At a Glance
- Tasks: Provide compliance support and guidance to marketing teams in a leading Asset Manager.
- Company: Join a top-tier Asset Management firm with a focus on compliance excellence.
- Benefits: Flexible working, competitive salary, and opportunities for professional growth.
- Other info: Dynamic role with a chance to shape compliance practices in a growing team.
- Why this job: Make a real impact by ensuring compliance in innovative marketing strategies.
- Qualifications: Experience in compliance within financial services and knowledge of UK regulations.
The predicted salary is between 36000 - 60000 £ per year.
Lutine Bell are working with a leading Asset Manager who are looking to appoint a Compliance Manager Marketing Distribution into their expanding Compliance function. You will provide high quality advisory compliance support to the Product Provider Oversight team and will be required to provide independent compliance oversight, advice, guidance and training.
Key Responsibilities:
- Provision of written and oral compliance advice and guidance to L&G Asset Management’s Marketing and Distribution teams
- Review marketing materials and provide timely advice about marketing and disclosure requirements for UK funds
- Participate in regulatory change projects and business led projects, assessing regulatory requirements and risks. Provide compliance support, oversight and advice to projects. Attend working meetings and prepare reports as appropriate
- Maintain up-to-date knowledge of regulatory requirements, industry best practice and developments to ensure early awareness of initiatives and effective identification and management of new and changing regulatory risks.
- Work with the CCO and other compliance colleagues to successfully manage the organisations compliance function and work
What We’re Looking For:
- Good understanding of rules applying to UCITS and AIF Product Providers in the UK.
- Good knowledge of UK financial promotion and marketing rules, guidance and practice.
- Has held a similar role in another financial services firm
- Ability to analyse and advise on emerging regulatory risks and how they might impact the business
- Regulatory knowledge and experience of FCA rules and practical application
- Must have full right to work in the UK (no sponsorship provided)
Compliance Manager in London employer: Lutine Bell
Joining this well-established UK bank as a Compliance Manager offers an exceptional opportunity to thrive in a supportive and collaborative work culture. With a focus on employee growth, the bank provides comprehensive training and development programmes, ensuring that you can advance your career while enjoying the benefits of hybrid working in the vibrant Birmingham area. The role not only allows you to make a meaningful impact through regulatory guidance but also fosters strong relationships with stakeholders, making it a rewarding environment for professionals seeking to excel in compliance.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Manager in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and financial services sectors. Attend industry events or webinars to meet potential employers and get your name out there. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of UK financial promotion and marketing rules. Be ready to discuss how your experience aligns with the role of Compliance Manager. We want to see you shine and show us why you're the perfect fit!
✨Tip Number 3
Don’t just apply anywhere; focus on companies that excite you! Use our website to find roles that match your skills and interests. Tailor your approach to each company, showing them you’re genuinely interested in their mission and values.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. Share any additional thoughts you have about the discussion, especially if you can tie them back to regulatory risks or compliance strategies.
We think you need these skills to ace Compliance Manager in London
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter to highlight your experience with compliance in marketing and distribution. We want to see how your skills align with the specific requirements mentioned in the job description.
Showcase Relevant Experience:When detailing your previous roles, focus on your experience with UCITS and AIF Product Providers. We’re keen to see examples of how you've provided compliance advice and oversight in similar environments.
Be Clear and Concise:Keep your application straightforward and to the point. Use bullet points where possible to make it easy for us to see your qualifications and achievements at a glance.
Apply Through Our Website:We encourage you to submit your application through our website. It’s the best way for us to receive your details and ensures you’re considered for the role without any hiccups!
How to prepare for a job interview at Lutine Bell
✨Know Your Regulations
Make sure you brush up on the rules surrounding UCITS and AIF Product Providers in the UK. Being able to discuss these regulations confidently will show that you’re not just familiar with them, but that you can apply them practically in your role.
✨Showcase Your Advisory Skills
Prepare examples of how you've provided compliance advice in previous roles. Think about specific situations where your guidance made a difference, especially in marketing and distribution contexts. This will demonstrate your ability to add value to the team.
✨Stay Current with Industry Trends
Keep yourself updated on the latest regulatory changes and industry best practices. Being able to discuss recent developments during your interview will highlight your proactive approach and commitment to compliance excellence.
✨Prepare for Scenario Questions
Expect questions that ask how you would handle specific compliance challenges or regulatory changes. Practise articulating your thought process and decision-making skills, as this will showcase your analytical abilities and readiness to tackle emerging risks.
