Conduct Investigator

Conduct Investigator

Full-Time 36000 - 60000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Lead investigations into conduct breaches and uphold organisational integrity.
  • Company: Join a global leader in financial markets with a strong commitment to values.
  • Benefits: Competitive rewards, growth opportunities, and a culture that values your voice.
  • Why this job: Make a real impact by ensuring fairness and accountability in a dynamic environment.
  • Qualifications: Experience in conduct investigations or relevant degree preferred.
  • Other info: Be part of a culture that promotes transparency and excellence.

The predicted salary is between 36000 - 60000 £ per year.

The purpose of the role

As a Conduct Investigator, you’ll lead investigations into potential conduct breaches, including our Code of Conduct, policies and values. You’ll play a critical role in safeguarding trust across our organisation, ensuring every case is handled with fairness, discretion, and professionalism.

Experience in conduct investigations, with an audit, compliance, or regulatory enforcement background. Strong knowledge of regulatory conduct frameworks and investigative practices. Excellent analytical and communication skills, with the ability to handle sensitive matters with relevant stakeholders globally. Proven ability to work autonomously and manage multiple cases under pressure.

Qualifications

Equivalent experience or a degree in Law, Audit, Compliance, Risk Management, or similar is preferable.

You’ll be part of a global organisation that values transparency and accountability. We offer competitive rewards, opportunities for growth, and a culture where your voice matters.

Our purpose is the foundation on which our culture is built. Our values of Integrity, Partnership, Excellence and Change underpin our purpose and set the standard for everything we do, every day.

LSEG (London Stock Exchange Group) is a leading global financial markets infrastructure and data provider. Our purpose is driving financial stability, empowering economies and enabling customers to create sustainable growth. Our culture of connecting, creating opportunity and delivering excellence shapes how we think, how we do things and how we help our people fulfil their potential.

Conduct Investigator employer: London Stock Exchange Group

LSEG (London Stock Exchange Group) is an exceptional employer that prioritises integrity, partnership, excellence, and change, fostering a culture where every employee's voice is valued. As a Conduct Investigator, you will benefit from competitive rewards and ample opportunities for professional growth within a global organisation dedicated to transparency and accountability, all while contributing to the stability and sustainability of financial markets. Located in a vibrant city, our workplace encourages collaboration and innovation, making it an ideal environment for those seeking meaningful and rewarding employment.
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Contact Detail:

London Stock Exchange Group Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Conduct Investigator

✨Tip Number 1

Network like a pro! Reach out to folks in the industry, attend events, and connect on LinkedIn. You never know who might have the inside scoop on job openings or can put in a good word for you.

✨Tip Number 2

Prepare for interviews by researching the company’s values and recent news. Show them you’re not just another candidate; you’re genuinely interested in their mission and how you can contribute to their culture of integrity and excellence.

✨Tip Number 3

Practice your responses to common interview questions, especially those related to conduct investigations. Use the STAR method (Situation, Task, Action, Result) to structure your answers and highlight your analytical skills.

✨Tip Number 4

Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, it shows you’re serious about joining our team and contributing to our mission of driving financial stability.

We think you need these skills to ace Conduct Investigator

Conduct Investigations
Regulatory Compliance
Analytical Skills
Communication Skills
Discretion
Professionalism
Audit Background
Risk Management
Ability to Work Autonomously
Case Management
Pressure Management
Knowledge of Regulatory Conduct Frameworks
Investigative Practices
Stakeholder Engagement
Integrity

Some tips for your application 🫡

Tailor Your Application: Make sure to customise your CV and cover letter to highlight your experience in conduct investigations and compliance. We want to see how your skills align with our values of Integrity, Partnership, Excellence, and Change.

Showcase Your Analytical Skills: In your application, emphasise your analytical abilities and how you've successfully handled sensitive matters in the past. We love seeing examples of how you've navigated complex situations with professionalism.

Be Clear and Concise: When writing your application, keep it straightforward and to the point. We appreciate clarity, so make sure your key achievements and experiences stand out without unnecessary fluff.

Apply Through Our Website: Don’t forget to submit your application through our website! It’s the best way for us to receive your details and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team!

How to prepare for a job interview at London Stock Exchange Group

✨Know Your Conduct Frameworks

Make sure you brush up on your knowledge of regulatory conduct frameworks and investigative practices. Being able to discuss these confidently will show that you understand the core of the role and can navigate complex situations with ease.

✨Showcase Your Analytical Skills

Prepare examples from your past experiences where you've successfully analysed data or handled sensitive matters. This will demonstrate your analytical prowess and ability to manage multiple cases under pressure, which is crucial for a Conduct Investigator.

✨Emphasise Integrity and Professionalism

Since the role revolves around safeguarding trust, be ready to discuss how you embody the values of integrity and professionalism in your work. Share specific instances where you've upheld these values, especially in challenging situations.

✨Practice Your Communication Skills

As you'll be dealing with various stakeholders globally, effective communication is key. Practice articulating your thoughts clearly and concisely, and prepare to answer questions about how you would handle sensitive matters with discretion.

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