Conduct Investigator in London

Conduct Investigator in London

London Full-Time 36000 - 60000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Lead investigations into conduct breaches and uphold organisational integrity.
  • Company: Join LSEG, a global leader in financial markets and data.
  • Benefits: Competitive rewards, growth opportunities, and a culture that values your voice.
  • Why this job: Make a real impact by ensuring fairness and accountability in a dynamic environment.
  • Qualifications: Experience in investigations or a degree in Law, Audit, or Compliance preferred.
  • Other info: Be part of a culture built on Integrity, Partnership, Excellence, and Change.

The predicted salary is between 36000 - 60000 £ per year.

The purpose of the role

As a Conduct Investigator, you’ll lead investigations into potential conduct breaches, including our Code of Conduct, policies and values. You’ll play a critical role in safeguarding trust across our organisation, ensuring every case is handled with fairness, discretion, and professionalism.

Experience in conduct investigations, with an audit, compliance, or regulatory enforcement background. Strong knowledge of regulatory conduct frameworks and investigative practices. Excellent analytical and communication skills, with the ability to handle sensitive matters with relevant stakeholders globally. Proven ability to work autonomously and manage multiple cases under pressure.

Qualifications

Equivalent experience or a degree in Law, Audit, Compliance, Risk Management, or similar is preferable.

You’ll be part of a global organisation that values transparency and accountability. We offer competitive rewards, opportunities for growth, and a culture where your voice matters.

Our purpose is the foundation on which our culture is built. Our values of Integrity, Partnership, Excellence and Change underpin our purpose and set the standard for everything we do, every day. They go to the heart of who we are and guide our decision making and everyday actions.

LSEG (London Stock Exchange Group) is a leading global financial markets infrastructure and data provider. Our purpose is driving financial stability, empowering economies and enabling customers to create sustainable growth. Our culture of connecting, creating opportunity and delivering excellence shapes how we think, how we do things and how we help our people fulfil their potential.

Conduct Investigator in London employer: London Stock Exchange Group

At LSEG, we pride ourselves on being an exceptional employer, offering a dynamic work environment where integrity and excellence are at the forefront of our operations. As a Conduct Investigator, you will not only contribute to safeguarding trust within our global organisation but also benefit from competitive rewards, robust opportunities for professional growth, and a culture that values your input and fosters collaboration. Join us in London, where your expertise will be valued, and you will play a pivotal role in driving financial stability and sustainable growth.
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Contact Detail:

London Stock Exchange Group Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Conduct Investigator in London

✨Tip Number 1

Network like a pro! Reach out to folks in the industry, attend events, and connect on LinkedIn. You never know who might have the inside scoop on job openings or can put in a good word for you.

✨Tip Number 2

Prepare for interviews by researching the company’s values and culture. Make sure you can demonstrate how your experience aligns with their commitment to integrity and excellence. Show them you’re not just a fit on paper!

✨Tip Number 3

Practice your responses to common interview questions, especially those related to conduct investigations. Use the STAR method (Situation, Task, Action, Result) to structure your answers and highlight your analytical skills.

✨Tip Number 4

Don’t forget to apply through our website! It’s the best way to ensure your application gets seen. Plus, we love seeing candidates who are proactive about joining our team.

We think you need these skills to ace Conduct Investigator in London

Conduct Investigations
Regulatory Compliance
Analytical Skills
Communication Skills
Discretion
Professionalism
Audit Background
Risk Management
Ability to Work Autonomously
Case Management
Pressure Management
Knowledge of Regulatory Conduct Frameworks
Investigative Practices
Stakeholder Engagement
Integrity

Some tips for your application 🫡

Tailor Your Application: Make sure to customise your CV and cover letter to highlight your experience in conduct investigations and compliance. We want to see how your skills align with our values of Integrity, Partnership, Excellence, and Change.

Showcase Your Analytical Skills: In your application, emphasise your analytical abilities and how you've handled sensitive matters in the past. We’re looking for someone who can manage multiple cases under pressure, so give us examples that demonstrate this.

Be Clear and Concise: When writing your application, keep it straightforward and to the point. Use clear language to convey your experience and qualifications, as we appreciate professionalism and clarity in communication.

Apply Through Our Website: Don’t forget to submit your application through our website! It’s the best way for us to receive your details and ensures you’re considered for the role. We can’t wait to hear from you!

How to prepare for a job interview at London Stock Exchange Group

✨Know Your Conduct Frameworks

Make sure you brush up on your knowledge of regulatory conduct frameworks and investigative practices. Being able to discuss these confidently will show that you understand the core of the role and can navigate complex situations with ease.

✨Showcase Your Analytical Skills

Prepare examples from your past experiences where you've demonstrated strong analytical skills. Think about times when you had to dissect a problem or case, and be ready to explain your thought process. This will highlight your ability to handle sensitive matters effectively.

✨Emphasise Integrity and Professionalism

Since the role revolves around trust and fairness, be sure to convey your commitment to integrity and professionalism during the interview. Share stories that illustrate how you've upheld these values in previous roles, especially when dealing with sensitive information.

✨Practice Autonomy and Pressure Management

Be prepared to discuss how you manage multiple cases under pressure. Think of specific instances where you successfully worked autonomously and met tight deadlines. This will demonstrate your capability to thrive in a fast-paced environment, which is crucial for a Conduct Investigator.

Conduct Investigator in London
London Stock Exchange Group
Location: London
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