At a Glance
- Tasks: Lead financial crime compliance in Post Trade and Digital Markets, ensuring accountability and regulatory adherence.
- Company: Join a dynamic global organisation focused on combating financial crime.
- Benefits: Competitive salary, professional development, and opportunities for career advancement.
- Other info: Collaborative environment with opportunities to engage with senior partners and regulators.
- Why this job: Make a real impact in the fight against financial crime while working with industry experts.
- Qualifications: Extensive experience in financial crime oversight and strong knowledge of AML legislation required.
The predicted salary is between 80000 - 100000 £ per year.
Requirements
- Significant knowledge and experience in the understanding and application of applicable regulatory and legal requirements across Financial Crime.
- Demonstrated subject‑matter expertise and deep technical knowledge across the Financial Crime lifecycle.
- Demonstrated experience in understanding and applying AML & Financial Crime legislation and regulatory compliance.
- Experience in writing and reviewing Policy, Standards and Process documentation.
- Experience in performing Risk & Control Assessments.
- Experience in a senior role in a Financial Crime oversight function.
- Experience in Markets sector.
- Proven experience providing expert advice and clear presentations to senior partners and regulators on a wide range of financial‑crime and regulatory issues.
- Experience in investigating and reviewing higher risk CDD subject matter.
- Experience in the application of sophisticated sanctions legislation.
- Experience working in a sophisticated, multi‑disciplinary global organisation and handling critical matters while demonstrating respect and cultural awareness.
- Ability to think strategically and innovatively.
- (Desirable) Previous experience in an SMF17 or Deputy MLRO role.
- (Desirable) Experience in a financial crime oversight role within the clearing houses and post‑trade sector.
- (Desirable) Relevant AML Qualifications or courses completed.
- (Desirable) Familiarity with data analytics and technology, and tools routinely used in financial crime compliance activities.
What the job involves
- Financial Crime Lead for the Post Trade and Digital Markets sectors of the Business, sitting within the broader Financial Crime Advisory team.
- The role will also include the holding of an SMF17 position for the regulated entities within these business areas.
- The role will sit in the Group Financial Crime 2LOD function, and work closely with partners across our Post Trade and Digital Markets businesses, to drive and ensure financial crime compliance and accountability.
- Role will also be responsible for regulatory reporting, and the monitoring and external reporting of suspicious activity.
- Oversight of entities’ compliance with AML & broader Financial Crime legislation.
- Holder of Senior Management Function (SMF17) for Money Laundering under the Senior Manager & Certification Regime.
- Accountable for oversight of compliance with the Group’s policies and procedures for countering the risk that the firm may be used to foster Financial Crime.
- Monitoring, review and external submission of SARs.
- Regulatory reporting to external regulators and bodies on Financial Crime matters.
- Reporting to the Entities’ Boards, Risk Committees and Senior Management providing transparency, partner concern and oversight of FC matters.
- Contact point for FC matters, risk events and higher risk scenarios.
- Oversight of Financial Crime risk assessments to ensure appropriate identification and impact assessment of FC risk within the entities; and assess effectiveness of controls and policies in mitigating risk.
- Oversight of Financial Crime Operations and monitoring and reporting of MI, KRIs and critical metrics to senior collaborators.
- Representing FC at internal risk committees, board meetings, steering committees and new product committees to ensure appropriate consideration of FC risk.
- Provide expert FC Compliance advice to stakeholders based on understanding of legislation, regulatory expectation, risk mitigation and appetite.
- Promote Financial Crime Compliance and awareness within the entities and across the Group.
- Develop and manage relationships with key internal and external partners including central control functions (Risk, Legal, Internal Audit), Financial Crime Operations, and relevant regulatory bodies.
- Ensure timely identification, analysis and impact assessment of key regulatory, legislative and geopolitical developments and ensure financial crime risk assessments, policies and procedures are updated accordingly.
- Work with key business partners to ensure compliance with FC policy and processes and understand local systems and controls.
Senior Manager of Financial Crime Advisory in London employer: London Stock Exchange
As a Senior Manager of Financial Crime Advisory, you will thrive in a dynamic and inclusive work environment that prioritises employee development and collaboration. Our company offers competitive benefits, a strong commitment to compliance excellence, and opportunities for professional growth within the financial crime sector, all while being part of a globally recognised organisation that values cultural awareness and innovative thinking.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Manager of Financial Crime Advisory in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like London Stock Exchange looking for candidates who are engaged and informed.
We think you need these skills to ace Senior Manager of Financial Crime Advisory in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at London Stock Exchange. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at London Stock Exchange
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with London Stock Exchange’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
