Senior D&A Compliance Leader | Regulatory Advisory & Risk

Senior D&A Compliance Leader | Regulatory Advisory & Risk

Full-Time 60000 - 80000 £ / year (est.) No working from home possible
London Stock Exchange Group

At a Glance

  • Tasks: Lead compliance advisory services and mentor junior team members in a dynamic environment.
  • Company: Join the London Stock Exchange Group, a leader in financial markets.
  • Benefits: Competitive salary, professional development, and a chance to shape compliance strategies.
  • Why this job: Make a real impact in regulatory compliance within the Data & Analytics division.
  • Qualifications: Strong expertise in regulatory environments and leadership skills required.

The predicted salary is between 60000 - 80000 £ per year.

The London Stock Exchange Group is seeking a Senior Manager, D&A Compliance in London, United Kingdom. This fixed term role focuses on compliance advisory services within the Data & Analytics division, ensuring alignment with regulatory frameworks like SFI/ESG.

The ideal candidate will:

  • Lead junior team members
  • Advise on compliance for new products
  • Engage with stakeholders

Strong expertise in regulatory environments is essential, along with leadership skills to mentor the compliance team.

Senior D&A Compliance Leader | Regulatory Advisory & Risk employer: London Stock Exchange Group

The London Stock Exchange Group is an exceptional employer, offering a dynamic work environment in the heart of London where innovation meets compliance. With a strong commitment to employee development, you will have access to extensive growth opportunities and mentorship as you lead a talented team in navigating complex regulatory landscapes. Our inclusive culture fosters collaboration and encourages diverse perspectives, making it a rewarding place to build your career in regulatory advisory and risk.

London Stock Exchange Group

Contact Details:

London Stock Exchange Group Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Senior D&A Compliance Leader | Regulatory Advisory & Risk

Tip Number 1

Network like a pro! Reach out to folks in the industry, especially those at the London Stock Exchange Group. A friendly chat can open doors and give you insights that might just land you that Senior Manager role.

Tip Number 2

Prepare for interviews by brushing up on your regulatory knowledge. We all know compliance is key, so be ready to discuss how your expertise aligns with SFI/ESG frameworks. Show them you’re the go-to person for compliance advisory!

Tip Number 3

Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you note. It shows your enthusiasm and keeps you fresh in their minds. Plus, it’s a great chance to reiterate why you’re perfect for the role.

Tip Number 4

Apply through our website! It’s the best way to ensure your application gets seen. Plus, we’ve got loads of resources to help you ace the process. Let’s get you that Senior D&A Compliance Leader position!

We think you need these skills to ace Senior D&A Compliance Leader | Regulatory Advisory & Risk

Compliance Advisory
Regulatory Frameworks
SFI/ESG Knowledge
Leadership Skills
Mentoring
Stakeholder Engagement
Data & Analytics Expertise

Some tips for your application 🫡

Tailor Your CV:Make sure your CV is tailored to the role of Senior Manager, D&A Compliance. Highlight your experience in compliance advisory services and any relevant regulatory frameworks you've worked with, like SFI/ESG. We want to see how your background aligns with what we're looking for!

Showcase Leadership Skills:Since this role involves leading junior team members, don’t forget to showcase your leadership skills in your application. Share examples of how you've mentored others or led teams in the past. We love seeing candidates who can inspire and guide their colleagues!

Engage with Stakeholders:In your written application, mention your experience engaging with stakeholders. This could be through projects, meetings, or collaborations. We’re keen on candidates who can effectively communicate and build relationships across different levels.

Apply Through Our Website:We encourage you to apply through our website for a smoother process. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates. Plus, it shows you’re serious about joining our team!

How to prepare for a job interview at London Stock Exchange Group

Know Your Regulatory Stuff

Make sure you brush up on the latest regulatory frameworks like SFI and ESG. Being able to discuss these in detail will show that you're not just familiar with them, but that you can apply this knowledge in a practical setting.

Showcase Your Leadership Skills

Prepare examples of how you've successfully led teams in the past. Think about specific situations where you mentored junior members or drove compliance initiatives. This will demonstrate your capability to lead and inspire others.

Engage with Stakeholders

Be ready to talk about your experience in engaging with various stakeholders. Highlight how you've navigated complex relationships and ensured alignment on compliance matters. This is crucial for the role, so have some solid examples at hand.

Ask Insightful Questions

Prepare thoughtful questions about the company's approach to compliance and how they handle new product advisories. This shows your genuine interest in the role and helps you gauge if the company aligns with your values and expertise.