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- Tasks: Support compliance framework and provide technical advisory services in a dynamic team.
- Company: Join LSL Property Services, the largest Mortgage and Protection Network in the UK.
- Benefits: Hybrid working, competitive salary, and a commitment to diversity and inclusion.
- Other info: Enjoy excellent career growth opportunities and a collaborative workplace culture.
- Why this job: Make a real impact in compliance while developing your skills in a supportive environment.
- Qualifications: 2+ years in Financial Services and a CeMAP qualification are essential.
The predicted salary is between 30000 - 30000 £ per year.
Part of LSL Property Services plc, PRIMIS Mortgage Network are the largest Mortgage and Protection Network in the UK with some 1000 firms as business partners and circa 3000 advisors working alongside us. The FS division also includes TMA and Linear Financial Solutions. We are keen to recruit a Compliance Technician (reporting to Compliance Technical Specialist) to join our large and highly experienced Compliance and Risk team supporting LSL’s Financial Services Division. The successful candidate will support the Compliance Technical Specialist with the delivery of the firm’s compliance framework through the provision of technical advisory services, identification and completion of actions alongside 1st and 2nd line teams. The role will be based partly out of our HQ site on the Birmingham Business Park in Solihull and partly Home Working (hybrid). We estimate no more than 1–2 days per week in the office.
Main accountabilities
- Policy Framework - maintain and update compliance policies and guidance for the FS Division and AR firms, ensuring they remain accurate, regulatory compliant and issued in a timely manner.
- TMA Support - provide compliance support to TMA (DA) firms and internal teams, addressing queries that require deeper regulatory insight and escalating issues where appropriate.
- Research and Interpretation - conduct in-depth research and interpret regulatory changes, their implications and recommended actions clearly and effectively.
- Support for Appointed Representatives - oversee and ensure the delivery of exceptional service to our appointed representatives via the compliance inbox and inbound calls, contributing to the business’s vision.
Knowledge and Expertise required
- A good level of knowledge of the FCA Handbook and the regulatory framework governing mortgage, protection and insurance market. In particular, the Appointed Representative Regime, Approved Persons, Consumer Duty and SM&CR.
- An understanding of other industry rules relevant to the Network model, for example, GDPR.
- Excellent communication skills (verbal and written).
- A good level of knowledge of mortgages, later life lending, protection and general insurance products and an understanding of the sales process and file standards required.
- A good knowledge of compliance sales supervision and monitoring procedures, preferably with experience of this in Networks.
- 2+ years Financial Services experience.
- Experience of interpretation and providing advice and challenge to first line business stakeholders.
- CeMAP or equivalent qualification is compulsory for this role.
Salary £30,000. Location: Birmingham Business Park in Solihull B37. We offer a hybrid working arrangement: split of remote working / office.
Equal opportunity
We are an equal opportunity and Disability Confident employer, dedicated to building a diverse and inclusive workplace. We welcome applications from people of all abilities and backgrounds, and we do not discriminate based on disability or individual needs. If you require any reasonable adjustments during the recruitment process, please let us know. LSL are dedicated to protecting your data – our Recruitment Privacy Notice can be viewed on the LSL Careers website.
Compliance Technician in Birmingham employer: LSL Property Services plc
Contact Detail:
LSL Property Services plc Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Technician in Birmingham
✨Tip Number 1
Network like a pro! Reach out to folks in the industry, especially those already working at LSL Property Services. A friendly chat can open doors and give you insider info that could help you stand out.
✨Tip Number 2
Prepare for the interview by brushing up on your knowledge of the FCA Handbook and compliance frameworks. We want to see that you can talk the talk and walk the walk when it comes to regulatory insights.
✨Tip Number 3
Showcase your communication skills! Whether it's during an interview or a casual conversation, make sure you articulate your thoughts clearly. This role is all about providing advice and support, so let your verbal and written skills shine.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets the attention it deserves. Plus, we love seeing candidates who take the initiative to connect with us directly.
We think you need these skills to ace Compliance Technician in Birmingham
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Technician role. Highlight your experience with the FCA Handbook and any relevant qualifications like CeMAP. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you a great fit for our team. Keep it concise but impactful – we love a good story!
Show Off Your Communication Skills: Since excellent communication is key for this role, make sure your application reflects that. Use clear and professional language, and don’t forget to proofread for any typos or errors. We appreciate attention to detail!
Apply Through Our Website: We encourage you to apply through our website for the best chance of getting noticed. It’s straightforward and ensures your application goes directly to us. Plus, you’ll find all the info you need about the role there!
How to prepare for a job interview at LSL Property Services plc
✨Know Your Regulations
Make sure you brush up on the FCA Handbook and the regulatory framework relevant to mortgages, protection, and insurance. Being able to discuss the Appointed Representative Regime and Consumer Duty confidently will show that you're well-prepared and knowledgeable.
✨Showcase Your Communication Skills
Since excellent communication is key for this role, practice articulating your thoughts clearly. You might want to prepare examples of how you've effectively communicated complex compliance issues in the past, whether verbally or in writing.
✨Research the Company
Dive into LSL Property Services and PRIMIS Mortgage Network's values and recent developments. Understanding their mission and how they operate will help you tailor your answers and demonstrate your genuine interest in the role.
✨Prepare for Scenario Questions
Think about potential scenarios you might face as a Compliance Technician. Prepare to discuss how you would handle specific compliance challenges or queries from appointed representatives, showcasing your problem-solving skills and regulatory insight.