At a Glance
- Tasks: Lead compliance advisory and assurance services in a dynamic financial environment.
- Company: Join the London Stock Exchange Group, a global leader in financial markets.
- Benefits: Enjoy tailored benefits, healthcare, retirement planning, and paid volunteering days.
- Other info: Be part of a collaborative team that values innovation and personal growth.
- Why this job: Make a significant impact while growing your career in a diverse and inclusive culture.
- Qualifications: Proven expertise in D&A and SFI/ESG compliance with strong advisory skills.
The predicted salary is between 60000 - 80000 £ per year.
LSEG (London Stock Exchange Group) is more than a diversified global financial markets infrastructure and data business. We are dedicated, open-access partners with a dedication to excellence in delivering the services our customers expect from us. With extensive experience, deep knowledge and worldwide presence across financial markets, we enable businesses and economies around the world to fund innovation, manage risk and create jobs.
Our People: People are at the heart of what we do and drive the success of our business. Our values of Integrity, Partnership, Excellence and Change shape how we think, how we do things and how we help our people fulfil their potential. We embrace diversity and actively seek to attract individuals with unique backgrounds and perspectives. We break down barriers and encourage teamwork, enabling innovation and rapid development of solutions that make a difference.
Role Summary: This is a fixed term contract to provide compliance advisory and assurance services to regulated entities within LSEG's Data & Analytics division, focusing on frameworks such as SFI/ESG. Lead junior team members in delivering compliance support across business units.
Key Responsibilities:
- Advise on regulatory compliance for new products and initiatives, ensuring alignment with applicable requirements.
- Manage rulebooks, client queries, and market communications for supported entities.
- Conduct compliance monitoring and assurance activities, including fieldwork and reporting.
- Coordinate regulatory authorisation submissions for overseas jurisdictions.
- Design and implement compliance risk assessments aligned with group standards.
- Act as subject matter expert in specific regulatory areas or financial crime, staying current with developments.
- Serve as the primary liaison between regulated entities and their regulators.
- Lead and mentor junior compliance staff, overseeing recruitment, training, and quality assurance.
What You'll Bring:
- Proven expertise in D&A, and SFI/ESG compliance.
- Strong advisory skills with the ability to navigate complex regulatory environments.
- Deep understanding of legal and regulatory frameworks.
- Effective stakeholder engagement and relationship-building capabilities.
- Business acumen and strategic insight.
- Skilled in negotiation, influence, and regulatory documentation.
- Clear and precise communication, with attention to detail.
- Strong critical thinking and problem-solving abilities.
LSEG is a leading global financial markets infrastructure and data provider. Our purpose is driving financial stability, empowering economies and enabling customers to create sustainable growth. We are proud to be an equal opportunities employer. This means that we do not discriminate on the basis of anyone's race, religion, colour, national origin, gender, sexual orientation, gender identity, gender expression, age, marital status, veteran status, pregnancy or disability, or any other basis protected under applicable law.
Senior Manager, D&A Compliance - London Stock Exchange Group employer: London Stock Exchange Group
LSEG is an exceptional employer that prioritises the growth and development of its employees within a dynamic and inclusive work culture. With a commitment to integrity, partnership, and excellence, we offer tailored benefits such as healthcare, retirement planning, and paid volunteering days, all while fostering an environment that encourages innovation and collaboration. Join us in London, where you can make a meaningful impact in the financial markets while being part of a diverse team dedicated to driving sustainable growth and community support.
Contact Details:
London Stock Exchange Group Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Senior Manager, D&A Compliance - London Stock Exchange Group
✨Tip Number 1
Network like a pro! Reach out to current or former employees at LSEG on LinkedIn. A friendly chat can give you insider info and maybe even a referral, which can really boost your chances.
✨Tip Number 2
Prepare for the interview by researching LSEG's values and recent projects. Show us that you understand our commitment to integrity and innovation, and how you can contribute to that culture.
✨Tip Number 3
Practice your answers to common interview questions, especially around compliance and regulatory challenges. We want to see your critical thinking skills in action, so be ready to share examples from your experience.
✨Tip Number 4
Don’t forget to follow up after your interview! A quick thank-you email can keep you top of mind and show us that you’re genuinely interested in the role. Plus, it’s a great chance to reiterate why you’d be a perfect fit!
We think you need these skills to ace Senior Manager, D&A Compliance - London Stock Exchange Group
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter for the Senior Manager, D&A Compliance role. Highlight your relevant experience in compliance and regulatory frameworks, especially in SFI/ESG. We want to see how your skills align with our values of Integrity, Partnership, Excellence, and Change.
Showcase Your Advisory Skills:In your application, emphasise your strong advisory skills and ability to navigate complex regulatory environments. Use specific examples from your past experiences to demonstrate how you've successfully managed compliance challenges. This will help us see your potential impact at LSEG.
Be Clear and Precise:When writing your application, clarity is key! Make sure your communication is clear and precise, with attention to detail. This reflects the kind of work we do at LSEG, where effective stakeholder engagement and relationship-building are crucial.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it gives you a chance to explore more about our culture and values before you apply!
How to prepare for a job interview at London Stock Exchange Group
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of D&A and SFI/ESG compliance. Be ready to discuss specific regulatory frameworks and how they apply to the role. This shows that you're not just familiar with the basics, but that you can navigate complex environments.
✨Showcase Your Advisory Skills
Prepare examples from your past experiences where you've successfully advised on regulatory compliance or managed client queries. Highlight your ability to communicate clearly and build relationships, as these are key in this role.
✨Demonstrate Leadership Qualities
Since you'll be leading junior team members, think about times when you've mentored or trained others. Share how you approach leadership and what strategies you use to ensure quality assurance and team development.
✨Engage with Their Values
Familiarise yourself with LSEG's values of Integrity, Partnership, Excellence, and Change. During the interview, relate your personal values and experiences to theirs, showing that you’re a great cultural fit for their dynamic organisation.
