Legal Risk and Compliance Officer in Putney
Legal Risk and Compliance Officer

Legal Risk and Compliance Officer in Putney

Putney Full-Time 45000 - 45000 £ / year (est.) No home office possible
Loans 2 Go Limited

At a Glance

  • Tasks: Join our Compliance team to ensure legal and regulatory frameworks are followed in the consumer credit sector.
  • Company: Dynamic company focused on compliance and legal advisory within financial services.
  • Benefits: Up to £45k salary, 10% performance bonus, hybrid working, and extensive holiday.
  • Why this job: Make a real impact by shaping compliance policies and ensuring legal integrity.
  • Qualifications: LLB or equivalent, LPC or solicitor with 3-6 years of relevant experience.
  • Other info: Great opportunities for professional development and a supportive work environment.

The predicted salary is between 45000 - 45000 £ per year.

We are seeking a detail-oriented and commercially astute Legal Compliance Officer to join our Compliance team. This role is suited to a legally qualified candidate (LLB, LPC, or Solicitor) with strong experience across UK regulatory frameworks and hands-on exposure to legal advisory work within the consumer credit sector.

The successful candidate will play an important role combining legal advisory and compliance oversight, supporting the interpretation and application of laws and regulations, while ensuring robust compliance frameworks are embedded across the business.

  • Draft, review, and advise on a wide range of legal and compliance documentation, including policies, procedures, customer terms, and internal governance documents.
  • Provide legal advice to the business on regulatory requirements, contractual matters, and risk exposure, particularly within the consumer credit space.
  • Interpret and apply relevant legislation, including FCA rules, consumer credit laws, and data protection requirements, into practical business solutions.
  • Assist in developing, reviewing, and maintaining compliance policies and procedures in line with UK regulatory requirements.
  • Support internal audits, compliance reviews, and regulatory investigations, including legal input where required.
  • Investigate and manage financial crime matters, including fraud cases, ensuring appropriate legal analysis, escalation, and resolution.
  • Review and advise on customer complaints and disputes, including potential legal exposure and escalation pathways.
  • Liaise with external counsel on complex legal matters, litigation, or regulatory enquiries where necessary.
  • Maintain accurate legal and compliance records, including documentation of advice, decisions, and regulatory interactions.

Qualifications:

  • Law degree (LLB or equivalent), LPC or qualified solicitor is essential.
  • ~3 - 6 years’ experience in a compliance, legal, or regulatory role.
  • Strong knowledge of UK regulatory frameworks, including FCA requirements, consumer credit law, AML, fraud, and data protection.
  • Demonstrable experience providing legal advice within a regulated environment.
  • Experience working within an in-house legal/compliance team.
  • Ability to interpret complex legal and regulatory requirements and translate them into clear, practical guidance.
  • Strong drafting skills for legal and policy documentation.
  • Experience within financial services, fintech, or consumer finance.
  • Experience with compliance monitoring tools and regulatory reporting systems.
  • Knowledge of dispute resolution processes and handling regulatory complaints.
  • Understanding of risk management and corporate governance frameworks.

Benefits:

  • Private Dental Insurance.
  • Life Insurance Cover.
  • Performance Dependent Bonus - 10% of annual salary.
  • Hybrid Working Scheme.
  • Up to 33 days holiday inclusive of UK Bank Holidays.
  • Accrued Holiday Sellback and Carryover Scheme.
  • Employee Assistance Programme.
  • Refer-a-friend Scheme.
  • Commitment to your Professional Learning and Development.

40 hours per week, Monday to Friday, 8am to 5pm.

Legal Risk and Compliance Officer in Putney employer: Loans 2 Go Limited

Join a dynamic and supportive Compliance team as a Legal Risk and Compliance Officer, where your expertise will be valued and your professional growth nurtured. With a competitive salary of up to £45k plus a performance-dependent bonus, we offer a hybrid working scheme, generous holiday allowance, and a commitment to your ongoing learning and development. Our inclusive work culture fosters collaboration and innovation, making it an excellent environment for those looking to make a meaningful impact in the consumer credit sector.
Loans 2 Go Limited

Contact Detail:

Loans 2 Go Limited Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Legal Risk and Compliance Officer in Putney

✨Network Like a Pro

Get out there and connect with people in the legal and compliance field. Attend industry events, join relevant online forums, and don’t be shy about reaching out on LinkedIn. You never know who might have the inside scoop on job openings!

✨Ace the Interview

Prepare for your interviews by researching the company and its compliance practices. Be ready to discuss how your experience aligns with their needs, especially around UK regulatory frameworks. Practice common interview questions and think of examples that showcase your skills.

✨Showcase Your Skills

When you get the chance, demonstrate your expertise in legal advisory and compliance oversight. Bring along samples of your work or case studies that highlight your ability to interpret complex regulations and provide practical solutions.

✨Apply Through Our Website

Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who take the initiative to engage directly with us.

We think you need these skills to ace Legal Risk and Compliance Officer in Putney

Legal Advisory Skills
Knowledge of UK Regulatory Frameworks
FCA Requirements
Consumer Credit Law
AML (Anti-Money Laundering)
Fraud Analysis
Data Protection Compliance
Drafting Skills for Legal Documentation
Compliance Monitoring Tools
Regulatory Reporting Systems
Dispute Resolution Processes
Risk Management
Corporate Governance Frameworks
Analytical Skills
Attention to Detail

Some tips for your application 🫡

Tailor Your CV: Make sure your CV is tailored to the Legal Compliance Officer role. Highlight your experience with UK regulatory frameworks and any hands-on legal advisory work you've done, especially in the consumer credit sector. We want to see how your skills match what we're looking for!

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for our Compliance team. Mention specific experiences that relate to the job description and show us your passion for legal compliance and risk management.

Showcase Your Skills: Don’t forget to showcase your strong drafting skills and your ability to interpret complex legal requirements. We’re looking for someone who can translate legal jargon into practical business solutions, so give us examples of how you’ve done this in the past.

Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any important updates. Plus, it’s super easy!

How to prepare for a job interview at Loans 2 Go Limited

✨Know Your Regulations

Make sure you brush up on UK regulatory frameworks, especially FCA rules and consumer credit laws. Being able to discuss these confidently will show that you’re not just familiar with the theory but can apply it practically.

✨Showcase Your Drafting Skills

Prepare examples of legal and compliance documentation you've drafted or reviewed in the past. This could include policies or customer terms. Being able to articulate your drafting process will highlight your attention to detail and expertise.

✨Prepare for Scenario Questions

Think about potential scenarios related to financial crime or regulatory investigations. Be ready to explain how you would approach these situations, demonstrating your problem-solving skills and legal analysis capabilities.

✨Engage with the Team

During the interview, ask insightful questions about the Compliance team’s current challenges and goals. This shows your interest in the role and helps you understand how you can contribute effectively from day one.

Legal Risk and Compliance Officer in Putney
Loans 2 Go Limited
Location: Putney

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