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- Tasks: Join us as a Compliance Manager, overseeing risk and compliance in a dynamic financial environment.
- Company: Be part of a leading global financial services firm with a strong reputation for governance.
- Benefits: Enjoy a supportive culture, opportunities for growth, and the chance to work with top-tier clients.
- Why this job: This role offers a unique chance to impact compliance operations on a global scale.
- Qualifications: 5+ years in financial services, Cayman compliance experience, and relevant qualifications like ACAMS required.
- Other info: Direct client interaction and a vibrant team atmosphere await you!
The predicted salary is between 43200 - 72000 £ per year.
One of the world’s global leaders in the Financial Services industry is looking to hire an experienced Compliance Manager into their London office. The role will form a part of the firm’s global compliance function and play an integral part in their UK compliance operations. The role involves working across both Cayman and London and is looking for those with previous Cayman compliance experience. This firm has enjoyed huge growth in recent years, with good governance and compliance at the heart of this. The function is truly valued and is well supported by the in-house legal team as well. Business wise, they are a fantastic firm that works with some of the world’s premier clients in the Funds industry. The role will have a global remit and it’s such an exciting time to join the business.
The role:
- Assist in operating, developing, enhancing and communicating the objectives of the firms risk and compliance framework with an emphasis on risk mitigation and challenge, and assessment of business risk;
- Review KYC and assist Business in the review of documents for low, medium and high risk clients/investors, including PEPs;
- Review and advise Business on high risk activities such as third-party payments and bank account changes;
- Oversight of the sanction screening process, including potential filings of Compliance Reporting Forms;
- Prepare and deliver the quarterly Compliance Monitoring Program to the Board of Directors;
- Promote a compliance culture within the firm;
- Assess and document the firms Risk and Compliance objectives;
- Provide training to staff on key AML/ATF/APF regulations and the firms policies and procedures;
- Prepare and deliver AMLCO/MLRO reports;
- Prepare and deliver reports to the Board of Directors on a regular basis;
- Investigate suspicious activity reports and, where necessary, prepare documentation for filing with the relevant Authority;
- Have key involvement in the development of IT solutions for regulatory requirements;
- Implement corrective actions to prevent identified compliance gaps;
- Monitor client activity;
- Oversight of the AML/ATF/APF portion of the external Audit;
- Provide AML Officer function to Cayman Funds/Entities as required;
- Other job functions as required.
Job requirements:
- Experience working with a multinational financial services organization and with Cayman compliance experience;
- Experience in the Funds industry is essential as well;
- A relevant qualification such as the ACAMS;
- 5 years of experience;
- Previous experience filing SARs;
- Comfortable in a role with direct client interaction;
- Full UK work rights are essential – the firm does not have the option to provide a working visa for this position.
Compliance Manager, Funds employer: MAC Recruit Group Ltd
Contact Detail:
MAC Recruit Group Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager, Funds
✨Tip Number 1
Network with professionals in the compliance and financial services sectors, especially those with experience in Cayman compliance. Attend industry events or webinars to connect with potential colleagues and learn more about the firm's culture.
✨Tip Number 2
Familiarise yourself with the latest regulations and compliance frameworks relevant to the Funds industry. Being well-versed in AML/ATF/APF regulations will not only boost your confidence but also demonstrate your commitment to the role.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully managed compliance risks in previous roles. Highlight your experience with KYC processes and any direct interactions you've had with clients regarding compliance matters.
✨Tip Number 4
Showcase your ability to work collaboratively with legal teams and other departments. Emphasising your teamwork skills can set you apart, as this role requires close cooperation with various stakeholders within the firm.
We think you need these skills to ace Compliance Manager, Funds
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in compliance, particularly within the Funds industry and any Cayman compliance experience. Use specific examples that demonstrate your skills in risk mitigation and compliance operations.
Craft a Strong Cover Letter: Write a cover letter that clearly outlines your motivation for applying to this role. Emphasise your understanding of the firm's values and how your background aligns with their compliance objectives. Mention your experience with KYC and AML regulations.
Highlight Relevant Qualifications: If you have relevant qualifications such as ACAMS, make sure to mention them prominently in your application. This will show that you are well-equipped for the Compliance Manager role.
Showcase Your Communication Skills: Since the role involves preparing reports for the Board of Directors and delivering training to staff, highlight your communication skills in your application. Provide examples of how you've effectively communicated complex compliance issues in the past.
How to prepare for a job interview at MAC Recruit Group Ltd
✨Showcase Your Compliance Knowledge
Make sure to brush up on your knowledge of compliance regulations, especially those relevant to the Cayman Islands and the UK. Be prepared to discuss specific examples from your past experience that demonstrate your understanding of KYC processes and risk assessment.
✨Demonstrate Your Problem-Solving Skills
The role involves assessing business risks and implementing corrective actions. Think of scenarios where you successfully identified compliance gaps and how you addressed them. Sharing these experiences will highlight your proactive approach to compliance management.
✨Prepare for Client Interaction Questions
Since the position involves direct client interaction, be ready to discuss how you handle high-risk clients and sensitive situations. Prepare examples that showcase your communication skills and ability to maintain a strong compliance culture while managing client relationships.
✨Familiarise Yourself with the Company’s Values
Research the firm’s values and recent developments in their compliance operations. Understanding their commitment to governance and compliance will allow you to align your answers with their corporate culture, showing that you are a good fit for their team.
