At a Glance
- Tasks: Support compliance processes and conduct client due diligence checks in a dynamic team.
- Company: Join a busy and supportive Risk and Compliance team in Liverpool.
- Benefits: Gain valuable experience in risk management and compliance within a professional environment.
- Other info: Great opportunity for career growth and involvement in exciting projects.
- Why this job: Kickstart your career in compliance while making a real impact on client relationships.
- Qualifications: Interest in risk management and strong analytical skills are essential.
The predicted salary is between 25000 - 32000 £ per year.
An exciting opportunity has arisen for a Junior Compliance Analyst to join a busy and supportive Risk and Compliance team in Liverpool.
This role is ideal for someone looking to develop a career in risk management, compliance, or client due diligence within a professional services environment.
You will support the Business Acceptance Manager and Senior Analysts across all aspects of new client and matter intake , ensuring compliance with internal policies and regulatory requirements Key Responsibilities Manage day-to-day tasks relating to all aspects of client and matter inception.
Conduct client due diligence checks and determine appropriate levels of due diligence in line with Anti-Money Laundering (AML) regulations.
Carry out conflict searches and identify, resolve, or escalate potential conflict issues.
Use internal and external databases to conduct research as part of the due diligence process.
Assess risk profiles for new and existing clients and escalate concerns as required.
Provide advice to colleagues on AML, inception, and conflict-related queries.
Ensure information barriers are correctly created and maintained.
Assist the wider Risk Team with ad hoc compliance queries.
Participate in team and firmwide projects, supporting UK and international operations.
Knowledge, Skills
