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- Tasks: Assist in compliance tasks across various investment management teams.
- Company: Join Man Group, a leading global alternative investment management firm.
- Benefits: Enjoy hybrid work, competitive pay, and generous leave policies.
- Why this job: Dive into a dynamic role that fosters growth and collaboration in a fast-paced environment.
- Qualifications: Recent graduates with strong academics and up to 2 years of relevant experience are welcome.
- Other info: Embrace a culture of diversity and inclusion with opportunities for professional development.
The predicted salary is between 28800 - 48000 £ per year.
Man Group is looking to hire a Junior Compliance Officer as part of its investment management Compliance team. The role will report into the Head of Compliance, AHL but will assist across a variety of tasks and business lines across all of Man Group's UK investment managers, including AHL, Discretionary and Solutions making it a varied, challenging and interesting opportunity.
The role has a broad remit and is best suited to individuals who are driven, enjoy a varied, hands-on role in a fast-paced and intellectually stimulating environment.
Responsibilities
- Liaise with the Man Data Science team on reviewing of alternative data vendor DDQs
- Assist Investor Services with drafting responses to investor DDQs and RFPs
- Run and enhance where possible existing monthly/quarterly compliance monitoring
- Assist with the running of Man Group's wall crossing process to support ECM and DCM activity
- Support with updates to compliance documentation and processes e.g. risk assessments, new product processes and conflicts registers
- Assist the Investment Management Compliance team with compliance related initiatives with a view to developing and strengthening the compliance framework and programme
- Participate in various meetings and committees with infrastructure and investment management teams across the firm assisting the team with providing regulatory and compliance advice
- Assist in the creation, dissemination and delivery of compliance training
- Assist Regulatory Operations on regulatory filings and participate in the annual review of the Form ADV
- Opportunity to support the broader Compliance team on e-communication monitoring and MAR trade surveillance
Key Competencies
- A recent Graduate with strong academics, educated to degree level or equivalent
- Excellent written and verbal communication
- Analytical and problem solving mindset
- Knowledge of Python or similar would be advantageous
- Up to 2 years prior experience in Compliance, Legal, Consulting or a similar role
Our Culture, Values and Benefits at Man
Man Group is proud to provide the best working environment possible for all of its employees, and we are committed to equal opportunities. At Man Group we believe that a diverse workforce is a critical factor in the success of our business and this is embedded in our culture and values. There are a number of external and internal initiatives, partnerships and programmes that help us to attract and develop talent from diverse backgrounds and that encourage inclusion and diversity across our firm and the industry.
Man Group supports many charities, and global initiatives. We support professional training and development, and requests for flexible or part-time working. Employees are also offered two 'Mankind' days of paid leave per year as part of the Man Charitable Trust's community volunteering programme.
We offer comprehensive, firm-wide employee benefits including competitive holiday entitlements, pension/401k, life and long-term disability coverage, group sick pay, enhanced parental leave and long-service leave. Additional benefits are tailored to local markets and may include private medical coverage, discounted gym membership and wellbeing programmes.
Man Group is a Disability Confident Committed employer; if you require help or information on reasonable adjustments as you apply for roles with us, please contact.
Junior Compliance Officer - Investment Management Advisory | London, UK | Hybrid employer: Man Group plc
Contact Detail:
Man Group plc Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Junior Compliance Officer - Investment Management Advisory | London, UK | Hybrid
✨Tip Number 1
Familiarise yourself with the latest compliance regulations and trends in investment management. This knowledge will not only help you during interviews but also demonstrate your genuine interest in the role.
✨Tip Number 2
Network with professionals in the compliance and investment management sectors. Attend industry events or join relevant online forums to connect with people who can provide insights and potentially refer you to opportunities.
✨Tip Number 3
Showcase any relevant experience, even if it's from internships or academic projects. Highlight your analytical skills and any familiarity with tools like Python, as these are advantageous for the role.
✨Tip Number 4
Prepare thoughtful questions about the company's compliance framework and initiatives. This shows that you're proactive and genuinely interested in how you can contribute to their team.
We think you need these skills to ace Junior Compliance Officer - Investment Management Advisory | London, UK | Hybrid
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience and skills that align with the Junior Compliance Officer role. Emphasise any previous compliance, legal, or consulting experience, and showcase your analytical and problem-solving abilities.
Craft a Compelling Cover Letter: Write a cover letter that not only expresses your enthusiasm for the position but also demonstrates your understanding of Man Group's values and culture. Mention specific aspects of the job description that excite you and how your background makes you a great fit.
Highlight Relevant Skills: In your application, be sure to mention any technical skills, such as knowledge of Python, that could set you apart from other candidates. Also, include your strong written and verbal communication skills, as these are crucial for the role.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any spelling or grammatical errors. A polished application reflects your attention to detail, which is essential in compliance roles.
How to prepare for a job interview at Man Group plc
✨Understand the Compliance Landscape
Familiarise yourself with the key regulations and compliance frameworks relevant to investment management. This will not only show your interest in the role but also demonstrate your proactive approach to understanding the industry.
✨Showcase Your Analytical Skills
Prepare examples from your academic or previous work experience where you successfully analysed data or solved complex problems. Highlighting your analytical mindset is crucial for a Junior Compliance Officer role.
✨Communicate Clearly and Effectively
Since the role involves drafting responses and liaising with various teams, practice articulating your thoughts clearly. Consider conducting mock interviews to refine your verbal communication skills.
✨Demonstrate Your Team Spirit
Emphasise your ability to work collaboratively within a team. Share experiences where you contributed to group projects or initiatives, as this aligns with the partnership approach that Man Group values.
