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- Tasks: Lead compliance for mortgage advisors, ensuring standards and training are met.
- Company: Join PRIMIS Mortgage Network, the UK's largest mortgage network under LSL Property Services.
- Benefits: Enjoy remote work flexibility, competitive salary, and a supportive team environment.
- Why this job: Be part of a fast-paced, people-focused business making a real impact in the mortgage industry.
- Qualifications: Must have supervisory experience in the mortgage industry and relevant qualifications like CeMAP.
- Other info: We value diversity and welcome applicants from all backgrounds.
The predicted salary is between 30000 - 36000 £ per year.
Job Locations
UK-Solihull
Job Profile
Area Compliance / Supervision Manager – Home working – Midlands
PRIMIS Mortgage Networkare the largest Mortgage Network in the UK and form part of theLSL Property Services plc group.
We are recruiting for ahome working / field-basedAREA COMPLIANCE / SUPERVISION MANAGER to join our 50 + strong Area Supervision team across the UK that support 3000+ regulated advisors & appointed representatives throughout our network.
The region to be covered is the Midlands area.
This is an excellent opportunity for an existing Mortgage Compliance individual with a proven track record in Mortgage & Protection compliance / supervision to join a truly fast paced people business.
Candidates will only be considered if they have relevant supervisory experience within the Mortgage Industry.
Duties to include –
To ensure compliance with both in house and regulators’ compliance procedures for appointed representatives
To ensure appropriate standards/procedures are followed by authorised appointed representatives
Instruct, coach and monitor individuals, producing reports and individual training/development plans ensuring all outstanding actions are completed within agreed timescales
Identifying areas where Advisors can improve their standards and associated risk ratings
Conduct and evaluate assessments of Advisors, as part of an on-going regulatory regime including audit of defined procedures, competence requirements
Identify areas of improvement, ensuring an appropriate report or action plan is communicated with responses monitored to ensure deadlines are timely and achievable
Facilitate in the delivery of appropriate training, liaising with the PRIMIS training team where necessary
Demonstrate a suitable level of industry knowledge and experience to conduct the role
Ensuring that appropriate needs are identified and where appropriate facilitate delivery of additional support to ensure needs are being met
Supervise individual Advisors in accordance with the approved training and competence scheme
Salary is between £36,000 and £42,000 per annum DOE negotiable
The salary stated includes the car allowance offered with this role.
A full UK driving license is essential.
The full CeMAP or equivalent qualification is a requirement of the role and ideally an Equity Release qualification also.
Apply today for an exciting and challenging career with the largest Mortgage and Protection Network in the UK.
Applications in confidence to James McNee of PRIMIS / LSL\’s internal recruitment function james.mcnee@primis.co.uk
We are an equal opportunity and Disability Confident employer, dedicated to building a diverse and inclusive workplace. We welcome applications from people of all abilities and backgrounds, and we do not discriminate based on disability or individual needs. If you require any reasonable adjustments during the recruitment process, please let us know.
LSL Property Services are dedicated to protecting your data – our Recruitment Privacy Notice can be viewed on the LSL Careers website
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Area Compliance Manager employer: LSL Group
Contact Detail:
LSL Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Area Compliance Manager
✨Tip Number 1
Network with professionals in the mortgage compliance field. Attend industry events or join relevant online forums to connect with others who may have insights or leads on opportunities at PRIMIS Mortgage Network.
✨Tip Number 2
Familiarise yourself with the latest regulations and compliance standards in the mortgage industry. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in a fast-paced environment.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully supervised and improved compliance standards in previous roles. Highlighting measurable outcomes can set you apart from other candidates.
✨Tip Number 4
Research PRIMIS Mortgage Network's values and culture. Tailor your conversations during interviews to reflect how your personal values align with theirs, showing that you're not just a fit for the role, but for the company as well.
We think you need these skills to ace Area Compliance Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your relevant experience in mortgage compliance and supervision. Use specific examples that demonstrate your track record in the industry, particularly focusing on your achievements and how they relate to the responsibilities outlined in the job description.
Craft a Compelling Cover Letter: Write a cover letter that not only introduces yourself but also explains why you are the perfect fit for the Area Compliance Manager role. Address your understanding of compliance procedures and your ability to coach and develop advisors, as these are key aspects of the position.
Highlight Relevant Qualifications: Ensure you clearly state your qualifications, such as the full CeMAP or equivalent qualification, and any additional certifications like Equity Release. This will help demonstrate your suitability for the role right from the start.
Showcase Your Industry Knowledge: In your application, include insights or knowledge about current trends in the mortgage industry and compliance regulations. This shows that you are not only qualified but also engaged and informed about the field you are applying to work in.
How to prepare for a job interview at LSL Group
✨Showcase Your Compliance Knowledge
Make sure to brush up on the latest compliance regulations in the mortgage industry. Be prepared to discuss how you have ensured compliance in your previous roles and any specific challenges you've faced.
✨Demonstrate Leadership Skills
As an Area Compliance Manager, you'll be supervising others. Share examples of how you've successfully coached or mentored team members in the past, highlighting your ability to develop training plans and monitor progress.
✨Prepare for Scenario-Based Questions
Expect questions that ask how you would handle specific compliance scenarios. Think through potential situations you might encounter in this role and prepare structured responses that demonstrate your problem-solving skills.
✨Highlight Your Communication Skills
Effective communication is key in this role. Be ready to discuss how you've communicated compliance standards to advisors and how you've facilitated training sessions. Clear examples will help illustrate your capabilities.
