At a Glance
- Tasks: Support compliance framework and provide technical advisory services in a dynamic team.
- Company: Join the largest Mortgage and Protection Network in the UK, part of LSL Property Services.
- Benefits: Competitive salary, hybrid working, and a commitment to diversity and inclusion.
- Other info: Great career growth opportunities in a collaborative and inclusive workplace.
- Why this job: Make a real impact in compliance while developing your skills in a supportive environment.
- Qualifications: 2+ years in Financial Services and a CeMAP qualification are essential.
The predicted salary is between 30000 - 30000 € per year.
Part of LSL Property Services plc, PRIMIS Mortgage Network are the largest Mortgage and Protection Network in the UK with some 1000 firms as business partners and circa 3000 advisors working alongside us. The FS division also includes TMA and Linear Financial Solutions. We are keen to recruit a Compliance Technician (reporting to Compliance Technical Specialist) to join our large and highly experienced Compliance and Risk team supporting LSL’s Financial Services Division. The successful candidate will support the Compliance Technical Specialist with the delivery of the firm’s compliance framework through the provision of technical advisory services, identification and completion of actions alongside 1st and 2nd line teams. The role will be based partly out of our HQ site on the Birmingham Business Park in Solihull and partly Home Working (hybrid). We estimate more than 1–2 days per week in the office.
Main accountabilities:
- Policy Framework – maintain and update compliance policies and guidance for the FS Division and AR firms, ensuring they remain accurate, regulatory compliant and issued in a timely manner.
- TMA Support – provide compliance support to TMA (DA) firms and internal teams, addressing queries that require deeper regulatory insight and escalating issues where appropriate.
- Research and Interpretation – conduct in-depth research and interpret regulatory changes, their implications and recommended actions clearly and effectively.
- Support for Appointed Representatives – oversee and ensure the delivery of exceptional service to our appointed representatives via the compliance inbox and inbound calls, contributing to the business’s vision.
Knowledge and Expertise required:
- A good level of knowledge of the FCA Handbook and the regulatory framework governing mortgage, protection and insurance market. In particular, the Appointed Representative Regime, Approved Persons, Consumer Duty and SM&CR.
- An understanding of other industry rules relevant to the Network model, for example, GDPR.
- Excellent communication skills (verbal and written).
- A good level of knowledge of mortgages, later life lending, protection and general insurance products and an understanding of the sales process and file standards required.
- A good knowledge of compliance sales supervision and monitoring procedures, preferably with experience of this in Networks.
- 2+ years Financial Services experience.
- Experience of interpretation and providing advice and challenge to first line business stakeholders.
- CeMAP or equivalent qualification is compulsory for this role.
Salary - £30,000 Based on the Birmingham Business Park in Solihull B37 although we do offer hybrid being a split of remote working / office.
We are an equal opportunity and Disability Confident employer, dedicated to building a diverse and inclusive workplace. We welcome applications from people of all abilities and backgrounds, and we do not discriminate based on disability or individual needs. If you require any reasonable adjustments during the recruitment process, please let us know.
Compliance Technician in Shirley employer: LSL Property Services
At PRIMIS Mortgage Network, we pride ourselves on being an exceptional employer, offering a dynamic work culture that fosters collaboration and innovation within our Compliance and Risk team. With a strong commitment to employee growth, we provide comprehensive training and development opportunities, alongside the flexibility of hybrid working arrangements from our modern HQ in Solihull. Join us to be part of a diverse and inclusive workplace where your contributions are valued and rewarded.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Technician in Shirley
✨Tip Number 1
Network like a pro! Reach out to current employees at PRIMIS Mortgage Network on LinkedIn or other platforms. Ask them about their experiences and any tips they might have for landing the Compliance Technician role.
✨Tip Number 2
Prepare for the interview by brushing up on your knowledge of the FCA Handbook and the regulatory framework. We want you to show off your expertise, so be ready to discuss how you can contribute to maintaining compliance policies.
✨Tip Number 3
Practice your communication skills! Since this role requires excellent verbal and written communication, consider doing mock interviews with friends or family to get comfortable articulating your thoughts clearly.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, it shows you’re genuinely interested in joining our team at PRIMIS Mortgage Network.
We think you need these skills to ace Compliance Technician in Shirley
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Compliance Technician role. Highlight your experience with the FCA Handbook and any relevant qualifications like CeMAP. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you a great fit for our team. Keep it concise but impactful – we love a good story!
Show Off Your Communication Skills:Since excellent communication is key for this role, make sure your application reflects that. Use clear and professional language, and don’t forget to proofread for any typos or errors. We appreciate attention to detail!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the easiest way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team!
How to prepare for a job interview at LSL Property Services
✨Know Your Compliance Stuff
Make sure you brush up on the FCA Handbook and the regulatory framework, especially around mortgages and protection. Being able to discuss the Appointed Representative Regime and Consumer Duty confidently will show that you're serious about the role.
✨Show Off Your Communication Skills
Since this role involves a lot of interaction with internal teams and appointed representatives, practice articulating your thoughts clearly. You might want to prepare examples of how you've effectively communicated complex compliance issues in the past.
✨Research the Company
Get to know PRIMIS Mortgage Network and its place within LSL Property Services. Understanding their values and recent developments can help you tailor your answers and demonstrate your genuine interest in the company.
✨Prepare for Scenario Questions
Think about potential scenarios you might face in the role, such as handling compliance queries or interpreting regulatory changes. Prepare structured responses using the STAR method (Situation, Task, Action, Result) to showcase your problem-solving skills.
