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For Companies At a Glance
- Tasks: Lead compliance efforts and work closely with the Chief Compliance Officer.
- Company: Join a rapidly growing Global Alternative Investment Manager with $50bn AUM.
- Benefits: Enjoy hybrid working with 4 days in the office and flexible hours.
- Why this job: Be part of a dynamic team driving compliance in a high-growth environment.
- Qualifications: Must have experience in compliance within the Alternatives Space.
- Other info: This is a 15-month maternity cover role, ideal for immediate starters.
The predicted salary is between 72000 - 108000 £ per year.
Job Description Maldon Partners are recruiting a Senior Compliance Officer (VP) on a 15 Month Maternity cover basis for a Global Alternative Investment Manager based in London. The firm has c$50bn AUM across four main business areas: Private Equity, Real Estate, Absolute Return Hedge Funds and Credit Management and is in super growth mode looking to double their AUM in the coming years. This is a great opportunity for an experienced compliance professional who is immediately available or on a very short notice period (maximum 1month) who also has experience in the Alternatives Space (CLO’s, Private Equity or Real Estate) Hybrid working is on offer (4 days in the office) The Role: The role holder will be responsible for working directly with the Chief Compliance Officer to administer all aspects of the compliance frameworks for all lines of business. Responsibilities will include but not be limited to: Ensuring that the business submits on a timely basis all required regulatory reports through UK RegData and SEC FINRA Gateway.. Maintaining and updating Compliance Manuals. Performing the tasks required by, and periodically updating as necessary, the Compliance Monitoring Programs. Assisting with the maintenance of the Firm’s personal dealing policies and procedures an…
Senior Compliance Officer VP (15m contract) employer: Maldon Partners
Contact Detail:
Maldon Partners Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Officer VP (15m contract)
✨Tip Number 1
Make sure to highlight your experience in the Alternatives Space, especially with CLOs, Private Equity, or Real Estate. This will show that you understand the specific compliance challenges in these areas.
✨Tip Number 2
Network with professionals in the compliance field, particularly those who work in alternative investments. Attend industry events or webinars to connect with potential colleagues and learn more about the latest trends.
✨Tip Number 3
Familiarize yourself with UK RegData and SEC FINRA Gateway reporting requirements. Being knowledgeable about these processes will demonstrate your readiness to handle regulatory submissions effectively.
✨Tip Number 4
Prepare to discuss your experience with compliance frameworks and monitoring programs in detail during interviews. Be ready to provide examples of how you've successfully maintained compliance in previous roles.
We think you need these skills to ace Senior Compliance Officer VP (15m contract)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in compliance, particularly within the Alternatives Space such as CLOs, Private Equity, or Real Estate. Use specific examples to demonstrate your expertise.
Craft a Strong Cover Letter: Write a cover letter that clearly outlines your motivation for applying and how your skills align with the responsibilities of the Senior Compliance Officer role. Mention your immediate availability and willingness to work in a hybrid model.
Highlight Regulatory Knowledge: Emphasize your familiarity with UK regulatory requirements and reporting processes, including UK RegData and SEC FINRA Gateway. This will show that you are well-prepared for the compliance tasks outlined in the job description.
Proofread Your Application: Before submitting, carefully proofread your application materials for any errors or inconsistencies. A polished application reflects your attention to detail, which is crucial for a compliance role.
How to prepare for a job interview at Maldon Partners
✨Know Your Compliance Frameworks
Make sure you have a solid understanding of compliance frameworks relevant to the alternatives space, including CLOs, Private Equity, and Real Estate. Be prepared to discuss how you've applied these frameworks in your previous roles.
✨Demonstrate Regulatory Knowledge
Familiarize yourself with UK RegData and SEC FINRA Gateway reporting requirements. During the interview, highlight your experience in submitting regulatory reports and any challenges you've faced in ensuring compliance.
✨Showcase Your Team Collaboration Skills
Since you'll be working closely with the Chief Compliance Officer, emphasize your ability to collaborate effectively with senior management and cross-functional teams. Share examples of how you've successfully partnered with others to enhance compliance processes.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your problem-solving skills in compliance situations. Think of specific instances where you've had to navigate complex compliance issues and be ready to explain your thought process and outcomes.
