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- Tasks: Lead regulatory compliance and ensure the firm meets all legal standards.
- Company: Join Lubbock Fine, a dynamic accountancy and tax advisory practice in London.
- Benefits: Enjoy smart working hours, a discretionary bonus, and private medical insurance.
- Why this job: Make a real impact in a growing firm with diverse clients and exciting challenges.
- Qualifications: Proven experience in regulatory compliance and excellent communication skills.
- Other info: Be part of a supportive environment that encourages development and progression.
The predicted salary is between 43200 - 72000 £ per year.
Join to apply for the Head of Regulatory Compliance role at Lubbock Fine.
Lubbock Fine is a successful 23 Partner accountancy and tax advisory practice based in the City of London and a global network member of Russell Bedford International. The firm plans to expand to 200 professionals in 2025 and focuses on redefining exceptional service. With a diverse client base across UK and global sectors, there is ample opportunity for growth and specialization.
Our Compliance Team
The Compliance Team is responsible for the operation and continual improvement of the firm’s business risk management framework, monitoring regulatory changes and interpreting guidelines specific to our sector.
Job Description – Head of Regulatory Compliance
This role leads all aspects of regulatory compliance for the Firm and its associated businesses, keeping the Firm updated on regulatory changes, assessing impact, and implementing measures. Scope includes ICAEW, DFSA, FCA, and CIOT regulations.
- Reporting to the COO, you will support the Practice Assurance Principal, Audit Compliance Principal and Ethics Principals in their roles
- You will manage our internal CPD process and reporting
- You will prepare the firm for managing ICAEW Practice Assurance and Audit Assurance visits
- You will complete and submit all regulatory body returns and keep ICAEW registrations up to date
- You will provide advice to partners on specific regulated matters as they arise
- You will monitor, manage and implement new assurance standards
- You will ensure we have the necessary licences in place for our business operations
- You will plan and perform thematic and specialist compliance and assurance reviews across the business on specific regulatory topics and issues
- You will manage relations with external compliance auditors
- You will prepare and present regular periodic compliance and risk management reports to the Firm\’s senior management
Qualifications
- Excellent communication and presenting skills
- Capability of developing a comprehensive firm‑wide compliance regime, yet comfortable remaining \’sleeve‑rolled‑up\’
- Personal drive and motivation to work autonomously
- Proven experience in managing regulatory compliance within professional services
- Sound understanding of legal and regulatory matters affecting chartered accountants as auditors and otherwise
- Experience of rolling out and/or monitoring new auditing standards and compliance regimes
- Good working knowledge of all relevant regulatory regimes impacting a firm of chartered accountants
- Knowledge and natural curiosity for procedures and industry changes and challenges
- Ability to manage conflict and challenging issues in a professional, assertive and proactive manner
- Knowledge of ICAEW ethical and professional standards
- Awareness of FCA Regulations, managing our external FCA compliance consultants
- A policy, monitoring or auditing background
What we offer in return
- Smart Working with core hours from 10am to 4pm
- Discretionary bonus scheme
- 4% pension (matched)
- Private Medical insurance
- Interest‑free season ticket loan
- Enhanced Maternity, Paternity & Shared Parental Leave packages
- Flexible benefits: healthcare assessments, cycle to work, health cash plan, etc.
- Employee assistance programme
- Annual summer away day and numerous other socials
- Numerous health and wellbeing benefits
- A supportive working environment where development and progression are actively encouraged.
Seniority level
Mid‑Senior level
Employment type
Full‑time
Job function
Accounting/Auditing and Legal
Industries
Accounting
Location: London, England, United Kingdom
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Head of Regulatory Compliance employer: Lubbock Fine
Contact Detail:
Lubbock Fine Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of Regulatory Compliance
✨Network Like a Pro
Get out there and connect with people in the industry! Attend events, join relevant groups on LinkedIn, and don’t be shy about reaching out to professionals at Lubbock Fine. Building relationships can open doors that a CV just can’t.
✨Show Off Your Expertise
When you get the chance to chat with someone from the firm, make sure to highlight your knowledge of regulatory compliance. Share insights on recent changes in ICAEW or FCA regulations. This shows you’re not just a candidate; you’re a valuable asset!
✨Prepare for the Interview
Do your homework on Lubbock Fine and their compliance team. Understand their values and how they redefine exceptional service. Prepare questions that show you’re genuinely interested in their approach to compliance and risk management.
✨Apply Through Our Website
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, it shows you’re serious about joining the team at Lubbock Fine and ready to contribute to their growth.
We think you need these skills to ace Head of Regulatory Compliance
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Head of Regulatory Compliance role. Highlight your experience with regulatory compliance and any relevant qualifications. We want to see how your background aligns with our needs!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role at Lubbock Fine. Share specific examples of your past achievements in compliance that demonstrate your skills and passion.
Showcase Your Communication Skills: Since excellent communication is key for this role, make sure your application reflects that. Use clear, concise language and structure your documents well. We want to see your ability to convey complex information effectively!
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team at Lubbock Fine!
How to prepare for a job interview at Lubbock Fine
✨Know Your Regulations
Make sure you brush up on the specific regulations relevant to the role, such as ICAEW, DFSA, FCA, and CIOT. Being able to discuss these confidently will show that you're not just familiar with compliance but are also proactive about staying updated.
✨Showcase Your Communication Skills
As the Head of Regulatory Compliance, you'll need to communicate complex regulatory matters clearly. Prepare examples of how you've effectively communicated compliance issues in the past, whether through presentations or reports, to demonstrate your capability.
✨Demonstrate Your Problem-Solving Skills
Be ready to discuss how you've managed conflicts or challenging compliance issues before. Think of specific instances where your proactive approach led to successful outcomes, as this will highlight your ability to handle pressure and find solutions.
✨Prepare for Scenario Questions
Expect scenario-based questions that test your knowledge and decision-making skills in real-world situations. Practice articulating your thought process and the steps you would take to ensure compliance in various hypothetical scenarios.
