At a Glance
- Tasks: Support and enhance the Compliance and AML framework in a prestigious banking environment.
- Company: Boutique banking brand with a strong international presence.
- Benefits: Direct exposure to senior responsibilities and clear career progression opportunities.
- Other info: Ideal for seasoned professionals looking to step into a No.2 capacity.
- Why this job: Make a real impact in compliance and financial crime oversight while collaborating with senior stakeholders.
- Qualifications: Strong experience in UK-regulated banking and a solid understanding of FCA and PRA expectations.
The predicted salary is between 60000 - 84000 £ per year.
A prestigious and boutique banking brand with an international footprint and a growing UK presence is seeking to appoint a senior Compliance & AML professional to act as both support and deputise the SMF16 (Compliance Oversight) and SMF17 (MLRO). The role expectations are 5 days per week in office.
This is a strategically important appointment within a regulated London bank, offering meaningful exposure across both Compliance and Financial Crime disciplines. The successful candidate will operate in a high-visibility role, supporting regulatory governance across the business while developing towards greater senior accountability.
Working closely with the SMF16/17, you will support the design, maintenance and ongoing enhancement of the Bank’s compliance and AML framework. The role spans both first line and second line responsibilities, ensuring controls are proportionate, effective and aligned with regulatory expectations.
Key responsibilities include:
- Supporting the oversight and development of the Compliance and AML framework in line with FCA and PRA requirements
- Assisting with risk assessments and control reviews across business activities
- Overseeing transaction monitoring outputs and supporting SAR/STR decision processes
- Maintaining and updating policies, procedures and compliance documentation
- Supporting regulatory reporting, inspections and supervisory engagement
- Providing pragmatic compliance advice to business stakeholders
- Monitoring KYC processes and periodic review timeliness
- Supporting internal audit responses and remediation tracking
- Delivering and coordinating compliance and AML training initiatives
- Acting as a key escalation point in the absence of the SMF16/17
This role offers genuine breadth, combining governance, advisory, oversight and operational elements within a collaborative, cross-functional environment.
We are seeking a seasoned Compliance & AML professional with:
- Strong experience within a UK-regulated banking environment
- Solid understanding of FCA and PRA expectations
- Demonstrable AML programme and financial crime oversight exposure
- Experience reviewing SAR decisions and transaction monitoring outputs
- Confidence interacting with senior stakeholders and regulatory bodies
- Strong documentation, policy drafting and analytical capability
- The ability to balance regulatory integrity with commercial pragmatism
You will hold a Bachelors degree as a minimum. You may hold ICA or CAMS which could be advantageous. From your UK career you will hold relevant experience within a bank. You will not require sponsorship. You will have the right to remain and your spouse will not be sponsored.
This role provides:
- Direct exposure to SMF-level responsibilities
- Opportunity to operate as a true deputy within Compliance & Financial Crime
- Clear visibility and succession potential
- A collaborative, well-governed banking platform
- A broad remit across both advisory and oversight disciplines
It is ideally suited to an experienced Compliance & AML professional seeking to step into a No.2 capacity, with meaningful influence and career progression towards future SMF accountability.
Senior Compliance & AML Officer in London employer: Market Talent Ltd
As a prestigious boutique banking brand with a growing presence in the UK, we pride ourselves on fostering a collaborative and supportive work culture that prioritises employee growth and development. Our Senior Compliance & AML Officer role offers direct exposure to senior management responsibilities, a clear path for career progression, and the opportunity to make a meaningful impact within a well-governed environment. Join us to be part of a dynamic team where your expertise will be valued and your contributions recognised.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance & AML Officer in London
✨Network Like a Pro
Get out there and connect with people in the industry! Attend compliance and AML events, join relevant LinkedIn groups, and don’t be shy about reaching out to professionals. We all know that sometimes it’s not just what you know, but who you know that can help land that dream job.
✨Ace the Interview
Prepare for your interviews by brushing up on your knowledge of FCA and PRA regulations. We recommend practising common interview questions and having examples ready that showcase your experience in compliance and financial crime oversight. Confidence is key, so show them you’re the right fit!
✨Follow Up
After your interview, don’t forget to send a thank-you email! It’s a great way to express your appreciation and reiterate your interest in the role. We believe this small gesture can make a big difference in keeping you top of mind for the hiring team.
✨Apply Through Our Website
When you find a role that excites you, apply through our website! We make it easy for you to submit your application and keep track of your progress. Plus, it shows you’re serious about joining our team and helps us get to know you better.
We think you need these skills to ace Senior Compliance & AML Officer in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to highlight your experience in compliance and AML. Use keywords from the job description to show that you understand what we're looking for.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Share specific examples of your past experiences that align with the role. Let us know why you're passionate about compliance and how you can contribute to our team.
Showcase Your Skills:Don’t forget to highlight your analytical skills and your ability to interact with senior stakeholders. We want to see how you’ve successfully navigated complex regulatory environments in your previous roles.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity!
How to prepare for a job interview at Market Talent Ltd
✨Know Your Regulations
Make sure you brush up on the FCA and PRA requirements before your interview. Being able to discuss these regulations confidently will show that you’re not just familiar with compliance but that you understand how they apply in a practical banking context.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've successfully managed compliance frameworks or AML programmes. Highlighting your hands-on experience with SAR decisions and transaction monitoring will demonstrate your capability to handle the responsibilities of this role.
✨Engage with Stakeholders
Think about how you’ve interacted with senior stakeholders in previous positions. Be ready to share instances where you provided pragmatic compliance advice or navigated complex regulatory discussions, as this will illustrate your ability to communicate effectively in a high-visibility role.
✨Ask Insightful Questions
Prepare thoughtful questions about the bank’s current compliance challenges or their approach to regulatory governance. This not only shows your interest in the role but also your proactive mindset towards understanding the organisation's needs.
