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- Tasks: Join our team to monitor compliance and manage confidential information flow.
- Company: Goldman Sachs is a leading global investment banking and securities firm with a commitment to diversity.
- Benefits: Enjoy professional growth opportunities, a diverse culture, and reasonable accommodations for all candidates.
- Why this job: Be part of a dynamic team tackling real-world compliance challenges in a fast-paced environment.
- Qualifications: Recent graduates with up to 2 years of compliance or legal experience preferred; strong communication skills required.
- Other info: This role is based in Birmingham and offers a chance to work with diverse professionals.
The predicted salary is between 28800 - 48000 £ per year.
Job Category: Analyst
Job Description:
Our division prevents, detects, and mitigates compliance, regulatory, and reputational risk across the firm and helps to strengthen the firm\’s culture of compliance. Compliance accomplishes these through the firm\’s enterprise-wide compliance risk management program. As an independent control function and part of the firm\’s second line of defense, Compliance assesses the firm\’s compliance, regulatory, and reputational risk; monitors for compliance with laws, rules, and regulations; designs and implements controls, policies, procedures, and training; conducts independent testing; investigates, surveils, and monitors for compliance risks and breaches; and leads the firm\’s responses to regulatory examinations, audits, and inquiries.
You\’ll be part of a team with members from diverse academic and professional backgrounds, such as law, accounting, sales, and trading. We seek individuals with sound judgment, curiosity, and adaptability to a changing regulatory landscape.
The Control Room, part of the Compliance Division, is seeking a compliance officer for a role in Birmingham. The Control Room primarily manages the integrity of the Firm\’s information barriers by monitoring and controlling the flow of confidential information between different business units. It also ensures legal and policy restrictions are timely activated during banking transactions and advises divisions on the applicability of restrictions.
Principal Responsibilities:
- Interacting with Investment Banking, Capital Markets, and Asset Management divisions to maintain Confidential Lists.
- Reviewing research published by the Global Investment Research Division for compliance with legal and regulatory obligations.
- Liaising with Legal and other Compliance areas to monitor or restrict activities based on legal, regulatory, or policy considerations.
- Applying Research Settlement rules to facilitate communication between Equity Research and Investment Banking personnel.
- Working with the Conflicts & Business Selection Group to facilitate transaction approvals and risk management activities.
Qualifications:
- Recent college or law school graduate with up to 2+ years of compliance or legal-related experience in financial services preferred.
- Understanding of the current regulatory environment and financial markets or securities regulation.
- Excellent verbal and written communication skills.
- Proactive, responsible, and focused.
- Ability to work effectively in a high-pressure, fast-paced team environment.
- Detail-oriented with strong organizational and multitasking skills.
About Goldman Sachs:
Founded in 1869, Goldman Sachs is a leading global investment banking, securities, and investment management firm headquartered in New York with offices worldwide. We are committed to diversity, inclusion, and professional growth. Learn more about our culture, benefits, and opportunities at GS.com/careers.
We provide reasonable accommodations for candidates with disabilities during our recruiting process. For more information, visit this link.
Goldman Sachs is an equal opportunity employer, committed to diversity and inclusion in the workplace.
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Compliance, Control Room, Analyst, Birmingham employer: Malvern Hills
Contact Detail:
Malvern Hills Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance, Control Room, Analyst, Birmingham
✨Tip Number 1
Familiarise yourself with the current regulatory environment and financial markets. Understanding the latest compliance trends and regulations will not only help you in interviews but also demonstrate your genuine interest in the role.
✨Tip Number 2
Network with professionals in the compliance field, especially those working in investment banking or financial services. Attend industry events or join relevant online forums to gain insights and potentially get referrals.
✨Tip Number 3
Prepare for situational questions by thinking of examples from your past experiences where you demonstrated sound judgment and adaptability. This will showcase your ability to handle the fast-paced and high-pressure environment mentioned in the job description.
✨Tip Number 4
Research Goldman Sachs' culture and values thoroughly. Being able to articulate how your personal values align with theirs can set you apart and show that you're a good fit for their team.
We think you need these skills to ace Compliance, Control Room, Analyst, Birmingham
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities and qualifications required for the Compliance, Control Room Analyst position. Tailor your application to highlight relevant experiences that align with these requirements.
Craft a Strong CV: Your CV should clearly outline your educational background, any compliance or legal-related experience, and skills that are pertinent to the role. Use bullet points for clarity and ensure it is well-organised and free of errors.
Write a Compelling Cover Letter: In your cover letter, express your enthusiasm for the role and the company. Highlight specific experiences that demonstrate your understanding of compliance and regulatory environments, as well as your ability to work in a fast-paced team.
Proofread Your Application: Before submitting, take the time to proofread your application materials. Check for grammatical errors, typos, and ensure that all information is accurate. A polished application reflects your attention to detail, which is crucial for this role.
How to prepare for a job interview at Malvern Hills
✨Understand the Regulatory Landscape
Familiarise yourself with the current regulatory environment and financial markets. Being able to discuss recent changes or trends in compliance will show your genuine interest and understanding of the role.
✨Demonstrate Strong Communication Skills
Since the role involves liaising with various divisions, practice articulating your thoughts clearly and concisely. Prepare examples of how you've effectively communicated complex information in the past.
✨Showcase Your Detail Orientation
Prepare to discuss specific instances where your attention to detail made a difference in your work. This could be through examples of compliance checks or audits you've conducted.
✨Exhibit Proactivity and Adaptability
Be ready to share experiences where you took initiative or adapted to changing circumstances. This is crucial in a fast-paced environment like compliance, where regulations can shift rapidly.
