a Glance
- Tasks: Lead compliance reviews and assessments in a dynamic banking environment.
- Company: Marks Sattin is a leading recruitment brand with over 30 years of experience.
- Benefits: Enjoy a hybrid work model, competitive salary, bonuses, and additional perks.
- Why this job: Join a culture of continuous improvement and make a real impact in compliance.
- Qualifications: Experience in compliance assurance within banking and strong analytical skills required.
- Other info: Opportunity to mentor junior team members and represent the team in key meetings.
The predicted salary is between 65000 - 80000 £ per year.
Compliance Assurance Manager - Wholesale, Commercial & Retail Banking
Location: London
Department: Compliance Assurance
Employment Type: Full-time
About the Role:
Reporting to the Compliance Assurance Team Lead with an additional reporting line to the Chief Compliance Officer, this role offers the opportunity to operate with a strong degree of independence while contributing to key governance objectives.
Key Responsibilities:
- Deliver independent assurance reviews as part of the annual Compliance Assurance Plan, ensuring alignment with internal methodology.
- Lead or collaborate in risk-based assessments of regulatory and financial crime controls across the organisation.
- Engage with stakeholders throughout the review lifecycle, from scoping to final reporting, ensuring clear communication and timely resolution of identified issues.
- Produce clear, concise, and well-documented review reports, including root cause analysis and agreed management actions.
- Maintain robust documentation to support quality assurance and review re-performance.
- Contribute to a culture of continuous improvement and high-quality execution within the team.
- Monitor industry developments and maintain up-to-date knowledge of UK regulatory frameworks relevant to banking operations.
- Participate in the preparation of reports for senior leadership and governance committees.
- Support and guide junior team members as part of ongoing capability development.
- Deputise for the Team Leader when required, representing the team in meetings and forums.
What We’re Looking For:
- Compliance Assurance experience within the banking sector.
- Demonstrable experience in internal audit or compliance assurance, ideally within financial services.
- Strong knowledge of UK regulatory requirements, including those relating to AML, sanctions, anti-bribery and corruption, fraud, and tax evasion.
- Familiarity with relevant industry standards.
- Excellent analytical and report writing skills, with the ability to assess complex information and articulate findings effectively.
- Understanding of products and services within wholesale, commercial, and retail banking.
- Proven ability to manage multiple priorities, work independently, and influence stakeholders.
Compliance Assurance Manager | London, UK | Hybrid employer: Marks Sattin FS
Contact Detail:
Marks Sattin FS Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Assurance Manager | London, UK | Hybrid
✨Tip Number 1
Network with professionals in the banking sector, especially those involved in compliance assurance. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends and challenges in compliance.
✨Tip Number 2
Stay updated on UK regulatory frameworks relevant to banking operations. Subscribe to newsletters or follow key regulatory bodies on social media to ensure you have the latest information that could be beneficial during interviews.
✨Tip Number 3
Prepare to discuss specific examples of your experience in compliance assurance. Think about situations where you led risk-based assessments or produced review reports, as these will demonstrate your expertise and problem-solving skills.
✨Tip Number 4
Familiarise yourself with the products and services offered within wholesale, commercial, and retail banking. Understanding these areas will help you articulate how your compliance assurance experience aligns with the needs of the role.
We think you need these skills to ace Compliance Assurance Manager | London, UK | Hybrid
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your Compliance Assurance experience specifically within the banking sector. Use keywords from the job description to demonstrate that you meet the requirements.
Craft a Compelling Cover Letter: Write a cover letter that outlines your relevant experience and how it aligns with the responsibilities of the Compliance Assurance Manager role. Be sure to mention your understanding of UK regulatory frameworks and your ability to manage multiple priorities.
Showcase Analytical Skills: In your application, provide examples of your analytical and report writing skills. Mention specific instances where you assessed complex information and articulated findings effectively, as this is crucial for the role.
Highlight Stakeholder Engagement: Demonstrate your ability to engage with stakeholders throughout the review lifecycle. Include examples of how you've communicated effectively and resolved issues in previous roles, as this will be key in the position.
How to prepare for a job interview at Marks Sattin FS
✨Know Your Compliance Regulations
Make sure you're well-versed in UK regulatory frameworks, especially those related to AML, sanctions, and anti-bribery. Being able to discuss these topics confidently will show your expertise and readiness for the role.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving skills in real-world compliance scenarios. Think of examples from your past experience where you successfully identified and resolved compliance issues.
✨Showcase Your Analytical Skills
Be ready to demonstrate your analytical abilities. You might be asked to interpret complex information or present findings from previous reports, so practice articulating your thought process clearly.
✨Engage with Stakeholders
Highlight your experience in engaging with various stakeholders during compliance reviews. Discuss how you ensure clear communication and timely resolution of issues, as this is crucial for the role.
