A leading international financial services organisation is seeking an experienced Compliance Monitoring & Testing professional to join its London-based Compliance team on an interim basis.
This is a hands-on opportunity to play a key role in delivering an established Compliance Monitoring Programme while contributing to the future direction of the firm's monitoring and testing framework. Working within a lean, high-performing team, you will have significant exposure to senior stakeholders and the chance to influence best practice across the function.
Key Responsibilities
- Deliver compliance monitoring reviews and testing activities across a range of business areas.
- Execute monitoring assignments from planning through to reporting.
- Partner with Compliance and business stakeholders to identify key regulatory and conduct risks.
- Contribute to the development of the firm's future Compliance Monitoring Plan.
- Assess the effectiveness of existing monitoring arrangements and recommend enhancements.
- Support the expansion of monitoring coverage across key risk areas.
- Produce clear, concise reports, findings and practical recommendations.
- Bring external market insight and industry best practice to support ongoing programme development.
The ideal candidate will have:
- Experience within Compliance Monitoring, Compliance Testing or Compliance Assurance in a financial services environment.
- Strong knowledge of regulatory risk management and compliance frameworks.
- The ability to independently deliver monitoring reviews end-to-end.
- Excellent stakeholder management and communication skills.
- A pragmatic, solutions-focused approach, with the ability to balance regulatory expectations and commercial realities.
- Experience within investment banking, capital markets or broader financial services environments would be highly advantageous.
What's on Offer?
Initial 6-month contract with potential for a longer-term opportunity
Flexible working arrangements, including part-time and compressed hours options
Exposure to senior stakeholders and strategic programme development
Opportunity to contribute to the evolution of a modern compliance monitoring framework
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Compliance Monitoring & Testing Associate (Interim)- £120k-£155k- Financial Services Client in London employer: Major, Lindsey & Africa
Major, Lindsey & Africa is an exceptional employer that fosters a dynamic work culture in Belfast, where employees are empowered to engage with complex transactions and navigate evolving regulatory landscapes. With a strong emphasis on professional development, the company offers ample opportunities for growth and collaboration within its global teams, making it an ideal place for experienced legal professionals seeking meaningful and rewarding careers.
Contact Details:
Major, Lindsey & Africa Recruitment Team
