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For Companies At a Glance
- Tasks: Lead compliance efforts and ensure timely regulatory reporting for a global investment manager.
- Company: Join a rapidly growing firm managing $50bn in assets across diverse investment areas.
- Benefits: Enjoy hybrid working with 4 days in the office and a dynamic work environment.
- Why this job: Be part of a super growth phase and make a real impact in compliance.
- Qualifications: Must have experience in compliance, particularly within the Alternatives Space.
- Other info: This is a maternity cover role for 15 months, ideal for immediate starters.
The predicted salary is between 72000 - 108000 £ per year.
Job Description Maldon Partners are recruiting a Senior Compliance Officer (VP) on a 15 Month Maternity cover basis for a Global Alternative Investment Manager based in London. The firm has c$50bn AUM across four main business areas: Private Equity, Real Estate, Absolute Return Hedge Funds and Credit Management and is in super growth mode looking to double their AUM in the coming years. This is a great opportunity for an experienced compliance professional who is immediately available or on a very short notice period (maximum 1month) who also has experience in the Alternatives Space. Hybrid working is on offer (4 days in the office) The Role: The role holder will be responsible for working directly with the Chief Compliance Officer to administer all aspects of the compliance frameworks for all lines of business. Responsibilities will include but not be limited to: Ensuring that the business submits on a timely basis all required regulatory reports through UK RegData and SEC FINRA Gateway.. Maintaining and updating Compliance Manuals. Performing the tasks required by, and periodically updating as necessary, the Compliance Monitoring Programs. Assisting with the maintenance of the Firm’s personal dealing policies and procedures and online certifications system.
Senior Compliance Officer VP (15m FTC) employer: Maldon Partners
Contact Detail:
Maldon Partners Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Officer VP (15m FTC)
✨Tip Number 1
Make sure to highlight your experience in the Alternatives Space during networking events or conversations. This will help you stand out as a candidate who understands the specific compliance challenges faced by firms in this sector.
✨Tip Number 2
Connect with current or former employees of the firm on LinkedIn. Engaging with them can provide you with valuable insights into the company culture and compliance practices, which you can leverage during interviews.
✨Tip Number 3
Stay updated on the latest regulatory changes affecting the investment management industry. Being knowledgeable about current regulations will demonstrate your commitment to compliance and your ability to adapt to changes.
✨Tip Number 4
Prepare to discuss specific examples of how you've successfully managed compliance frameworks in previous roles. This will showcase your hands-on experience and problem-solving skills, making you a more attractive candidate.
We think you need these skills to ace Senior Compliance Officer VP (15m FTC)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in compliance, particularly within the alternatives space. Emphasize any relevant roles and responsibilities that align with the job description.
Craft a Strong Cover Letter: Write a cover letter that clearly outlines your motivation for applying and how your skills and experiences make you a perfect fit for the Senior Compliance Officer role. Mention your familiarity with regulatory reporting and compliance frameworks.
Highlight Relevant Experience: In your application, focus on specific examples of your past work that demonstrate your ability to manage compliance tasks effectively. Include any experience with UK RegData and SEC FINRA Gateway.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors or typos. A polished application reflects your attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at Maldon Partners
✨Show Your Compliance Expertise
Make sure to highlight your experience in compliance, especially within the Alternatives Space. Be prepared to discuss specific regulatory frameworks you've worked with and how you've successfully navigated compliance challenges in previous roles.
✨Demonstrate Your Understanding of Regulatory Requirements
Familiarize yourself with the UK RegData and SEC FINRA Gateway reporting requirements. During the interview, be ready to explain how you have ensured timely submissions of regulatory reports in your past positions.
✨Discuss Your Approach to Compliance Monitoring
Prepare to talk about your experience with Compliance Monitoring Programs. Share examples of how you've developed or updated these programs to ensure they meet evolving regulatory standards.
✨Emphasize Your Team Collaboration Skills
Since you'll be working closely with the Chief Compliance Officer, it's important to convey your ability to collaborate effectively. Share examples of how you've worked with senior management and other departments to enhance compliance frameworks.
