Senior Associate , Compliance Monitoring & Testing (Contract)
London, hybrid (3-4 days in office)
Initial 6-Month Contract (Potential Extension)
Target start date: September/October 2026.
MLA IS currently partnering with a prestigious global financial services institution to appoint an experienced Compliance Monitoring & Testing professionalon an interim basis.
This is a rare opportunity to join a highly regarded compliance function within a leading international firm, working directly with senior stakeholders to deliver a risk-based monitoring and testing programme across a complex and fast-paced business.
The successful individual will play a key role in executing monitoring reviews, identifying regulatory and conduct risks, and helping shape the future direction of the firm's compliance assurance framework.
Key Responsibilities
- Deliver end-to-end compliance monitoring and testing reviews across a range of regulated activities.
- Execute elements of the annual Compliance Monitoring Plan.
- Partner with Compliance and business stakeholders to assess key regulatory and conduct risks.
- Produce clear, concise and impactful reports, findings and recommendations.
- Evaluate existing monitoring methodologies and identify opportunities for enhancement.
- Support the ongoing development of a more data-led, continuous monitoring approach.
- Contribute to the evolution of the wider compliance monitoring framework and future monitoring plans.
Ideal Background
- Proven experience in Compliance Monitoring, Compliance Testing or Compliance Assurance within financial services.
- Ability to independently lead reviews from planning and fieldwork through to reporting.
- Strong understanding of regulatory risk and compliance frameworks within investment banking, capital markets or broader wholesale financial services.
- Excellent stakeholder management and communication skills.
- Confident operating in a lean, high-performing environment with significant ownership and autonomy.
- Commercially minded with a pragmatic approach to managing regulatory risk.
Senior Associate, Compliance Monitoring & Testing (Contract) in London employer: Major, Lindsey & Africa
Major, Lindsey & Africa is an exceptional employer that fosters a dynamic work culture in Belfast, where employees are empowered to engage with complex transactions and navigate evolving regulatory landscapes. With a strong emphasis on professional development, the company offers ample opportunities for growth and collaboration within its global teams, making it an ideal place for experienced legal professionals seeking meaningful and rewarding careers.
Contact Details:
Major, Lindsey & Africa Recruitment Team
