At a Glance
- Tasks: Lead regulatory compliance and ensure the firm meets all legal standards.
- Company: Join Lubbock Fine, a dynamic accountancy and tax advisory practice in London.
- Benefits: Enjoy smart working hours, a discretionary bonus, and private medical insurance.
- Other info: Be part of a supportive environment that encourages development and progression.
- Why this job: Make a real impact in a growing firm with diverse clients and exciting challenges.
- Qualifications: Proven experience in regulatory compliance and excellent communication skills.
The predicted salary is between 43200 - 72000 £ per year.
Join to apply for the Head of Regulatory Compliance role at Lubbock Fine.
Lubbock Fine is a successful 23 Partner accountancy and tax advisory practice based in the City of London and a global network member of Russell Bedford International. The firm plans to expand to 200 professionals in 2025 and focuses on redefining exceptional service. With a diverse client base across UK and global sectors, there is ample opportunity for growth and specialization.
Our Compliance TeamThe Compliance Team is responsible for the operation and continual improvement of the firm’s business risk management framework, monitoring regulatory changes and interpreting guidelines specific to our sector.
Job Description – Head of Regulatory ComplianceThis role leads all aspects of regulatory compliance for the Firm and its associated businesses, keeping the Firm updated on regulatory changes, assessing impact, and implementing measures. Scope includes ICAEW, DFSA, FCA, and CIOT regulations.
- Reporting to the COO, you will support the Practice Assurance Principal, Audit Compliance Principal and Ethics Principals in their roles
- You will manage our internal CPD process and reporting
- You will prepare the firm for managing ICAEW Practice Assurance and Audit Assurance visits
- You will complete and submit all regulatory body returns and keep ICAEW registrations up to date
- You will provide advice to partners on specific regulated matters as they arise
- You will monitor, manage and implement new assurance standards
- You will ensure we have the necessary licences in place for our business operations
- You will plan and perform thematic and specialist compliance and assurance reviews across the business on specific regulatory topics and issues
- You will manage relations with external compliance auditors
- You will prepare and present regular periodic compliance and risk management reports to the Firm\'s senior management
- Excellent communication and presenting skills
- Capability of developing a comprehensive firm‑wide compliance regime, yet comfortable remaining \'sleeve‑rolled‑up\'
- Personal drive and motivation to work autonomously
- Proven experience in managing regulatory compliance within professional services
- Sound understanding of legal and regulatory matters affecting chartered accountants as auditors and otherwise
- Experience of rolling out and/or monitoring new auditing standards and compliance regimes
- Good working knowledge of all relevant regulatory regimes impacting a firm of chartered accountants
- Knowledge and natural curiosity for procedures and industry changes and challenges
- Ability to manage conflict and challenging issues in a professional, assertive and proactive manner
- Knowledge of ICAEW ethical and professional standards
- Awareness of FCA Regulations, managing our external FCA compliance consultants
- A policy, monitoring or auditing background
- Smart Working with core hours from 10am to 4pm
- Discretionary bonus scheme
- 4% pension (matched)
- Private Medical insurance
- Interest‑free season ticket loan
- Enhanced Maternity, Paternity & Shared Parental Leave packages
- Flexible benefits: healthcare assessments, cycle to work, health cash plan, etc.
- Employee assistance programme
- Annual summer away day and numerous other socials
- Numerous health and wellbeing benefits
- A supportive working environment where development and progression are actively encouraged.
Mid‑Senior level
Employment typeFull‑time
Job functionAccounting/Auditing and Legal
IndustriesAccounting
Location: London, England, United Kingdom
Referrals increase your chances of interviewing at Lubbock Fine by 2x.
#J-18808-LjbffrHead of Regulatory Compliance employer: Lubbock Fine
Lubbock Fine is an exceptional employer, offering a supportive and dynamic work environment in the heart of London. With a strong focus on employee development and a commitment to redefining service excellence, the firm provides ample opportunities for growth within its expanding team. Employees benefit from smart working arrangements, a discretionary bonus scheme, and a range of health and wellbeing initiatives, making it an attractive place for professionals seeking meaningful and rewarding careers in regulatory compliance.
StudySmarter Expert Advice🤫
We think this is how you could land Head of Regulatory Compliance
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Lubbock Fine looking for candidates who are engaged and informed.
We think you need these skills to ace Head of Regulatory Compliance
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Lubbock Fine. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Lubbock Fine
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Lubbock Fine’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
