At a Glance
- Tasks: Provide legal advice on financial regulations and support investment solutions across Europe.
- Company: Leading global investment management organisation with a focus on innovation.
- Benefits: Competitive salary, dynamic work environment, and opportunities for professional growth.
- Other info: Collaborative culture with opportunities to work on diverse legal challenges.
- Why this job: Join a fast-paced team and make an impact in the investment industry.
- Qualifications: Qualified lawyer with 5+ years in financial services regulation and asset management.
The predicted salary is between 80000 - 100000 £ per year.
Financial Services Regulatory Legal Counsel– Asset Management & Investment Solutions (London)
A leading global investment management organisation is looking to hire an interim Financial Services Regulatory Legal Counsel to support its UK and European investment solutions business.
The role has a particular focus on model portfolio services, portfolio consulting solutions, and the distribution of investment products across multiple jurisdictions.
The role will provide legal and regulatory advice to the wider B2B and D2C distribution businesses.
Key Responsibilities
- Works closely with the Compliance team to provide legal and regulatory advice in connection with the planning, launch and ongoing development of model portfolio and portfolio consulting services in the UK and Europe.
This will include cross-border regulatory analysis, negotiation of third party agreements and drafting client documentation.
- Advise on UK and European financial services regulations, including cross-border considerations.
- Liaises with the Legal and Compliance teams globally as necessary, together with colleagues in other areas of the business.
- Develops and maintains knowledge and awareness of the investment industry, regulatory and/or policy changes with potential impact on the business.
- Participates in special projects and performs other duties as required.
- Draft, review and negotiate a range of commercial agreements and client-facing documentation.
- Candidate Profile
- Qualified lawyer with five years’ plus experience working in-house for an international asset management organization and/or in a private practice law firm, handling a variety of financial services legal and regulatory matters.
- Experienced in advising on UK and European financial regulation in an asset management context, both in the retail and institutional space and cross border.
- A demonstrated ability to work on complex legal issues and to function in a high volume / fast-paced environment with multiple and diverse responsibilities, managing a varied and changing caseload.
- Must be an enthusiastic and hard-working self-starter.
If this role is of interest, please apply for more information.
Interim Financial Services Regulatory Counsel in London employer: Major, Lindsey & Africa
Major, Lindsey & Africa is an exceptional employer that fosters a dynamic work culture in Belfast, where employees are empowered to engage with complex transactions and navigate evolving regulatory landscapes. With a strong emphasis on professional development, the company offers ample opportunities for growth and collaboration within its global teams, making it an ideal place for experienced legal professionals seeking meaningful and rewarding careers.
Contact Details:
Major, Lindsey & Africa Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Interim Financial Services Regulatory Counsel in London
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We think you need these skills to ace Interim Financial Services Regulatory Counsel in London
Some tips for your application 🫡
Show Off Your Academic Achievements:In banking and financial services, your academic record can really make you stand out. List relevant grades, certifications, or coursework on your CV, especially if you've taken finance-related modules. This is particularly important for a temporary role where qualifications can help you shine even brighter!
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Tailor Your Cover Letter Purposefully:When writing your cover letter, focus on why you’re interested in a temporary position at Major, Lindsey & Africa. Let them know how you can quickly adapt to the team's needs and how eager you are to learn the ropes of the banking sector during this short stint. Your motivation and enthusiasm could really set you apart!
Be Prepared with References:For temporary roles, references can play a crucial role in your application. Make sure you’ve got a couple of references lined up who can vouch for your skills and work ethic. This helps to give Major, Lindsey & Africa confidence in your short-term commitment to the role.
How to prepare for a job interview at Major, Lindsey & Africa
✨Brush Up on Financial Regulations
Since this is a role in banking and financial services, be ready to discuss key regulations like MiFID, Basel III, or GDPR. These are hot topics, and your awareness of how they impact daily operations can give you a significant edge during your interview with Major, Lindsey & Africa.
✨Showcase Your Analytical Skills
Prepare for interview questions that assess your analytical abilities. You might need to tackle hypothetical scenarios involving risk assessment or financial forecasting. Bringing examples of relevant projects or coursework can emphasise your practical understanding of these concepts.
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For a temporary role, showing that you can quickly pick up new processes and tools is crucial. Be ready to discuss previous experiences where you had to adapt to changing requirements or tight deadlines, as this will reassure Major, Lindsey & Africa that you’re a reliable team player.
✨Demonstrate a Willingness to Learn
In a temporary position, leaning into your eagerness to learn can really set you apart. Be prepared to share how you’re staying updated on industry trends or any additional training you've pursued. Employers appreciate candidates who are proactive about their development—even for short-term roles.
