At a Glance
- Tasks: Provide legal advice on compliance and regulatory matters while shaping a proactive risk culture.
- Company: Leading national law firm with a strong reputation in compliance and risk management.
- Benefits: Permanent, full-time role with opportunities for professional growth and influence.
- Other info: Office-based role in Birmingham, Stoke, or Oxford, fostering collaboration and career development.
- Why this job: Join a dynamic team and make a real impact on regulatory compliance and risk frameworks.
- Qualifications: UK-qualified solicitor with 3+ years’ experience in regulatory and compliance law.
The predicted salary is between 55000 - 65000 € per year.
An excellent opportunity has arisen for a Senior Compliance Lawyer to join the in-house Risk & Compliance function of a leading national law firm. This is a key hire within a well-established and highly regarded compliance team, offering genuine influence over the firm’s regulatory and risk framework. Based full-time in either the Oxford, Birmingham or Stoke office, this role will see you working closely with senior leadership and stakeholders across the business, playing a central role in ensuring regulatory compliance while shaping a strong, proactive risk culture. This position is ideally suited to a commercially aware and technically strong solicitor who thrives in a fast-paced, regulated legal environment and is keen to step into a visible, value-adding role.
Key Responsibilities
- Provide clear, practical, and commercially focused legal advice on a broad range of regulatory and compliance matters.
- Advise on compliance with SRA Standards & Regulations, AML/CTF obligations, GDPR, and wider regulatory frameworks.
- Provide guidance on ethical and compliance issues arising in client matters, including conflicts of interest, handling privileged information, and adherence to the Solicitors Accounts Rules (in collaboration with Finance).
- Act as a key point of contact for day-to-day compliance queries across legal and business support teams.
- Support the ongoing development, review, and implementation of internal compliance policies, procedures, and controls.
- Conduct internal audits and file reviews, identifying risks and recommending remedial action where required.
- Handle complaints end-to-end, including drafting responses, liaising with clients, colleagues, and the Legal Ombudsman, and overseeing remediation actions.
- Investigate ethical breaches and compliance violations, recommending corrective actions and reporting to the SRA where necessary.
- Respond to Data Subject Access Requests (DSARs) and manage data-related complaints.
- Investigate and manage data breaches, working closely with Technology teams, advising on mitigation measures, and coordinating reporting to clients and regulators.
- Assist with regulatory reporting and monitoring activity.
- Support business growth initiatives, including acquisition integration from a compliance perspective.
- Assist in the design and delivery of internal training programmes and compliance initiatives.
- Contribute to continuous improvement of the firm’s risk management and governance framework.
Skills & Experience
- UK-qualified solicitor with 3+ years’ PQE, ideally within regulatory, compliance, or professional standards.
- Strong knowledge of the SRA regulatory framework, AML/CTF obligations, and data protection legislation.
- Proven experience handling complaints, regulatory issues, and compliance investigations within a legal or regulated environment.
- Experience advising on ethical issues such as conflicts of interest and confidentiality.
- Excellent written and verbal communication skills, with the ability to translate complex regulatory matters into clear, practical guidance.
- Highly analytical with strong attention to detail and a methodical approach.
- Commercially minded, with the ability to deliver pragmatic, risk-aware advice in a fast-moving environment.
- Confident working both autonomously and collaboratively within a professional, regulated setting.
Lawyer in Birmingham employer: Map Room
Join a leading national law firm that prioritises employee development and fosters a collaborative work culture. With offices in Birmingham, Stoke, and Oxford, you will benefit from a supportive environment that encourages professional growth and offers the opportunity to influence the firm's regulatory framework. Enjoy a competitive salary, comprehensive benefits, and the chance to work closely with senior leadership in a role that is both impactful and rewarding.
StudySmarter Expert Advice🤫
We think this is how you could land Lawyer in Birmingham
✨Network Like a Pro
Get out there and connect with people in the legal field! Attend industry events, join relevant online forums, and don’t be shy about reaching out to professionals on LinkedIn. We all know that sometimes it’s not just what you know, but who you know that can help you land that dream job.
✨Ace the Interview
Prepare for your interviews by researching the firm and understanding their compliance culture. Think about how your experience aligns with their needs and be ready to discuss specific examples. We want you to shine, so practice common interview questions and have your own questions ready to show your interest!
✨Showcase Your Skills
When you get the chance, demonstrate your expertise in regulatory matters during discussions or interviews. Bring up your experience with SRA Standards, AML/CTF obligations, or any compliance investigations you've handled. We want to see how you can add value to the team!
✨Apply Through Our Website
Don’t forget to apply directly through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who take the initiative to engage with us directly. Let’s make this happen together!
We think you need these skills to ace Lawyer in Birmingham
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experience mentioned in the job description. Highlight your regulatory knowledge and compliance experience, as this is what we’re looking for!
Craft a Compelling Cover Letter:Your cover letter should tell us why you’re the perfect fit for the role. Share specific examples of how you've handled compliance issues or provided legal advice in the past.
Showcase Your Communication Skills:Since excellent communication is key in this role, ensure your application is clear and concise. Use straightforward language to demonstrate your ability to translate complex matters into practical advice.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss any important updates from our team!
How to prepare for a job interview at Map Room
✨Know Your Regulations
Make sure you brush up on the SRA Standards & Regulations, AML/CTF obligations, and GDPR. Being able to discuss these confidently will show that you're not just familiar with the law but also understand how it applies in a practical sense.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've handled compliance issues or regulatory challenges. This will help demonstrate your problem-solving skills and your ability to navigate complex legal environments.
✨Communicate Clearly
Practice explaining complex legal concepts in simple terms. The interviewers will appreciate your ability to translate intricate regulatory matters into clear, actionable advice, which is crucial for this role.
✨Ask Insightful Questions
Prepare thoughtful questions about the firm's compliance culture and how they handle ethical dilemmas. This shows your genuine interest in the role and helps you assess if the firm aligns with your values.
