- The Compliance Monitoring & Assurance team forms part of the Central Compliance function and centrally oversees and undertakes monitoring and assurance activities across London Stock Exchange Group (LSEG)
- The Manager role will focus on assurance activities in accordance with prescribed Compliance Assurance methodology
- This role reports into the Senior Manager responsible for the Compliance Assurance Plan and will:
- Support on the development and execution of the annual Compliance Assurance Plan (CAP), ensuring that all relevant requirements/regulations are met
- Drive the delivery of assurance reviews that provide risk and control insight through the identification of findings or examples of best practice
- Communicate to relevant stakeholders (control owners) on the design and operational effectiveness of controls and/or outcomes within their area of oversight
- Clearly articulate and document findings including the issue itself, impact to the business and root cause
- Escalate significant issues identified in a timely manner
- Track remedial actions identified in the course of reviews performed to resolution
Experience of performing assurance reviews in a Compliance, Internal Audit or Risk function is essentialProficient in use of MS Office, specifically Outlook, Word, Excel, Visio and PowerPointDegree level education or equivalentExperience of working within Financial Services Compliance
Manager of Central Compliance employer: London Stock Exchange
The London Stock Exchange is an exceptional employer, offering a dynamic work environment that fosters collaboration and innovation. With a strong focus on employee growth, we provide ample opportunities for professional development and career advancement, all while being part of a prestigious institution located in the heart of London. Our inclusive culture values diverse perspectives, ensuring that every team member can contribute meaningfully to our mission of driving brand impact and achieving outstanding results.
