Regulatory Compliance Lead — UK Financial Services in London
Regulatory Compliance Lead — UK Financial Services

Regulatory Compliance Lead — UK Financial Services in London

London Full-Time 43200 - 72000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Manage regulatory requests and support the compliance function in a fast-paced environment.
  • Company: Leading global financial services firm based in Greater London.
  • Benefits: Competitive salary, dynamic work culture, and opportunities for professional growth.
  • Why this job: Play a key role in ensuring compliance success and meeting regulatory obligations.
  • Qualifications: 5-8 years of experience in a regulatory environment and strong communication skills.
  • Other info: Opportunity to build relationships with stakeholders and thrive in a dynamic setting.

The predicted salary is between 43200 - 72000 £ per year.

A leading global financial services firm in Greater London is looking for a Senior Compliance Officer to manage regulatory requests and support the compliance function.

Ideal candidates must possess 5-8 years of experience in a regulatory environment, excellent communication skills, and the ability to develop strong relationships with stakeholders.

This role offers a chance to work in a dynamic and fast-paced setting, contributing to the firm's compliance success and regulatory obligations.

Regulatory Compliance Lead — UK Financial Services in London employer: Marex Group

As a leading global financial services firm located in the vibrant Greater London area, we pride ourselves on fostering a collaborative and inclusive work culture that empowers our employees to thrive. With a strong focus on professional development, we offer numerous growth opportunities and support for continuous learning, ensuring that our team members are well-equipped to navigate the complexities of the regulatory landscape. Join us to be part of a dynamic environment where your contributions directly impact our compliance success and the broader financial services industry.
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Contact Detail:

Marex Group Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Regulatory Compliance Lead — UK Financial Services in London

Tip Number 1

Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the lookout for opportunities. A personal recommendation can go a long way in landing that dream role.

Tip Number 2

Prepare for interviews by researching the company’s compliance culture and recent regulatory changes. This shows you’re not just interested in the job, but you’re also invested in their success.

Tip Number 3

Practice your communication skills! As a Regulatory Compliance Lead, you'll need to articulate complex regulations clearly. Try mock interviews with friends or use online platforms to refine your pitch.

Tip Number 4

Don’t forget to apply through our website! We’ve got loads of resources to help you stand out, and applying directly can sometimes give you an edge over other candidates.

We think you need these skills to ace Regulatory Compliance Lead — UK Financial Services in London

Regulatory Knowledge
Compliance Management
Stakeholder Relationship Management
Communication Skills
Analytical Skills
Problem-Solving Skills
Attention to Detail
Experience in Regulatory Environment
Adaptability
Project Management

Some tips for your application 🫡

Tailor Your CV: Make sure your CV highlights your 5-8 years of experience in a regulatory environment. We want to see how your skills align with the role, so don’t be shy about showcasing your relevant achievements!

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for the Senior Compliance Officer role. We love seeing candidates who can communicate their passion and understanding of compliance.

Showcase Your Communication Skills: Since excellent communication is key for this role, make sure your application reflects that. Use clear and concise language, and don’t forget to highlight any experiences where you’ve successfully built relationships with stakeholders.

Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity in a dynamic setting!

How to prepare for a job interview at Marex Group

Know Your Regulations

Make sure you brush up on the latest UK financial regulations and compliance standards. Being able to discuss specific regulations and how they impact the firm will show that you're not just familiar with the basics, but that you’re genuinely engaged with the role.

Showcase Your Communication Skills

Since excellent communication is key for this position, prepare examples of how you've effectively communicated complex regulatory information to stakeholders in the past. This could be through presentations, reports, or even informal discussions.

Build Rapport with Stakeholders

Think about how you can demonstrate your ability to develop strong relationships with stakeholders. Prepare anecdotes that highlight your collaborative approach and how you’ve successfully navigated challenging conversations in a regulatory context.

Prepare for Scenario Questions

Expect scenario-based questions that test your problem-solving skills in a compliance setting. Practice articulating your thought process and decision-making strategies when faced with regulatory challenges, as this will showcase your expertise and readiness for the role.

Regulatory Compliance Lead — UK Financial Services in London
Marex Group
Location: London

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