At a Glance
- Tasks: Be the go-to regulatory advisor for innovative product teams and ensure compliance across the board.
- Company: Join a leading financial services firm committed to integrity and innovation.
- Benefits: Enjoy healthcare, retirement planning, paid volunteering days, and wellness initiatives.
- Other info: We value diversity and are committed to creating an inclusive workplace.
- Why this job: Make a real impact by shaping compliance in a dynamic, fast-paced environment.
- Qualifications: Experience in regulation or compliance within financial services is essential.
The predicted salary is between 60000 - 80000 £ per year.
Role Responsibilities & Key Accountabilities
- 1LoD Regulatory Advisory & Business Partnership: Act as a trusted embedded regulatory advisor to Product, Engineering and Operations teams across the full benchmark lifecycle, from product innovation through to BAU operation. Provide pragmatic, real‑time regulatory guidance to support new benchmarks, methodology changes, custom indices, new product lines and new asset classes. Support regulator and client‑facing activity, including regulatory queries, due diligence requests, and data submissions.
- Horizon Scanning & Regulatory Change Risk Management: Identify, assess and manage regulatory developments impacting FTSE Russell across jurisdictions (UK, EU and globally). Perform regulatory impact assessments and gap analysis, translating regulatory change into clear business actions, remediation plans and control enhancements (including ESG/anti‑greenwashing risk, operational resilience and third‑party risk). Maintain oversight of regulatory change risks, dependencies and delivery status across the business.
- Regulatory Remediation, Audit & Assurance: Lead first‑line coordination of internal and external audits and assurance engagements (e.g. UK BMR, EU BMR, IOSCO, etc.). Own and track regulatory remediation plans, actions and evidence through to closure, ensuring outcomes are sustainable and embedded into BAU. Maintain clear audit trails and regulatory artefacts to support ongoing supervisory engagement.
- Governance, Controls & Policy: Maintain and enhance policies, standards and controls, ensuring traceability from regulation to control objectives and evidence. Support the effective operation of regulatory governance forums, including clarity of accountability, escalation and decision‑making. Contribute to the development of regulatory MI, obligation mapping and regulatory tooling.
- Resilience & Risk Culture: Provide regulatory input into operational resilience, outsourcing, third‑party and related risk activities. Support incident management and resilience activities to ensure regulatory expectations are met and evidenced. Promote a strong risk culture through early issue identification, appropriate escalation and risk‑based decision‑making.
Qualifications & Experience
- Relevant professional qualification or equivalent experience in regulation, compliance, risk within financial services.
- Strong experience in a first or second line advisory regulatory role within a complex, regulated organisation.
- Good understanding of financial services regulation and governance; experience with benchmark regulation and regulatory change strongly desirable.
- Proven ability to translate regulatory requirements into practical business actions and controls.
- Strong stakeholder management skills, with confidence engaging senior stakeholders across the business and externally.
- Excellent written and verbal communication skills, with experience producing high‑quality regulatory and governance materials.
Benefits
LSEG offers a range of tailored benefits and support, including healthcare, retirement planning, paid volunteering days and wellbeing initiatives.
Equal Opportunity Statement
We are proud to be an equal opportunities employer. We do not discriminate on the basis of race, religion, colour, national origin, gender, sexual orientation, gender identity, gender expression, age, marital status, veteran status, pregnancy or disability, or any other basis protected under applicable law. Conforming with applicable law, we can reasonably accommodate applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs.
Business Compliance & Regulatory Change Manager employer: London Stock Exchange Group
LSEG is an exceptional employer that prioritises employee well-being and professional growth, offering a comprehensive benefits package including healthcare, retirement planning, and paid volunteering days. Our inclusive work culture fosters collaboration and innovation, empowering employees to thrive in their roles while navigating the dynamic landscape of financial services regulation. Join us in London, where you will have the opportunity to make a meaningful impact as a Business Compliance & Regulatory Change Manager within a supportive and forward-thinking environment.
Contact Details:
London Stock Exchange Group Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Business Compliance & Regulatory Change Manager
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like London Stock Exchange Group looking for candidates who are engaged and informed.
We think you need these skills to ace Business Compliance & Regulatory Change Manager
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at London Stock Exchange Group. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at London Stock Exchange Group
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with London Stock Exchange Group’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!