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- Tasks: Join our team to ensure compliance with financial regulations and support business transformation projects.
- Company: Lloyds Banking Group is dedicated to helping Britain prosper through innovative financial services.
- Benefits: Enjoy flexible working, generous pension contributions, annual bonuses, and 28 days' holiday.
- Why this job: Be part of a diverse team making a real impact in the financial sector while growing your career.
- Qualifications: Experience in compliance advisory roles and strong communication skills are essential.
- Other info: We celebrate diversity and welcome applications from all backgrounds.
The predicted salary is between 53700 - 60630 £ per year.
We support flexible working - click here for more information on flexible working options.
Flexible Working Options: Hybrid Working, Job Share.
About this opportunity:
We are on an exciting journey and there couldn’t be a better time to join us. We have implemented a new operating model for non-financial risk management across the Group, empowering our people to take end-to-end accountability for managing the risks they face. This approach aligns support with our risk and control owners to deliver excellent customer outcomes. We are seeking a junior Compliance Officer with industry advisory compliance experience to join our Financial Markets Compliance Advisory team. Your role will support the Group in adhering to core regulatory requirements related to UK FCA, Trading Venue, Swap Dealer rules, and FMSB Market Practice Standards. We value proactive collaboration with first-line business colleagues to enhance compliance processes and controls.
Day-to-day responsibilities include:
- Joining our Financial Markets and Treasury Compliance team to deliver our 2025 compliance programs and act as a trusted Conduct & Compliance business partner.
- Providing compliance advice on a range of issues including FCA rules, Trading Venue rules, UK and European regulations on derivatives, money markets, issuance, and securitization activities, as well as new product and complex transaction approvals.
- Delivering compliance induction and refresher training for new and existing colleagues.
- Supporting the implementation of new regulations across the business.
- Supporting ad hoc projects related to compliance and business transformation.
What you’ll need:
- A proven track record in providing challenge and advice to business areas in a peer group firm.
- Technical knowledge with exposure to Rates, FX, and Commodities trading and risk management products.
- Ability to build partnerships and support leadership and risk owners in making risk-based decisions.
- Initiative, drive, and curiosity to interact proactively with sales and trading colleagues.
- Strong communication skills, both written and verbal.
About working for us:
We foster inclusivity and celebrate diversity, aiming to build a workplace where everyone feels they belong and can perform at their best. We lead in diversity and inclusion initiatives and welcome applications from underrepresented groups. We are disability confident and offer reasonable adjustments during recruitment.
Benefits include:
- Up to 15% pension contribution
- Annual performance bonus
- Share schemes including free shares
- Flexible benefits like discounted shopping
- 28 days' holiday plus bank holidays
- Wellbeing initiatives and parental leave policies
Ready to make a positive impact? Apply today and learn more.
At Lloyds Banking Group, our purpose is to help Britain prosper. Our colleagues are committed to making a difference for customers, businesses, and communities. Join us to shape the future of financial services and enjoy opportunities to learn, grow, and develop. We prioritize data security and transparency in our recruitment process, only requesting sensitive information during formal interviews or after accepting an offer. We are committed to creating a values-led, inclusive culture where all colleagues can thrive and contribute meaningfully.
Compliance Officer, Financial Market Compliance Advisory, CCOR employer: Lloyds Bank plc
Contact Detail:
Lloyds Bank plc Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer, Financial Market Compliance Advisory, CCOR
✨Tip Number 1
Familiarise yourself with the latest FCA regulations and compliance standards relevant to financial markets. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in a rapidly changing environment.
✨Tip Number 2
Network with professionals in the compliance field, especially those who work in financial markets. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends and challenges in compliance.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully navigated compliance challenges in previous roles. Highlight your ability to provide practical advice and support to business areas, as this is crucial for the role.
✨Tip Number 4
Showcase your communication skills by being clear and concise in your conversations with recruiters and during interviews. Being able to articulate complex compliance issues in an understandable way is key to succeeding in this role.
We think you need these skills to ace Compliance Officer, Financial Market Compliance Advisory, CCOR
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities and requirements of the Compliance Officer position. Familiarise yourself with FCA rules, Trading Venue regulations, and the specific compliance challenges in financial markets.
Tailor Your CV: Customise your CV to highlight relevant experience in compliance advisory roles, particularly in financial markets. Emphasise your technical knowledge of trading products and your ability to provide compliance advice.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for compliance and your proactive approach to collaboration. Mention specific examples of how you've successfully navigated compliance challenges in previous roles.
Highlight Communication Skills: Since strong communication skills are essential for this role, ensure your application reflects your ability to convey complex information clearly. Use concise language and structure your application well to demonstrate your written communication abilities.
How to prepare for a job interview at Lloyds Bank plc
✨Understand Regulatory Frameworks
Familiarise yourself with the key regulatory requirements related to UK FCA, Trading Venue rules, and derivatives. Being able to discuss these topics confidently will demonstrate your technical knowledge and preparedness for the role.
✨Showcase Your Advisory Experience
Prepare examples from your past experience where you provided compliance advice or challenged business areas. This will highlight your ability to support leadership in making risk-based decisions, which is crucial for this position.
✨Emphasise Communication Skills
Strong communication skills are essential for this role. Be ready to discuss how you've effectively communicated complex compliance issues to colleagues in the past, showcasing both your written and verbal abilities.
✨Demonstrate Proactive Collaboration
Highlight instances where you've worked collaboratively with sales and trading teams. Showing initiative and curiosity in engaging with colleagues will reflect your alignment with the company's values of proactive collaboration.
