Head of Financial Services Regulatory

Head of Financial Services Regulatory

Full-Time 80000 - 100000 Β£ / year (est.) No working from home possible
Major, Lindsey & Africa

At a Glance

  • Tasks: Lead a global regulatory legal team and navigate complex financial regulations.
  • Company: Global technology company at the forefront of financial services.
  • Benefits: Competitive contract salary with potential for extension and professional growth.
  • Other info: Contract role for 9-12 months with opportunities to influence key regulatory issues.
  • Why this job: Shape the future of financial services regulation on a global scale.
  • Qualifications: Qualified lawyer with extensive FS regulatory experience and leadership skills.

The predicted salary is between 80000 - 100000 Β£ per year.

Role with Global Technology Company leading a small and global regulatory legal team.

Trading venues UK/EU ARM/APA. US: Swaps execution facility (SEC/CFTC). Benchmarks: Established business subject to UK/EU BMR. Asia-Pacific: Singapore recognised market operator. Cross-border licensing web: Indonesia, Malaysia, Canada, India, Philippines.

Key Active Issues:

  • EU Critical Third Party (DORA): New supervisory oversight.
  • ESG ratings regulation: Live in EU; UK law passed, framework not yet active; India in motion.

What We're Looking For:

A qualified lawyer with direct private practice or in-house FS regulatory experience and deep technical knowledge across trading venues (MTF/OTF/SEF), transaction reporting (MiFIR/EMIR/Dodd-Frank) and benchmarks (UK/EU BMR).

Must have led or managed a regulatory legal team across geographies, be comfortable advising at C-suite level and with regulators, and be able to translate complex regulatory analysis into clear commercial advice.

This is a contract role 9-12 months.

Head of Financial Services Regulatory employer: Major, Lindsey & Africa

As a leading global technology company, we pride ourselves on fostering a dynamic and inclusive work culture that empowers our employees to excel. The Head of Financial Services Regulatory role offers the opportunity to lead a talented regulatory legal team while engaging with cutting-edge issues in financial services across multiple jurisdictions. With a strong commitment to professional development and a collaborative environment, we provide our employees with the tools and support they need to thrive in their careers.

Major, Lindsey & Africa

Contact Details:

Major, Lindsey & Africa Recruitment Team

We think you need these skills to ace Head of Financial Services Regulatory

Regulatory Legal Expertise
Financial Services Regulatory Knowledge
Experience with Trading Venues (MTF/OTF/SEF)
Transaction Reporting (MiFIR/EMIR/Dodd-Frank)
Benchmarks Knowledge (UK/EU BMR)
Cross-Border Licensing Experience
Leadership and Team Management