At a Glance
- Tasks: Lead compliance oversight in financial crime, pension administration, investments, and insurance.
- Company: Join a leading Financial Services organisation with a strong compliance culture.
- Benefits: Competitive salary of £90,000 plus bonuses and benefits, hybrid work model.
- Other info: Opportunity for career growth and strategic involvement in major business initiatives.
- Why this job: Make a real impact by ensuring adherence to UK regulatory requirements.
- Qualifications: Extensive experience in financial crime and compliance within UK financial services.
The predicted salary is between 90000 - 90000 £ per year.
We’re working with a leading Financial Services organisation to appoint a Senior Compliance Adviser – Financial Crime, Pension Administration, Investments and Insurance into their expanding compliance function, reporting to the Head of Compliance. To lead and manage compliance oversight across pension administration, financial crime prevention, investment governance, and insurance activities. This role ensures adherence to UK regulatory requirements (FCA, PRA and TPR), including anti-money laundering (AML), counter-terrorist financing (CTF), and sector-specific conduct rules, while promoting a culture of integrity and risk awareness.
Key Responsibilities:
- Ensure compliance with financial crime regulations, including AML, CTF, anti-bribery, and fraud prevention.
- Oversee transaction monitoring, sanctions screening, and suspicious activity reporting processes.
- Develop, maintain, and enhance financial crime policies and procedures.
- Ensure adherence to relevant UK regulations and guidance, including FCA, PRA, and TPR requirements.
- Lead compliance monitoring and assurance activities, including thematic reviews and control testing.
- Provide effective oversight and challenge to first-line compliance activities.
- Prepare and present compliance reports to senior management, risk committees, and the Board.
- Offer strategic compliance advice on new initiatives, business opportunities, and major programmes.
- Support mergers and acquisitions by assessing compliance risks and advising on integration and enhancements.
- Ensure compliance with the Insurance Distribution Directive (IDD), FCA conduct rules, and product governance standards.
- Monitor investment activities to ensure alignment with FCA regulatory expectations.
Experience Required:
- Extensive experience in financial crime, investment, and insurance compliance within UK financial services.
- Strong knowledge of AML regulations, MiFID II, IDD, and FCA Handbook.
- Experience managing compliance monitoring, reporting, and regulatory engagement.
- Excellent analytical, communication, and stakeholder management skills.
Senior Compliance Specialist in Chichester employer: Lutine Bell
Join a leading Financial Services organisation in Crawley, where you will thrive in a dynamic and supportive work culture that prioritises integrity and compliance excellence. With competitive salaries, bonuses, and a hybrid working model, we offer exceptional employee growth opportunities and a commitment to professional development, making it an ideal environment for those seeking meaningful and rewarding careers in compliance.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Specialist in Chichester
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Lutine Bell looking for candidates who are engaged and informed.
We think you need these skills to ace Senior Compliance Specialist in Chichester
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Lutine Bell. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Lutine Bell
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Lutine Bell’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
