Manager - Global Surveillance Oversight
Manager - Global Surveillance Oversight

Manager - Global Surveillance Oversight

Full-Time 84051 - 102729 ÂŁ / year (est.) Home office (partial)
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At a Glance

  • Tasks: Lead the oversight of market surveillance and manage compliance risks effectively.
  • Company: Join Lloyds Banking Group, a leader in financial services with a commitment to innovation.
  • Benefits: Enjoy a competitive salary, generous pension, 30 days holiday, and flexible working options.
  • Other info: Inclusive workplace with opportunities for growth and a focus on well-being.
  • Why this job: Make a real impact in shaping the future of finance while developing your career.
  • Qualifications: 4+ years in Compliance or Market Abuse, with strong analytical and communication skills.

The predicted salary is between 84051 - 102729 ÂŁ per year.

End Date: Thursday 14 May 2026

Salary Range: ÂŁ84,051 - ÂŁ102,729

Flexible Working Options: Hybrid Working, Job Share

Location(s): Bristol, Edinburgh, Newport, Halifax, Leeds, Birmingham

Hours: Full-time

Working Pattern: Our work style is hybrid, which involves spending at least two days per week, or 40% of our time, at one of our office sites.

About this opportunity: The Manager, Surveillance Oversight supports the delivery of independent second line oversight of the firm’s Surveillance framework, helping to ensure effective management of Market Abuse risks across products and markets. Sitting within 2LoD Conduct & Compliance, the role works closely with Senior Manager and Global Head colleagues to deliver day‐to‐day Surveillance Oversight activity. The role provides proportionate challenge to first line Surveillance, supports governance and assurance activity, and contributes to well‐evidenced risk management outcomes.

What you’ll be doing:

  • Deliver day‐to‐day second line oversight of Surveillance activity, supporting effective management of Market Abuse risks in line with policy, regulatory expectations and risk appetite.
  • Review Surveillance performance information, including management information, alert trends, quality outcomes and follow‐up actions, raising observations and concerns through appropriate Compliance channels.
  • Support governance activity by contributing to Surveillance‐related forums and working groups, providing oversight input and clear documentation of observations and outcomes.
  • Act as a 2LoD point of contact for Surveillance‐related matters, supporting alert outcomes, near‐miss reviews and STOR processes through informed challenge and clear record‐keeping.
  • Undertake Compliance monitoring, assurance or testing activity over Surveillance controls, supporting assessment of design and operating effectiveness and documenting findings clearly.
  • Provide advisory support on the application of Compliance policies and standards relating to Market Abuse and Surveillance, including business or operating model change.
  • Build effective working relationships across Surveillance, Compliance, Risk, Technology and Front Office teams to support coordinated and proportionate outcomes.
  • Contribute to continuous improvement of Surveillance Oversight tools, approaches and documentation.

What you’ll need: You’ll bring at least 4 years’ experience working within Compliance, Conduct Risk, Market Abuse or a related control or oversight function, ideally within a Global Markets or investment banking environment. You’ll have experience supporting oversight, advisory or assurance activity over Surveillance or comparable monitoring frameworks, with a good working knowledge of Market Abuse regulation and supervisory expectations. You’ll be comfortable analysing information, documenting judgements and providing constructive challenge, while working effectively with a wide range of collaborators. Strong organisation skills, attention to detail and clear written communication are critical.

And it would be great if you also have:

  • Experience supporting a second line Surveillance Oversight or Market Abuse governance framework.
  • Solid understanding of UK regulatory environment and working understanding of EU/US regimes.
  • Exposure to Surveillance alert handling, near‐miss reviews or STOR processes.
  • Experience working alongside Surveillance technology, data or QA teams.
  • Experience contributing to governance forums or assurance activity.
  • A collaborative working style that supports constructive challenge and learning.

We know that great talent comes from many backgrounds. Whilst this job advert may reference specific years of experience, we recognise that skills are developed in many ways, so if you have relevant, transferable experience, we encourage you to apply!

This is a place for you: We offer reasonable workplace adjustments for colleagues with disabilities, including flexibility in office attendance, location and working patterns. And, as a Disability Confident Leader, we guarantee interviews for a fair and proportionate number of applicants who meet the minimum criteria for the role with a disability, long-term health or neurodivergent condition through the Disability Confident Scheme.

We also offer a wide-ranging benefits package, which includes:

  • A generous pension contribution of up to 15%
  • An annual performance-related bonus
  • Share schemes including free shares
  • Benefits you can adapt to your lifestyle, such as discounted shopping
  • 30 days’ holiday, with bank holidays on top
  • A range of wellbeing initiatives and generous parental leave policies

At Lloyds Banking Group, we're driven by a clear purpose; to help Britain prosper. Across the Group, our colleagues are focused on making a difference to customers, businesses and communities. With us you'll have a key role to play in shaping the financial services of the future, whilst the scale and reach of our Group means you'll have many opportunities to learn, grow and develop.

We keep your data safe. So, we'll only ever ask you to provide confidential or sensitive information once you have formally been invited along to an interview or accepted a verbal offer to join us which is when we run our background checks. We'll always explain what we need and why, with any request coming from a trusted Lloyds Banking Group person.

We're focused on creating a values-led culture and are committed to building a workforce which reflects the diversity of the customers and communities we serve. Together we’re building a truly inclusive workplace where all of our colleagues have the opportunity to make a real difference.

With 320 years under our belt, we're used to change, and today is no different. Join us and help drive this change, shaping the future of finance whilst working at pace to deliver for our customers. Here, you'll do the best work of your career. Your impact will be amplified by our scale as you learn and develop, gaining skills for the future.

Manager - Global Surveillance Oversight employer: Lloyds Bank plc

At Lloyds Banking Group, we pride ourselves on being an exceptional employer, offering a dynamic work culture that fosters collaboration and innovation. With a strong commitment to employee growth, we provide extensive training opportunities and a generous benefits package, including a pension contribution of up to 15%, 30 days' holiday, and flexible working options. Our inclusive environment ensures that every colleague can thrive, making a meaningful impact in shaping the future of financial services while enjoying a balanced work-life experience across our vibrant office locations in Bristol, Edinburgh, Newport, Halifax, Leeds, and Birmingham.
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Contact Detail:

Lloyds Bank plc Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Manager - Global Surveillance Oversight

✨Tip Number 1

Network like a pro! Reach out to people in the industry, attend events, and connect on LinkedIn. You never know who might have the inside scoop on job openings or can put in a good word for you.

✨Tip Number 2

Prepare for interviews by researching the company and its culture. Understand their values and how they align with your own. This will help you answer questions more authentically and show that you're genuinely interested.

✨Tip Number 3

Practice common interview questions with a friend or in front of a mirror. The more comfortable you are with your answers, the more confident you'll feel during the actual interview. Plus, it helps you refine your responses!

✨Tip Number 4

Don’t forget to follow up after your interview! A simple thank-you email can go a long way in leaving a positive impression. It shows your enthusiasm for the role and keeps you on their radar.

We think you need these skills to ace Manager - Global Surveillance Oversight

Surveillance Oversight
Market Abuse Regulation
Compliance Monitoring
Analytical Skills
Attention to Detail
Documentation Skills
Communication Skills
Governance Frameworks
Risk Management
Collaboration
Problem-Solving Skills
Regulatory Knowledge
Advisory Support
Continuous Improvement

Some tips for your application 🫡

Tailor Your Application: Make sure to customise your CV and cover letter to highlight your experience in Compliance and Market Abuse. We want to see how your skills align with the role of Manager - Global Surveillance Oversight, so don’t hold back on showcasing relevant achievements!

Be Clear and Concise: When writing your application, clarity is key! Use straightforward language and structure your thoughts logically. We appreciate well-organised applications that make it easy for us to see your qualifications and fit for the role.

Showcase Your Collaboration Skills: Since this role involves working closely with various teams, be sure to mention any collaborative projects you've been part of. We love seeing examples of how you’ve built effective working relationships in your previous roles!

Apply Through Our Website: Don’t forget to submit your application through our website! It’s the best way for us to receive your details and ensures you’re considered for the position. Plus, it’s super easy to do!

How to prepare for a job interview at Lloyds Bank plc

✨Know Your Stuff

Make sure you brush up on your knowledge of Market Abuse regulations and the Surveillance framework. Familiarise yourself with the key concepts and recent developments in compliance, as this will help you answer questions confidently and demonstrate your expertise.

✨Showcase Your Experience

Prepare specific examples from your past roles that highlight your experience in Compliance, Conduct Risk, or Market Abuse oversight. Be ready to discuss how you've contributed to governance activities or provided advisory support, as this will show you're a great fit for the role.

✨Ask Smart Questions

Think of insightful questions to ask during the interview about the company's approach to Surveillance Oversight and how they manage Market Abuse risks. This not only shows your interest but also gives you a chance to assess if the company aligns with your values and career goals.

✨Demonstrate Collaboration Skills

Since the role involves working closely with various teams, be prepared to discuss how you've successfully collaborated in the past. Highlight instances where you’ve built effective relationships and contributed to team success, as this will showcase your ability to work well in a hybrid environment.

Manager - Global Surveillance Oversight
Lloyds Bank plc

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