At a Glance
- Tasks: Lead compliance governance and management information programmes while enhancing ethical culture.
- Company: Join a forward-thinking company committed to ethics and compliance.
- Benefits: Competitive salary, professional development, and a dynamic work environment.
- Other info: Opportunity for career growth and to work with diverse stakeholders.
- Why this job: Make a real impact on compliance and risk management in a collaborative setting.
- Qualifications: Experience in compliance, strong communication skills, and proficiency in data analysis tools.
The predicted salary is between 60000 - 80000 £ per year.
Requirements
- Bachelor’s degree or equivalent experience
- Proven experience as a compliance professional with a strong focus on governance frameworks, metrics, and management information
- Experience working with risk management frameworks
- Strong relationship‑building and communication skills with the ability to collaborate effectively with stakeholders at all levels
- Excellent written and verbal communication skills, including the ability to convey regulatory information clearly and concisely
- Proficiency in data analysis and reporting tools, including Excel and Power BI
- Ability to work independently, manage multiple priorities, and meet deadlines in a fast‑paced environment
- Strong problem‑solving skills, attention to detail, and follow‑through
- Effective time‑management skills with sound judgement and discretion
- Adaptability as team needs and priorities evolve
- (Desirable) Compliance certification or qualification
- (Desirable) Project management experience
What the job involves
The Senior Manager, Central Compliance will play a vital role in strengthening the Company’s culture of ethics and compliance. We are looking for a highly organised and experienced compliance professional—someone who is comfortable operating autonomously and leading our Compliance governance and management information programme. The ideal candidate will bring strong expertise in Compliance governance, metrics, management information, and risk management frameworks.
This role will partner closely with the Compliance and Risk teams, the Compliance Leadership Team, and subject matter experts and stakeholders across the Group. The position reports to the Director, Central Compliance, based in London.
- Develop and maintain the compliance management information framework in line with regulatory expectations and internal policy requirements
- Oversee the Compliance reporting calendar, to support Group Compliance in meeting all internal reporting deadlines
- Identify opportunities to use data, technology, tools, and analytics to enhance programme effectiveness and support strategic decision‑making
- Design and manage a suite of compliance metrics that assess the ongoing impact of the Group’s Compliance programme
- Analyse and interpret data to identify trends, risks, and opportunities
- Support and deliver Compliance governance projects
- Serve as the main point of contact for governance, management information, and metrics‑related enquiries
- Track adherence to the annual Compliance budget
- Contribute to the Compliance risk and control programme
- Provide support to the Director, Central Compliance on ad hoc projects
Senior Central Compliance Manager employer: London Stock Exchange
As a Senior Central Compliance Manager at our London office, you will join a dynamic team that prioritises ethics and compliance, fostering a culture of integrity and accountability. We offer a collaborative work environment where your expertise in governance frameworks and risk management will be valued, alongside opportunities for professional growth and development. With a focus on innovation, we encourage the use of data and technology to enhance compliance effectiveness, making this an exciting place to advance your career.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Central Compliance Manager
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance field and let them know you're on the hunt for a Senior Central Compliance Manager role. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of governance frameworks and risk management. We recommend creating a list of potential questions and practicing your responses. This will help you feel confident and ready to showcase your expertise when it counts.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, send a quick thank-you email to express your appreciation. It’s a great way to keep yourself top of mind and show that you’re genuinely interested in the position.
✨Tip Number 4
Check out our website for the latest job openings! We regularly update our listings, and applying directly through us can give you a better chance of landing that dream role. Plus, we love seeing familiar faces from our community!
We think you need these skills to ace Senior Central Compliance Manager
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experiences mentioned in the job description. Highlight your compliance experience, governance frameworks, and any relevant metrics you've worked with. We want to see how you fit into our culture of ethics and compliance!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the Senior Central Compliance Manager role. Be sure to mention your strong relationship-building skills and how you can collaborate effectively with stakeholders at all levels.
Showcase Your Data Skills:Since this role involves data analysis and reporting, make sure to highlight your proficiency in tools like Excel and Power BI. Share examples of how you've used data to drive decision-making or improve compliance programmes in the past.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates. Plus, we love seeing candidates who take that extra step!
How to prepare for a job interview at London Stock Exchange
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of compliance governance frameworks and risk management. Be ready to discuss specific examples from your past experience that demonstrate your expertise in these areas.
✨Showcase Your Communication Skills
Since this role requires excellent written and verbal communication, prepare to articulate complex regulatory information clearly. Practise explaining compliance concepts in simple terms, as if you were talking to someone without a compliance background.
✨Data Analysis is Key
Familiarise yourself with data analysis tools like Excel and Power BI. Be prepared to discuss how you've used these tools to analyse compliance metrics or identify trends in your previous roles. Bring examples of reports you've created or insights you've derived from data.
✨Demonstrate Your Problem-Solving Skills
Think of specific challenges you've faced in compliance and how you tackled them. Highlight your attention to detail and ability to manage multiple priorities, especially in fast-paced environments. This will show that you're adaptable and can handle the demands of the role.
