At a Glance
- Tasks: Manage incidents and client complaints, ensuring compliance with regulatory frameworks.
- Company: Join a leading FTSE Russell team focused on governance and risk management.
- Benefits: 12-month fixed term contract with opportunities for professional growth.
- Other info: Equal opportunities employer committed to diversity and inclusion.
- Why this job: Be part of a dynamic team driving operational excellence in a regulated environment.
- Qualifications: 5+ years in a regulated setting with strong analytical and communication skills.
The predicted salary is between 59800 - 70000 £ per year.
This is a fixed term contract/secondment for an initial period of 12 months. This role of Incident Management Senior Associate is part of the Incident Management function within the first line Regulatory Framework, Governance & Risk Team at FTSE Russell. This role is responsible for assisting to manage, record and report on business issues, including incidents and client complaints, across our activities within the regulated business FTSE International Limited. The role reports into the Head of Incident Management and Operational Resilience.
The FTSE Russell business has seen significant expansion in its rich data sets and in its product offerings, especially within the sustainable investment market. These trends are expected to accelerate and present substantial global revenue opportunities. Achievement of medium/long term growth targets will depend on clear strategic alignment across 3 key deliverables; our data/information products and services, our client engagement models and our development path for new, enabling technologies; supported within a strong, scalable operational control framework. A strong quality and governance framework is seen as essential to the realization of the Division’s broader data opportunities.
This role will be responsible for ensuring the business operates in accordance with the relevant regulatory framework(s) and in compliance with its regulatory commitments in relation to management of incidents and client complaints. The role works closely with Compliance, Risk, Sales, Legal and Benchmark and Index Management leadership team.
Key responsibilities of the role:
- Manage operational incidents in line with the Incident Management Protocol, coordinating the incident management process with the key stakeholders in the business and escalating issues, where required.
- Conduct thorough post-incident review to identify root causes of the incidents and remediation actions required to prevent future reoccurrence of the incidents, and track remediation actions.
- Support, from a FTSE Russell business perspective, engagement with relevant regulators including the FCA and represent the FTSE Russell business during such engagement as required.
- Drive adherence to and compliance with Group policies.
- Perform analysis on past incidents to identify improvements and remediation plans to reduce operational risk.
- Support in the presentation of the incident and client complaints analysis to Governance Forums as required.
- Ensure post incident reviews are documented along with formal client statements, collaborating with stakeholders to ensure information is captured accurately.
- Support client engagements in communicating the root cause of issues and remediation plans for preventing future re-occurrence.
Key Behaviours and skills required to be successful in the role:
- Experience working in a regulated environment.
- Self-starter, with the ability to work independently with minimal guidance.
- 5+ years’ experience.
- Experience working in a high-pressured, time-sensitive environment.
- Strong interpersonal and stakeholder managing skills, with the ability to work cooperatively/in partnership internally and externally at all levels.
- Highly organized, process oriented and analytical mindset with strong ability to maintain delivery focus in complex environments.
- Excellent written and oral communication skills and ability to communicate at all levels to deliver goals with excellent attention to detail.
- Global role requiring excellent communication and partnership skills to influence a wide variety of stakeholders at the executive level.
- Experience in the global index industry would be beneficial.
We are proud to be an equal opportunities employer. This means that we do not discriminate on the basis of anyone’s race, religion, colour, national origin, gender, sexual orientation, gender identity, gender expression, age, marital status, veteran status, pregnancy or disability, or any other basis protected under applicable law. Conforming with applicable law, we can reasonably accommodate applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs.
Senior Associate, Incident Oversight - 12 month FTC in London employer: LSEG
FTSE Russell is an exceptional employer that fosters a dynamic and inclusive work culture, offering employees the opportunity to engage with cutting-edge data solutions in the sustainable investment market. With a strong emphasis on professional growth, employees benefit from comprehensive training and development programmes, as well as the chance to collaborate with industry leaders across various functions. Located in a vibrant business environment, FTSE Russell provides a supportive atmosphere where innovation thrives, making it an ideal place for those seeking meaningful and rewarding careers.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Associate, Incident Oversight - 12 month FTC in London
✨Dive into Industry Groups
Join compliance and risk management groups on platforms like LinkedIn and Facebook. These communities often share temp job postings and insights. You’d be surprised at how many temporary gigs float around through word of mouth!
✨Showcase Your Expertise
Consider creating content on compliance topics that get you noticed—think LinkedIn articles or even a blog. This not only shows off your knowledge but can grab the attention of companies like LSEG when they’re searching for someone to fill a temporary position.
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We think you need these skills to ace Senior Associate, Incident Oversight - 12 month FTC in London
Some tips for your application 🫡
Show Your Compliance Know-How:When you’re applying for a compliance-risk role like Senior Associate, Incident Oversight - 12 month FTC, make sure to highlight your understanding of industry regulations and risk management principles. Mention any relevant coursework, certifications, or projects that showcase your expertise in these areas—it's what sets you apart!
Highlight Your Analytical Skills:In the compliance-risk field, strong analytical skills are essential. Talk about your experiences that required critical thinking and data analysis, whether in past roles, internships, or academic projects. Show us how you've identified risks and implemented solutions in the past.
Tailor Your CV for the Temporary Role:Since this is a temporary role, focus on your availability and flexibility in your CV. Highlight any previous short-term roles or projects that demonstrate your ability to adapt quickly and deliver results in a fast-paced environment. This helps employers see you as an easy fit in their team!
A Concise Cover Letter is Key:Keep your cover letter short and focused! Explain why you're interested in the compliance-risk area specifically for this temporary position at LSEG. Mention what you hope to learn and achieve, showing your enthusiasm and motivation to contribute positively during your time there.
How to prepare for a job interview at LSEG
✨Know Your Compliance Basics
Make sure you're clued up on the key compliance and risk regulations pertinent to the industry you're applying to. Understanding frameworks like GDPR or AML will not only impress but also show that you’re ready to hit the ground running in your temporary role at LSEG.
✨Prepare for Scenarios
Expect scenario-based questions that test your problem-solving skills. They might ask how you'd handle a specific compliance issue. Think through real situations you’ve encountered in past roles or study hypothetical cases to showcase your analytical skills and practical judgement during the interview.
✨Highlight Your Adaptability
Since this is a temporary position, emphasise your ability to adapt quickly to new environments and team dynamics. Share examples of how you’ve successfully adjusted to changes in past roles and how this flexibility can benefit LSEG in the short term.
✨Gather Your Technical Tools
Familiarise yourself with commonly used compliance tools or software, as they might come up in the interview. If you've used tools for risk assessments or compliance tracking, mention those and be ready to discuss how they can streamline processes at LSEG.