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- Tasks: Lead the DORA Customer Audit program and manage client interactions.
- Company: Join LSEG, a global leader in financial markets infrastructure with over 300 years of excellence.
- Benefits: Enjoy healthcare, retirement planning, paid volunteering days, and wellbeing initiatives.
- Why this job: Be part of a dynamic team driving financial stability and sustainable growth worldwide.
- Qualifications: 5+ years in information security or compliance; industry qualifications preferred.
- Other info: Embrace a culture of integrity, partnership, and innovation in a diverse workplace.
The predicted salary is between 36000 - 60000 ÂŁ per year.
Attestations and Client Audit Manager D & A (DORA)
Join to apply for the Attestations and Client Audit Manager D & A (DORA) role at LSEG
Attestations and Client Audit Manager D & A (DORA)
3 weeks ago Be among the first 25 applicants
Join to apply for the Attestations and Client Audit Manager D & A (DORA) role at LSEG
What you’ll be doing:
Take a senior lead on the management and scheduling of the DORA Customer Audit program, ensuring that all internal partners are briefed, logistics organized and evidence collated, being the Customer Audit representative with the client.
What you’ll be doing:
Take a senior lead on the management and scheduling of the DORA Customer Audit program, ensuring that all internal partners are briefed, logistics organized and evidence collated, being the Customer Audit representative with the client.
Work directly with customers and account teams to proactively address queries based on trends and common themes observed in assigned requests.
Achieve efficiency gains and cost reduction by centralizing the delivery of assurance.
Work with internal partners to drive successful completion of remediation as identified during client audit
Publish monthly/quarterly/annual metrics from the handled programs to Key Stakeholders and SME’s.
Maintain and collaborate with partners – including Infrastructure & Cloud, D&A Tech Services teams, product teams, customer facing teams and external auditors
Essential Criteria:
Industry qualification relating to audit / information security or business subject areas.
Demonstrated ability during a minimum of at least five years experience in an information security or compliance-related role !
Experience working with customers on sophisticated queries!
Experience of leading audits with an external assessor, preferably “Big 4”or financial institution.
Understanding of risk management and effective Information Security strategy, practices, technologies and controls frameworks.
Solid understanding of assurance standards such as SSAE 16/SSAE 18/ISAE3402/ ISAE3000, Trust Service Principles.
Critical thinking and detailed analyses to provide decision support and mentorship to LSEG businesses, customers and executives.
Experience in effective negotiation and influence skills with external parties to ensure outcomes are achieved.
Strong verbal & written communication skills.
Ability to work proactively, using your own initiative and to be adaptable.
Desirable Criteria
A Bachelor\’s degree or equivalent experience in Information Security, Computer Science, or a related field.
A Bachelor\’s degree or equivalent experience in a Business related subject area.
Previously worked within LSEG.
Demonstrable record of people management
Strong solid understanding of information security compliance frameworks, standards, and auditing practices, such as ISO 27001, 9001, 22301, SOC 1 or 2, PCI DSS 4.0, NIST, Swift and Cyber Essentials Plus ensuring continued certification and attestation.
ABOUT US:
LSEG (London Stock Exchange Group) is more than a diversified global financial markets infrastructure and data business. We are dedicated, open-access partners with a dedication to excellence in delivering the services our customers expect from us. With extensive experience, deep knowledge and worldwide presence across financial markets, we enable businesses and economies around the world to fund innovation, manage risk and create jobs. It’s how we’ve contributed to supporting the financial stability and growth of communities and economies globally for more than 300 years. Through a comprehensive suite of trusted financial market infrastructure services – and our open-access model – we provide the flexibility, stability and trust that enable our customers to pursue their ambitions with confidence and clarity.
LSEG is headquartered in the United Kingdom, with significant operations in over 60 countries across EMEA, North America, Latin America and Asia Pacific. We employ 25,000 people globally, more than half located in Asia Pacific.
LSEG is a leading global financial markets infrastructure and data provider. Our purpose is driving financial stability, empowering economies and enabling customers to create sustainable growth.
Our purpose is the foundation on which our culture is built. Our values of Integrity, Partnership , Excellence and Change underpin our purpose and set the standard for everything we do, every day. They go to the heart of who we are and guide our decision making and everyday actions.
Working with us means that you will be part of a dynamic organisation of 25,000 people across 65 countries. However, we will value your individuality and enable you to bring your true self to work so you can help enrich our diverse workforce. You will be part of a collaborative and creative culture where we encourage new ideas and are committed to sustainability across our global business. You will experience the critical role we have in helping to re-engineer the financial ecosystem to support and drive sustainable economic growth. Together, we are aiming to achieve this growth by accelerating the just transition to net zero, enabling growth of the green economy and creating inclusive economic opportunity.
LSEG offers a range of tailored benefits and support, including healthcare, retirement planning, paid volunteering days and wellbeing initiatives.
We are proud to be an equal opportunities employer. This means that we do not discriminate on the basis of anyone’s race, religion, colour, national origin, gender, sexual orientation, gender identity, gender expression, age, marital status, veteran status, pregnancy or disability, or any other basis protected under applicable law. Conforming with applicable law, we can reasonably accommodate applicants\’ and employees\’ religious practices and beliefs, as well as mental health or physical disability needs.
Please take a moment to read this privacy notice carefully, as it describes what personal information London Stock Exchange Group (LSEG) (we) may hold about you, what it’s used for, and how it’s obtained, your rights and how to contact us as a data subject.
If you are submitting as a Recruitment Agency Partner, it is essential and your responsibility to ensure that candidates applying to LSEG are aware of this privacy notice.
Seniority level
-
Seniority level
Mid-Senior level
Employment type
-
Employment type
Full-time
Job function
-
Job function
Accounting/Auditing and Finance
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Industries
IT Services and IT Consulting and Financial Services
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Attestations and Client Audit Manager D & A (DORA) employer: LSEG
Contact Detail:
LSEG Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Attestations and Client Audit Manager D & A (DORA)
✨Tip Number 1
Familiarise yourself with the DORA Customer Audit programme and its key components. Understanding the logistics and requirements of this programme will help you demonstrate your capability to manage and schedule audits effectively during interviews.
✨Tip Number 2
Network with professionals in the audit and information security fields, especially those who have experience with 'Big 4' firms or financial institutions. Engaging with these individuals can provide insights into the role and may even lead to referrals.
✨Tip Number 3
Prepare to discuss your experience with compliance frameworks and assurance standards like SSAE 16 or ISO 27001. Being able to articulate your knowledge and practical application of these standards will set you apart from other candidates.
✨Tip Number 4
Showcase your critical thinking and negotiation skills by preparing examples of how you've successfully resolved complex queries or issues in past roles. This will highlight your ability to work proactively and adaptively, which is crucial for this position.
We think you need these skills to ace Attestations and Client Audit Manager D & A (DORA)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in information security, compliance, and audit management. Use keywords from the job description to demonstrate that you meet the essential criteria.
Craft a Compelling Cover Letter: Write a cover letter that showcases your leadership skills and experience with customer audits. Mention specific examples of how you've successfully managed audit programs or addressed complex queries.
Highlight Relevant Qualifications: Clearly state any industry qualifications related to audit or information security. If you have experience with assurance standards like SSAE or ISO, make sure to include that as well.
Showcase Communication Skills: Since strong verbal and written communication skills are essential for this role, provide examples in your application that demonstrate your ability to communicate effectively with clients and stakeholders.
How to prepare for a job interview at LSEG
✨Understand the DORA Customer Audit Program
Make sure you have a solid grasp of the DORA Customer Audit program. Familiarise yourself with its objectives, processes, and how it integrates with the overall audit strategy. This will help you demonstrate your knowledge and show that you're prepared to take a senior lead in managing it.
✨Showcase Your Experience
Highlight your relevant experience in information security and compliance-related roles. Be ready to discuss specific examples where you've successfully led audits or managed complex queries from clients. This will illustrate your capability to handle the responsibilities of the role effectively.
✨Prepare for Technical Questions
Expect technical questions related to assurance standards like SSAE 16/SSAE 18 and ISO frameworks. Brush up on these topics and be prepared to explain how you've applied them in your previous roles. This will showcase your expertise and understanding of the industry standards.
✨Demonstrate Strong Communication Skills
Since the role involves working closely with clients and internal partners, it's crucial to exhibit strong verbal and written communication skills. Practice articulating your thoughts clearly and concisely, and prepare to discuss how you've effectively communicated complex information in past roles.
