At a Glance
- Tasks: Support compliance monitoring and manage procedures for regulatory reporting services.
- Company: Join a leading financial services firm committed to compliance and integrity.
- Benefits: Competitive salary, diverse workplace, and opportunities for professional growth.
- Other info: Dynamic team environment with a focus on innovation and excellence.
- Why this job: Make a real impact in the financial sector while ensuring regulatory adherence.
- Qualifications: Degree or equivalent experience in compliance, with knowledge of FCA and EMIR regulations.
The predicted salary is between 55000 - 65000 £ per year.
Regulatory Reporting Solutions (RRS) and Post Trade Solutions (PTS) provide services under UKMIR, EMIR, and related authorisations. The Associate reports to the UK Senior Compliance Manager and collaborates with the EU Senior Manager and the Risk & Compliance officer to support the compliance framework for both RRS and PTS services, ensuring adherence to regulatory change as the businesses grow and expand.
Responsibilities
- Support monitoring of RRS and PTS compliance with applicable regulations and internal policies via a Compliance Monitoring Plan.
- Prepare management information that demonstrates ongoing compliance.
- Manage compliance procedures to ensure they are current and complete.
- Deliver training on specific compliance topics in partnership with the team.
- Contribute to regulatory projects as directed by the UK Senior Manager.
- Respond to regulatory enquiries promptly and with high quality.
Qualifications
- Good educational background, ideally a degree or equivalent level with relevant regulatory or industry qualifications.
- Previous exposure to regulations such as the FCA Handbook, EMIR reporting, MiFID/MiFIR transaction reporting, and experience managing working frameworks within a compliance or risk team.
- Desirable experience in liaising with regulatory authorities or working within a regulatory authority.
- Analytical and organisational skills with the ability to progress issues in a timely manner.
- Minimum of two years relevant industry experience with an investment firm, regulatory authority, or legal/consultancy firm.
- Integrity, flexibility, partnership, innovation, and excellence in professional conduct.
Location: London, United Kingdom
We are proud to be an equal opportunities employer. We do not discriminate on the basis of race, religion, colour, national origin, gender, sexual orientation, gender identity, gender expression, age, marital status, veteran status, pregnancy, disability, or any other basis protected under applicable law. We can reasonably accommodate applicants and employees' religious practices and beliefs, as well as mental health and physical disability needs.
Senior Associate, LSEG Markets Compliance employer: London Stock Exchange Group
As a Senior Associate at LSEG Markets Compliance in London, you will join a dynamic team dedicated to upholding the highest standards of regulatory compliance within a supportive and inclusive work environment. The company offers robust career development opportunities, comprehensive training programmes, and a culture that values integrity and innovation, making it an excellent employer for those seeking meaningful and rewarding employment in the financial services sector.
Contact Details:
London Stock Exchange Group Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Senior Associate, LSEG Markets Compliance
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like London Stock Exchange Group looking for candidates who are engaged and informed.
We think you need these skills to ace Senior Associate, LSEG Markets Compliance
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at London Stock Exchange Group. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at London Stock Exchange Group
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with London Stock Exchange Group’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
