Senior Compliance Monitoring Officer - Investment Management

A leading financial services firm is seeking a Compliance Monitoring Officer specializing in GRC across Financial Services. This pivotal role requires conducting second-line reviews of client files to ensure compliance with FCA regulations. Desired qualifications include a Level 4 Investment Advice Diploma and at least three years of relevant experience. Strong analytical skills, attention to detail, and the ability to engage with investment professionals are essential. This is a full-time position at a mid-senior level within a dynamic compliance team. #J-18808-Ljbffr