Risk and Compliance Assistant - Legal in Putney
Risk and Compliance Assistant - Legal

Risk and Compliance Assistant - Legal in Putney

Putney Full-Time 45000 - 45000 £ / year (est.) No home office possible
Loans 2 Go Limited

At a Glance

  • Tasks: Support legal compliance and advisory work in the consumer credit sector.
  • Company: Join a leading firm with a focus on compliance and legal excellence.
  • Benefits: Up to £45k salary, 10% bonus, hybrid working, and generous holiday.
  • Why this job: Make a real impact by ensuring robust compliance frameworks are in place.
  • Qualifications: LLB or equivalent, LPC, and 3-6 years of relevant experience required.
  • Other info: Dynamic role with opportunities for professional growth and development.

The predicted salary is between 45000 - 45000 £ per year.

We are seeking a detail-oriented and commercially astute Legal Compliance Officer to join our Compliance team. This role is suited to a legally qualified candidate (LLB, LPC, or Solicitor) with strong experience across UK regulatory frameworks and hands-on exposure to legal advisory work within the consumer credit sector.

The successful candidate will play an important role combining legal advisory and compliance oversight, supporting the interpretation and application of laws and regulations, while ensuring robust compliance frameworks are embedded across the business.

  • Draft, review, and advise on a wide range of legal and compliance documentation, including policies, procedures, customer terms, and internal governance documents.
  • Provide legal advice to the business on regulatory requirements, contractual matters, and risk exposure, particularly within the consumer credit space.
  • Interpret and apply relevant legislation, including FCA rules, consumer credit laws, and data protection requirements, into practical business solutions.
  • Assist in developing, reviewing, and maintaining compliance policies and procedures in line with UK regulatory requirements.
  • Support internal audits, compliance reviews, and regulatory investigations, including legal input where required.
  • Investigate and manage financial crime matters, including fraud cases, ensuring appropriate legal analysis, escalation, and resolution.
  • Review and advise on customer complaints and disputes, including potential legal exposure and escalation pathways.
  • Liaise with external counsel on complex legal matters, litigation, or regulatory enquiries where necessary.
  • Maintain accurate legal and compliance records, including documentation of advice, decisions, and regulatory interactions.

Requirements:

  • Law degree (LLB or equivalent), LPC or qualified solicitor is essential.
  • ~3 - 6 years’ experience in a compliance, legal, or regulatory role.
  • Strong knowledge of UK regulatory frameworks, including FCA requirements, consumer credit law, AML, fraud, and data protection.
  • Demonstrable experience providing legal advice within a regulated environment.
  • Experience working within an in-house legal/compliance team.
  • Ability to interpret complex legal and regulatory requirements and translate them into clear, practical guidance.
  • Strong drafting skills for legal and policy documentation.
  • Experience within financial services, fintech, or consumer finance.
  • Experience with compliance monitoring tools and regulatory reporting systems.
  • Knowledge of dispute resolution processes and handling regulatory complaints.
  • Understanding of risk management and corporate governance frameworks.

Benefits:

  • Private Dental Insurance.
  • Life Insurance Cover.
  • Performance Dependent Bonus - 10% of annual salary.
  • Hybrid Working Scheme.
  • Up to 33 days holiday inclusive of UK Bank Holidays.
  • Accrued Holiday Sellback and Carryover Scheme.
  • Employee Assistance Programme.
  • Refer-a-friend Scheme.
  • Commitment to your Professional Learning and Development.

40 hours per week, Monday to Friday, 8am to 5pm.

Risk and Compliance Assistant - Legal in Putney employer: Loans 2 Go Limited

Join a dynamic and supportive Compliance team where your legal expertise will be valued and nurtured. With a strong commitment to employee growth, we offer extensive professional development opportunities, a hybrid working scheme, and a generous holiday allowance, ensuring a healthy work-life balance. Our collaborative culture fosters innovation and compliance excellence, making us an exceptional employer in the consumer credit sector.
Loans 2 Go Limited

Contact Detail:

Loans 2 Go Limited Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Risk and Compliance Assistant - Legal in Putney

✨Tip Number 1

Network like a pro! Reach out to your connections in the legal and compliance sectors. Attend industry events or webinars, and don’t be shy about introducing yourself. You never know who might have the inside scoop on job openings!

✨Tip Number 2

Prepare for interviews by brushing up on your knowledge of UK regulatory frameworks and consumer credit laws. Be ready to discuss how you’ve applied this knowledge in past roles. We want to see your expertise shine!

✨Tip Number 3

Showcase your drafting skills! Bring along examples of legal documents or compliance policies you've worked on. This will demonstrate your hands-on experience and attention to detail, which are crucial for the role.

✨Tip Number 4

Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who take that extra step to connect with us directly.

We think you need these skills to ace Risk and Compliance Assistant - Legal in Putney

Legal Qualification (LLB, LPC, or Solicitor)
Knowledge of UK Regulatory Frameworks
Experience in Legal Advisory Work
Understanding of FCA Requirements
Consumer Credit Law Expertise
Data Protection Knowledge
Drafting Skills for Legal Documentation
Compliance Policy Development
Experience with Compliance Monitoring Tools
Regulatory Reporting Systems Knowledge
Dispute Resolution Processes
Risk Management Understanding
Corporate Governance Frameworks
Analytical Skills
Attention to Detail

Some tips for your application 🫡

Tailor Your CV: Make sure your CV is tailored to the role of Risk and Compliance Assistant. Highlight your legal qualifications and relevant experience in compliance and regulatory frameworks, especially within the consumer credit sector. We want to see how your background aligns with what we're looking for!

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for our Compliance team. Be sure to mention specific experiences that demonstrate your understanding of UK regulations and your ability to provide legal advice.

Showcase Your Skills: Don’t forget to highlight your strong drafting skills and experience with compliance monitoring tools. We’re keen on candidates who can interpret complex legal requirements and translate them into practical solutions, so make that clear in your application!

Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any important updates. Plus, it’s super easy!

How to prepare for a job interview at Loans 2 Go Limited

✨Know Your Regulations

Make sure you brush up on UK regulatory frameworks, especially FCA rules and consumer credit laws. Being able to discuss these confidently will show that you're not just familiar with the legal landscape but can also apply it practically.

✨Showcase Your Drafting Skills

Prepare examples of your previous work where you've drafted or reviewed legal documents. Bring along samples if possible, as this will demonstrate your strong drafting skills and attention to detail, which are crucial for this role.

✨Be Ready for Scenario Questions

Expect questions that ask how you would handle specific compliance issues or legal dilemmas. Think through potential scenarios in advance, particularly those related to financial crime or customer complaints, and be ready to articulate your thought process.

✨Highlight Your Teamwork Experience

This role involves liaising with various teams and external counsel, so be prepared to discuss your experience working collaboratively. Share examples of how you've successfully worked within a compliance or legal team to achieve common goals.

Risk and Compliance Assistant - Legal in Putney
Loans 2 Go Limited
Location: Putney

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