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- Tasks: Lead compliance oversight and assurance activities, ensuring regulatory adherence and reporting key findings.
- Company: Join HFG, a leading name in insurance recruitment since 2002, known for its industry expertise.
- Benefits: Enjoy a competitive salary of £90,000 - £110,000 plus bonuses and hybrid work options.
- Why this job: Be part of a dynamic team that values innovation and offers impactful work in compliance.
- Qualifications: Experience in London-market insurance and people management is essential for this role.
- Other info: This is a permanent position with opportunities for professional growth and development.
The predicted salary is between 90000 - 110000 £ per year.
Compliance Oversight & Assurance Manager
Compliance Oversight & Assurance Manager
HFG London, United Kingdom Apply now Posted 1 day ago Hybrid Job Permanent GBP90000 – GBP110000 per annum + bonus
Compliance Oversight & Assurance Manager
HFG London, United Kingdom Apply now
A major insurer that operates in the Lloyd\’s Market is currently seeking a Compliance Oversight and Assurance Manager.
A major insurer that operates in the Lloyd\’s Market is currently seeking a Compliance Oversight and Assurance Manager.
In this role, you will enable provision of assurance over compliance, to boards, external stakeholders and others.
The base salary for this role is £90,000 – £110,000 (dependent on experience). A discretionary bonus is also offered.
On a day-to-day basis, you will:
- Deliver Compliance Oversight and Assurance activity
- Develop the annual Compliance Oversight & Assurance Monitoring Plan covering key compliance risks
- Deliver the annual Compliance Oversight and Assurance Monitoring Plan and managing resources to deliver as part of the annual and longer term Compliance Plan
- Report key findings from business transaction data on compliance controls and breaches to the Head of Compliance
- Bring an innovative approach to the collection, design and preparation of reports/MI on the performance and findings of Compliance Oversight & Assurance for committees and boards, external stakeholders and others
- Be responsible for monthly reports to the Head of Compliance and quarterly reports to the Executive Committee
- Manage special investigations/ad-hoc oversight activity as required by the Head of Compliance
- Identify, report, record, analyse and escalate incidents and breaches including commentary on root cause
- Track outcomes from thematic and ad-hoc reviews to conclusion
- Manage the Compliance O&A Framework and ensuring process documents are reviewed annually
- Maintain an awareness of relevant changes to the regulatory environment both UK and abroad, ensuring that the Oversight & Assurance framework reflects best practice
- Highlight training needs to the Head of Compliance and ensuring targeted training is put in place where necessary
- Act as the primary point of contact for other assurance functions (Risk, Internal Audit and Internal Controls) regarding Compliance risks and controls
It is essential for this role that you have experience working for a London-market insurance business and a background in people management and development.
Since our establishment in 2002, HFG has become a go to name for recruitment in the Insurance industry, recognising and embracing the unique aspects o…
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Compliance Oversight & Assurance Manager employer: London, United Kingdom
Contact Detail:
London, United Kingdom Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Oversight & Assurance Manager
✨Tip Number 1
Familiarise yourself with the latest compliance regulations in the UK and Lloyd's Market. This knowledge will not only help you understand the role better but also demonstrate your commitment to staying updated in a rapidly changing environment.
✨Tip Number 2
Network with professionals in the insurance industry, especially those who work in compliance roles. Attend industry events or join relevant online forums to build connections that could provide insights or even referrals for the position.
✨Tip Number 3
Prepare to discuss your experience in managing compliance teams and developing training programmes. Highlight specific examples where your leadership made a positive impact on compliance culture within your previous organisations.
✨Tip Number 4
Research HFG and their approach to compliance oversight. Understanding their values and how they operate will allow you to tailor your discussions during interviews, showing that you are genuinely interested in contributing to their success.
We think you need these skills to ace Compliance Oversight & Assurance Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in compliance oversight and assurance, particularly within the London-market insurance sector. Use specific examples that demonstrate your ability to manage compliance risks and deliver assurance activities.
Craft a Compelling Cover Letter: Write a cover letter that clearly outlines your motivation for applying to this role. Emphasise your experience in people management and development, as well as your understanding of the regulatory environment. Make it personal and engaging to stand out.
Highlight Key Achievements: In both your CV and cover letter, include quantifiable achievements related to compliance oversight. For instance, mention any successful compliance monitoring plans you have developed or significant improvements you have made in compliance processes.
Proofread Your Application: Before submitting your application, thoroughly proofread all documents for spelling and grammatical errors. A polished application reflects attention to detail, which is crucial for a Compliance Oversight & Assurance Manager.
How to prepare for a job interview at London, United Kingdom
✨Understand the Compliance Landscape
Familiarise yourself with the current regulatory environment, especially within the Lloyd's Market. Be prepared to discuss recent changes and how they impact compliance oversight.
✨Showcase Your People Management Skills
Since this role involves people management and development, be ready to share examples of how you've successfully led teams in the past. Highlight your approach to mentoring and training staff.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving skills in compliance scenarios. Think of specific instances where you identified compliance breaches and how you addressed them.
✨Demonstrate Your Analytical Skills
Be prepared to discuss how you analyse compliance data and report findings. Bring examples of reports or metrics you've developed that showcase your ability to track compliance performance.
