Compliance Manager – Control Room

Overview

Our client, a leading player in the investment banking sector, is seeking a Compliance Manager (VP level) to join their UK Control Room team. This role supports the management of material non-public information and conflict of interest controls across private side activities including Global Banking, Capital Markets, and FIC.

Location

London (Hybrid – 2-3 days/week in office)

Key Responsibilities

• Manage Watch, Grey, and Restricted Lists
• Oversee research clearance and regulatory disclosures
• Lead training and support junior staff
• Drive improvements in control room procedures and monitoring
• Provide expert compliance advice and contribute to strategic projects

Requirements

• Proven experience in a control room compliance role
• Strong knowledge of UK regulatory frameworks, Takeover Panel rules, and investment research clearance
• Excellent analytical, communication, and stakeholder management skills

This is a non-management role with high autonomy and strategic impact.

Seniority level

• Mid-Senior level

Employment type

• Contract

Job function

• Consulting

Industries

• Investment Banking