Senior Regulatory Compliance Advisor – EMEA & APAC
Senior Regulatory Compliance Advisor – EMEA & APAC

Senior Regulatory Compliance Advisor – EMEA & APAC

Full-Time 48000 - 72000 £ / year (est.) No home office possible
MarketAxess

At a Glance

  • Tasks: Advise on compliance matters and manage regulatory risks in EMEA and APAC.
  • Company: Leading financial services firm in the UK with a strong reputation.
  • Benefits: Free food, generous leave, and a comprehensive benefits package.
  • Why this job: Join a dynamic team and make a significant impact in financial compliance.
  • Qualifications: Over 10 years of experience in financial services compliance required.
  • Other info: Office-based role with opportunities for professional growth.

The predicted salary is between 48000 - 72000 £ per year.

A leading financial services firm in the UK is looking for a Senior Compliance Officer to provide compliance advisory coverage in EMEA and APAC. The candidate should have over 10 years of experience in financial services compliance, particularly in regulated trading environments.

Responsibilities include:

  • Advising on regulatory matters
  • Managing compliance risks
  • Leading regulatory interactions

The role is office-based with benefits like free food, generous leave, and a comprehensive benefits package.

Senior Regulatory Compliance Advisor – EMEA & APAC employer: MarketAxess

As a leading financial services firm, we pride ourselves on fostering a dynamic work culture that prioritises employee well-being and professional growth. Our office-based role as a Senior Regulatory Compliance Advisor offers not only competitive benefits such as free food and generous leave but also a supportive environment where your expertise in compliance can thrive across EMEA and APAC regions, making a meaningful impact in the industry.
MarketAxess

Contact Detail:

MarketAxess Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Senior Regulatory Compliance Advisor – EMEA & APAC

Tip Number 1

Network like a pro! Reach out to your connections in the financial services sector, especially those who have experience in compliance. A friendly chat can lead to insider info about job openings or even a referral.

Tip Number 2

Prepare for interviews by brushing up on your knowledge of regulatory frameworks in EMEA and APAC. We want you to showcase your expertise and confidence when discussing compliance matters during the interview.

Tip Number 3

Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation. It keeps you fresh in their minds and shows your enthusiasm for the role.

Tip Number 4

Apply through our website! We’ve got loads of opportunities waiting for you, and applying directly can sometimes give you an edge. Plus, it’s super easy to navigate!

We think you need these skills to ace Senior Regulatory Compliance Advisor – EMEA & APAC

Regulatory Compliance
Financial Services Knowledge
Experience in Regulated Trading Environments
Compliance Risk Management
Advisory Skills
Regulatory Interaction Management
Analytical Skills
Communication Skills
Problem-Solving Skills
Stakeholder Engagement

Some tips for your application 🫡

Tailor Your CV: Make sure your CV is tailored to highlight your experience in financial services compliance, especially in regulated trading environments. We want to see how your 10+ years of experience align with the role!

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the Senior Compliance Officer role and how you can contribute to our team in EMEA and APAC.

Showcase Your Regulatory Knowledge: In your application, don’t forget to showcase your knowledge of regulatory matters and compliance risks. We’re looking for someone who can hit the ground running, so let us know what you’ve got!

Apply Through Our Website: We encourage you to apply through our website for a smoother process. It’s the best way for us to receive your application and get you on our radar quickly!

How to prepare for a job interview at MarketAxess

Know Your Regulations

Make sure you brush up on the latest regulations affecting EMEA and APAC markets. Being able to discuss specific compliance frameworks and how they apply to the role will show that you're not just knowledgeable but also genuinely interested in the position.

Showcase Your Experience

With over 10 years of experience required, be ready to share specific examples from your past roles. Highlight situations where you successfully managed compliance risks or led regulatory interactions, as this will demonstrate your capability and confidence in handling the responsibilities of the job.

Prepare Questions

Interviews are a two-way street! Prepare insightful questions about the company's compliance culture and how they handle regulatory challenges. This not only shows your interest but also helps you gauge if the company is the right fit for you.

Be Ready for Scenario-Based Questions

Expect to face scenario-based questions that test your problem-solving skills in compliance situations. Practise articulating your thought process clearly and logically, as this will help interviewers see how you approach complex regulatory issues.

Senior Regulatory Compliance Advisor – EMEA & APAC
MarketAxess

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