Senior Trade Surveillance & Compliance Analyst

Senior Trade Surveillance & Compliance Analyst

Full-Time 63000 - 77000 £ / year (est.) No working from home possible
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At a Glance

  • Tasks: Lead trade surveillance and compliance efforts while driving innovation and automation.
  • Company: Mako, a top options market maker with a strong focus on compliance.
  • Benefits: Competitive salary, flexible working options, and opportunities for professional growth.
  • Other info: Join a dynamic team dedicated to continuous improvement and regulatory excellence.
  • Why this job: Make a real impact in compliance while working with cutting-edge technologies.
  • Qualifications: Experience in trade surveillance and strong communication skills are essential.

The predicted salary is between 63000 - 77000 £ per year.

At Mako, a leading options market maker, the Compliance & Surveillance Analyst plays a central role in the Compliance function, combining trade-surveillance leadership with broader regulatory duties across the Group.

You will own the surveillance framework, QA alerts, investigate escalations and drive continuous improvement, with a focus on automation and new technologies.

The role requires independent judgement and clear communication with traders and stakeholders.

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Senior Trade Surveillance & Compliance Analyst employer: Mako

Mako is an exceptional employer that fosters a collaborative and inclusive work culture, empowering employees to excel in their roles while maintaining a healthy work-life balance through flexible leave and hybrid working policies. With a strong focus on professional development, employees benefit from direct engagement with senior leadership and opportunities for growth within a dynamic environment. The comprehensive benefits package, including private health insurance and access to the Mako gym, further enhances the rewarding experience of being part of a leading options market maker.

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Contact Details:

Mako Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Senior Trade Surveillance & Compliance Analyst

Tap into Campus Networks

If you're still in uni, don’t forget to engage with your campus's career services and attend finance-related events. Banks often do presentations and recruitment drives on campus, so put yourself out there and make use of these opportunities to show off your passion for the field.

Get Certified

Consider pursuing relevant certifications like the CFA or ACCA while you’re job hunting. They not only beef up your CV but also connect you with professional bodies which can lead to networking opportunities and even job openings in banking and financial services.

Connect on Professional Platforms

Join finance-focused groups on platforms like LinkedIn and engage in discussions. This can really help you stand out from the crowd, allowing potential employers to see your knowledge and interest in industry trends. Plus, you might stumble upon job postings shared exclusively within the group.

Apply Directly and Be Proactive

Don’t shy away from reaching out directly to firms like Mako. Use their websites and apply through them, but also consider following up with a polite email to express your enthusiasm. Being proactive can make a huge difference in getting noticed in the competitive financial services sector.

We think you need these skills to ace Senior Trade Surveillance & Compliance Analyst

Trade Surveillance
Compliance Knowledge
Regulatory Understanding
Quality Assurance (QA)
Investigation Skills
Continuous Improvement
Automation Skills

Some tips for your application 🫡

Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.

Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to Mako.

Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.

Research and Reflect:Before hitting that 'apply' button on Mako's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!

How to prepare for a job interview at Mako

Brush Up on Financial Analysis Skills

Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with Mako.

Prepare for Case Studies

Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.

Show Your Passion for Finance

Since this is a full-time position, employers at Mako will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.

Network with Industry Professionals

Before your interview, reach out to current or former Mako employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.